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amendments to the Hawaii Rules of Professional Conduct

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settlement <strong>of</strong> claim are in this category, and so is <strong>the</strong> existence<br />

<strong>of</strong> an undisclosed principal except where nondisclosure <strong>of</strong> <strong>the</strong><br />

principal would constitute fraud. Lawyers should be mindful <strong>of</strong><br />

<strong>the</strong>ir obligations under applicable law <strong>to</strong> avoid criminal and<br />

<strong>to</strong>rtious misrepresentation.<br />

Crime or Fraud by Client<br />

[3] Under Rule 1.2(d) <strong>of</strong> <strong>the</strong>se <strong>Rules</strong>, a lawyer is<br />

prohibited from counseling or assisting a client in conduct that<br />

<strong>the</strong> lawyer knows is criminal or fraudulent. Paragraph (b) states<br />

a specific application <strong>of</strong> <strong>the</strong> principle set forth in Rule 1.2(d)<br />

and addresses <strong>the</strong> situation where a client’s crime or fraud takes<br />

<strong>the</strong> form <strong>of</strong> a lie or misrepresentation. Ordinarily, a lawyer can<br />

avoid assisting a client’s crime or fraud by withdrawing from<br />

<strong>the</strong> representation. Sometimes it may be necessary for <strong>the</strong><br />

lawyer <strong>to</strong> give notice <strong>of</strong> <strong>the</strong> fact <strong>of</strong> <strong>the</strong> withdrawal and <strong>to</strong><br />

disaffirm an opinion, document, affirmation or <strong>the</strong> like. In<br />

extreme cases, substantive law may require a lawyer <strong>to</strong> disclose<br />

information relating <strong>to</strong> <strong>the</strong> representation <strong>to</strong> avoid being deemed<br />

<strong>to</strong> have assisted <strong>the</strong> client's crime or fraud. See <strong>Rules</strong> 1.2 and<br />

1.6.<br />

Rule 4.2. COMMUNICATION WITH PERSON REPRESENTED BY<br />

COUNSEL.<br />

In representing a client, a lawyer shall not communicate about <strong>the</strong><br />

subject <strong>of</strong> <strong>the</strong> representation with a person <strong>the</strong> lawyer knows <strong>to</strong> be represented<br />

by ano<strong>the</strong>r lawyer in <strong>the</strong> matter, unless <strong>the</strong> lawyer has <strong>the</strong> consent <strong>of</strong> <strong>the</strong> o<strong>the</strong>r<br />

lawyer or is authorized <strong>to</strong> do so by law or a court order.<br />

COMMENTS:<br />

[1] This Rule does not prohibit communication with a<br />

represented person, or an employee or agent <strong>of</strong> such a person,<br />

concerning matters outside <strong>the</strong> representation. For example, <strong>the</strong><br />

existence <strong>of</strong> a controversy between a government agency and a<br />

private party, or between two organizations, does not prohibit a<br />

lawyer for ei<strong>the</strong>r from communicating with nonlawyer<br />

representatives <strong>of</strong> <strong>the</strong> o<strong>the</strong>r regarding a separate matter. Also,<br />

parties <strong>to</strong> a matter may communicate directly with each o<strong>the</strong>r<br />

and a lawyer having independent justification or legal authority<br />

for communicating with a represented person is permitted <strong>to</strong> do<br />

so. Communications authorized by law include, for example, <strong>the</strong><br />

right <strong>of</strong> a party <strong>to</strong> a controversy with a government agency <strong>to</strong><br />

speak with government <strong>of</strong>ficials about <strong>the</strong> matter.<br />

[2] Communications authorized by law also include<br />

constitutionally permissible investigative activities <strong>of</strong> lawyers<br />

representing governmental entities, directly or through<br />

investigative agents, prior <strong>to</strong> <strong>the</strong> commencement <strong>of</strong> criminal or<br />

- 105 ­

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