Declaration Of Helen J. Hodges In Support Of Lead Counsel's ...

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Deponent Entity Date[s] Location Nom. By Lead Counsel Attorney Keller, Dean Citigroup 03/17/05-03/18/05 NYC Plfs M. Siben 30(b)(6) due diligence 03/21/05 Keller, Dean Citigroup 03/22/05 NYC Plfs M. Siben 30(b)(6) zero coupon Feeney, Shawn Citigroup 03/23/05 NYC Plfs M. Siben Fuhs, Williams Merrill Lynch 03/24/05 Denver Plfs S. Hays Bushnell, David Citigroup 03/31/05-04/01/05 NYC Plfs M. Siben Troubh, Raymond Enron 03/31/05-04/01/05 NYC Defs DNA Coale, Carol Prudential 03/30/05-04/01/05 Houston Defs S. Hays McKillop, Gordon Enron 04/05/05 Wash., D.C. Defs DNA Belfer, Robert Enron 04/04/05-04/06/05 Houston Defs P. Howes Koczan, David CSFB 04/07/05 NYC Plfs S. Hays Walsh, Bill Deutsche Bank 04/07/05 NYC Plfs M. Siben Reilly, James Citigroup 04/04/05-04/07/05 NYC Plfs M. Siben 04/11/05 Ruding, Ono Citigroup 04/13/05-04/14/05 NYC Defs M. Siben Esposito, Sal Barclays 04/18/05 NYC Plfs R. Ames Butterfield, Diane JPMorgan 04/19/05 NYC Plfs A. Box Ferguson, Daniel CIBC 04/20/05 Toronto Defs J. Lowther Sabloff, Michael JPMorgan 04/21/05-04/22/05 NYC Plfs J. Jaconette LeMaistre, Charles Enron 04/20/05-04/22/05 Houston Plfs J. Hail Abra, Robert CIBC 04/22/05 NYC Plfs J. Lowther Beauclair, Gerry CIBC 04/22/05 NYC Plfs J. Lowther Ernst, Shannon CIBC 04/22/05 NYC Plfs J. Lowther Lydecker, Rick Enron 04/27/05-04/28/05 Houston Defs B. Henssler Winokur, Herbert Enron 04/27/05-04/29/05 NYC Defs J. Hail 05/02/05-05/04/05 Andrews, Kirkland 30(b)(6) Citigroup 04/28/05 NYC Plfs M. Siben Conway, Elliot Citigroup 04/28/05-04/29/05 NYC Plfs P. Howes Calvelli, Helen Barclays 05/03/05 NYC Plfs R. Ames O’Connor, Claire JPMorgan 05/03/05 NYC Plfs A. Box Sims-Vu, Jennifer Andersen 05/03/05 Houston Defs Schwartz Junell Ogden, Cynthia JPMorgan 05/05/05 NYC Plfs K. Splan Stott, Thomas Citigroup 05/05/05-05/06/05 NYC Plfs P. Howes Schwertner, Brian Joseph Enron 05/09/05 Houston Defs DNA Chan, Ronnie Enron 05/05/05-05/06/05 Houston Defs J. Hail 05/09/05-05/10/05 Cline, Wade Enron 05/10/05-05/11/05 Houston Defs K. Splan Chandler, Petrina V&E 05/10/05-05/12/05 NYC Plfs J. Lowther Launer, Curt CSFB 05/10/05-05/12/05 NYC Defs S. Hays Hollis, Spring Deutsche Bank 05/12/05 NYC Plfs X. Bernay Pflug, David JPMorgan 05/12/05 NYC Plfs J. Jaconette Warnier, Daniel JPMorgan 05/23/05 NYC Plfs A. Box Rue, Ken Anderson 05/24/05 Houston Defs B. Henssler Kozak, Leon Deustche 05/25/05 NYC Plfs M. Siben Montgomery, Russell Andersen 05/26/05 Houston Defs B. Henssler Blake, Norman Enron 05/23/05-05/27/05 Houston Defs J. Hail Devries, Andy CSFB 05/25/05 NYC Plfs S. Hays Elliot-Burrow, Shirley Citigroup 06/01/05 Houston Plfs P. Howes Lundstrom, Bruce Enron 06/01/05 Houston Defs K. Splan Layton, Donald JPMorgan 06/02/05-06/03/05 NYC Plfs J. Jaconette Herbold, Chris Andersen 06/06/05-06/10/05 Houston Defs B. Henssler 06/13/05 Bieser, Julie JPMorgan 06/08/05 Houston Plfs J. Jaconette Clarke-Wolf, Anne Citigroup 06/08/05 NYC Plfs P. Howes Herrup, Steven Deutsche Bank 06/08/05 NYC Plfs J. Lowther Reece, David Enron 06/13/05 Houston Defs K. Splan Metts, Mark Enron 06/13/05-06/14/05 Houston Defs R. Ames Niles, Ray Citigroup 06/13/05-06/14/05 NYC Plfs P. Howes Firth, Richard Barclays 06/14/05-06/15/05 London Plfs X. Bernay White, Warren Anderson 06/14/05-06/15/05 Houston Defs J. Lowther - 96 -
