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amendments to the Hawaii Rules of Professional Conduct

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prohibition, however, does not preclude <strong>the</strong> lawyer from giving<br />

an honest opinion about <strong>the</strong> actual consequences that appear<br />

likely <strong>to</strong> result from a client's conduct. Nor does <strong>the</strong> fact that a<br />

client uses advice in a course <strong>of</strong> action that is criminal or<br />

fraudulent <strong>of</strong> itself make a lawyer a party <strong>to</strong> <strong>the</strong> course <strong>of</strong><br />

action. There is a critical distinction between presenting an<br />

analysis <strong>of</strong> legal aspects <strong>of</strong> questionable conduct and<br />

recommending <strong>the</strong> means by which a crime or fraud might be<br />

committed with impunity.<br />

[10] When <strong>the</strong> client's course <strong>of</strong> action has already<br />

begun and is continuing, <strong>the</strong> lawyer's responsibility is especially<br />

delicate. The lawyer is required <strong>to</strong> avoid assisting <strong>the</strong> client, for<br />

example, by drafting or delivering documents that <strong>the</strong> lawyer<br />

knows are fraudulent or by suggesting how <strong>the</strong> wrongdoing<br />

might be concealed. A lawyer may not continue assisting a client<br />

in conduct that <strong>the</strong> lawyer originally supposed was legally<br />

proper but <strong>the</strong>n discovers is criminal or fraudulent. The lawyer<br />

must, <strong>the</strong>refore, withdraw from <strong>the</strong> representation <strong>of</strong> <strong>the</strong> client<br />

in <strong>the</strong> matter. See Rule 1.16(a) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>. In some cases,<br />

withdrawal alone might be insufficient. See <strong>Rules</strong> 1.6 and 4.1 <strong>of</strong><br />

<strong>the</strong>se <strong>Rules</strong>. It may be necessary for <strong>the</strong> lawyer <strong>to</strong> give notice <strong>of</strong><br />

<strong>the</strong> fact <strong>of</strong> withdrawal and <strong>to</strong> disaffirm any opinion, document,<br />

affirmation or <strong>the</strong> like.<br />

[11] Paragraph (d) applies whe<strong>the</strong>r or not <strong>the</strong> defrauded<br />

party is a party <strong>to</strong> <strong>the</strong> transaction. Hence, a lawyer must not<br />

participate in a sham transaction; for example, a transaction <strong>to</strong><br />

effectuate criminal or fraudulent avoidance <strong>of</strong> tax liability.<br />

Paragraph (d) does not preclude undertaking a criminal defense<br />

incident <strong>to</strong> a general retainer for legal services <strong>to</strong> a lawful<br />

enterprise. The last clause <strong>of</strong> paragraph (d) recognizes that<br />

determining <strong>the</strong> validity or interpretation <strong>of</strong> a statute or<br />

regulation may require a course <strong>of</strong> action involving<br />

disobedience <strong>of</strong> <strong>the</strong> statute or regulation or <strong>of</strong> <strong>the</strong> interpretation<br />

placed upon it by governmental authorities.<br />

[12] If a lawyer comes <strong>to</strong> know or reasonably should<br />

know that a client expects assistance not permitted by <strong>the</strong> <strong>Rules</strong><br />

<strong>of</strong> Pr<strong>of</strong>essional <strong>Conduct</strong> or o<strong>the</strong>r law, or if <strong>the</strong> lawyer knows he<br />

or she cannot comply with client instructions due <strong>to</strong> <strong>the</strong> duties<br />

imposed by <strong>the</strong>se <strong>Rules</strong> or o<strong>the</strong>r law, <strong>the</strong> lawyer must consult<br />

with <strong>the</strong> client regarding <strong>the</strong> limitations on <strong>the</strong> lawyer’s<br />

conduct. See Rule 1.4(a)(5) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>.<br />

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