Deponent Entity Date[s] Location Nom. By Lead Counsel Attorney Hendricks, Maureen Citigroup 06/15/05-06/16/05 NYC Plfs P. Howes LeVersha, Paul Barclays 06/16/05 London Plfs X. Bernay O’Brien, Patrick JPMorgan 06/16/05 NYC Plfs A. Box Maletta, David CSFB 06/16/05-06/17/05 NYC Plfs S. Hays Mendelsohn, John Enron 06/28/05-06/30/05 Houston Defs J. Hail Dilg, Joe V&E 06/28/05-07/01/05 Houston Plfs P. Howes Glover, Paul Deutsche Bank 06/29/05 NYC Plfs J. Lowther McKee, Eric Andersen 06/29/05-06/30/05 Houston Defs B. Henssler Baillie, Steve Citigroup 07/06/05 NYC Plfs DNA Willison, Bruce Enron 07/06/05 Houston Defs J. Hail Boots, Kelly Enron 07/11/05 Houston Defs DNA Mark-Jusbasche, Rebecca Enron 07/11/05-07/13/05 Houston Defs J. Hardaway Derrick, James Enron 07/11/05-07/14/05 Houston Defs P. Howes Herman, Brian CSFB 07/13/05-07/14/05 Louisville Plfs S. Hays Levy, Phil JPMorgan 07/13/05-07/14/05 NYC Plfs DNA Baird, Robert Enron 07/18/05-07/19/05 Houston Defs A. Box Martinez, Lucia CIBC 07/18/05-07/19/05 NYC Plfs K. Splan Jaedicke, Robert Enron 07/18/05-07/22/05 Houston Defs P. Howes 07/25/05 Vasconcellos, Brent Enron 07/19/05-07/20/05 San Fran Defs R. Ames Lowther, Michael Andersen 07/19/05-07/21/05 Houston Defs/Plfs B. Henssler Boyle, Bill Deutsche Bank 07/20/05 NYC Plfs M. Siben Morris, David NYC 07/21/05 JPMorgan Plfs DNA Buckley, Michael JPMorgan 07/22/05 NYC Plfs DNA Echols, John Enron 08/01/05 Houston Defs DNA Schnapper, Barry Enron 08/01/05 Houston Defs DNA Capolongo, Dominic 30(b)(6) CSFB 08/01/05-08/02/05 NYC Plfs S. Hays Astin, Ron V&E 08/01/05-08/05/05 Houston Plfs P. Howes 08/08/05 Meyer, Shawna Enron 08/02/05-08/03/05 Austin Defs J. Hail Mukherjee, Roshmi Anderson 08/03/05-08/04/05 Houston Defs B. Henssler Cook, Mary Enron 08/08/05 Houston Plfs DNA Gorte, David Enron 08/08/05 Houston Defs DNA Mellencamp, Lisa Enron 08/08/05 Houston Defs DNA Murray, Julia Enron 08/08/05 Houston Defs DNA Harrison, Ken Enron 08/08/05-08/09/05 Houston Defs J. Hail Grutzmacher, Patty Andersen 08/08/05-08/10/05 Houston Defs J. Jaconette 10/17/05-10/18/05 Daines, Robert 30(b)(6) Deutsche Bank 08/10/05-08/11/05 NYC Plfs M. Siben Osterberg, Ed V&E 08/10/05-08/11/05 Houston Defs A. Box Allison, Herb Merrill Lynch 08/15/05 Houston Plfs P. Howes DeSpain, Tim Enron 08/15/05 Houston Defs DNA Gibner, Stinson Enron 08/15/05 Houston Defs DNA Kanellopoulos, Drew Enron 08/15/05 Houston Defs DNA Gramm, Wendy Enron 08/15/05-08/19/05 Houston Defs J. Hardaway Tjandramaga, Nick CSFB 08/16/05 Houston Plfs J. Lowther Ellard, Bruce JPMorgan 08/18/05 NYC Plfs DNA Yellen, Jonathan CSFB 08/18/05 NYC Plfs J. Lowther Faldyn, Rodney Enron 08/22/05 Houston Defs DNA Furst, Robert Merrill Lynch 08/22/05 Dallas Plfs B. Henssler Gordon, Dan Merrill Lynch 08/22/05 NYC Plfs DNA Stubblefield, Wade Enron 08/22/05 Houston Defs DNA Jones, Michael AA 08/22/05-08/24/05 Houston Plfs J. Jaconette Feintech, Lynn Citigroup 08/24/05 NYC Plfs J. Jaconette Hendrick, Max V&E 08/24/05-08/26/05 Houston Defs P. Howes Sakol, Jill CSFB 08/25/05-08/26/05 San Francisco Plfs S. Hays Carlin, Clint Anderson 09/06/05-09/08/05 Houston Defs X. Bernay Kleiner, Margaret Transco 09/07/05 Houston Plfs DNA Schneider, Linette Transco 09/07/05 Houston Plfs DNA Donaldson, Berk Texas East 09/08/05 Houston Plfs DNA Leedy, Joel TEPPCO 09/09/05 Houston Plfs DNA - 97 -
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UNITED STATES DISTRICT COURT SOUTHE
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2. The Parties Establish a Document
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I, HELEN J. HODGES, declare as foll
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• Reviewed over 70 million pages
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6. The above recoveries were based
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gathered and which the banks and En
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14. In this endeavor, Coughlin Stoi
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17. Lead Counsel prosecuted the lit
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[T]his representation has been unde
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and the necessary involvement with
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case. The Court hereby awards attor
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published an article, “Enron Jolt
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statements. We compiled profiles on
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34. We had no way of knowing whethe
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which witnesses to pursue, but cont
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the market in October 2001. The ana
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said it was unable to determine whe
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depositions because discovery was p
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65. After the motion was filed, The
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institutional plaintiffs, their rep
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drawing on the expertise of our in-
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83. On May 3, 2002, the Preferred P
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finance certain of the partnerships
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and participated in a scheme to def
Page 49 and 50: (j) Arthur Andersen LLP (Docket No.
Page 51 and 52: Lead Plaintiff had adequately alleg
Page 53 and 54: (a) The Court ruled that Lead Plain
Page 55 and 56: director of New Power, and issuance
Page 57 and 58: 94. On September 26, 2002, Lead Pla
Page 59 and 60: mandamus review, and that the Court
Page 61 and 62: 106. On May 6, 2003, defendant Citi
Page 63 and 64: scheme, and certain specific allega
Page 65 and 66: pled with the requisite particulari
Page 67 and 68: Merrill Lynch and Deutsche Bank Ent
Page 69 and 70: 4. Motions to Intervene Additional
Page 71 and 72: Gramm, Jaedicke, LeMaistre, Meyer,
Page 73 and 74: professionals and experts, and atte
Page 75 and 76: 121. On May 7, 2003, the Outside Di
Page 77 and 78: of Enron’s prominence and magnitu
Page 79 and 80: 131. As part of discovery, Lead Cou
Page 81 and 82: Third Parties and Defendants Date S
Page 83 and 84: Third Parties and Defendants Date S
Page 85 and 86: 133. Document requests and subpoena
Page 87 and 88: 139. In responding to the document
Page 89 and 90: 146. In addition to JPMorgan’s in
Page 91 and 92: 10. Requests for Admission 152. In
Page 93 and 94: Protocol Order provided for the ord
Page 95 and 96: privilege. And the defendants agree
Page 97 and 98: Deponent Entity Date[s] Location No
Page 99: Deponent Entity Date[s] Location No
Page 103 and 104: Deponent Entity Date[s] Location No
Page 105 and 106: promptly responded to all discovery
Page 107 and 108: Enron securities, and questions con
Page 109 and 110: securities, understanding of a repr
Page 111 and 112: 187. Lead Counsel made further supp
Page 113 and 114: April 16, 2004, Lead Counsel filed
Page 115 and 116: 195. On April 13, 2004, defendants
Page 117 and 118: Plaintiffs’ Investors Partner Lif
Page 119 and 120: • Outside Directors’ Memorandum
Page 121 and 122: 208. A two-day hearing was held reg
Page 123 and 124: Expert Entity Area of Opinion Dorri
Page 125 and 126: and is the basis for a presumption
Page 127 and 128: nature of Enron’s financial condi
Page 129 and 130: economically valid method and frame
Page 131 and 132: primarily involving Deutsche Bank,
Page 133 and 134: We filed a notice of request for se
Page 135 and 136: 236. Bankruptcy Examiner Batson him
Page 137 and 138: egarding the §11 claims, which wer
Page 139 and 140: proceeds for our settlement. Thus,
Page 141 and 142: egarding the policies and he moved
Page 143 and 144: team; for example, we reviewed info
Page 145 and 146: Court ruled that Lead Plaintiff fai
Page 147 and 148: Opposition to Deutsche Bank’s Mot
Page 149 and 150: Sec. Litig., 443 F.3d 987 (8th Cir.
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Plaintiff’s Opposition to Motion
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dated June 5, 2006 as It Pertains t
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the Pleadings (Docket No. 5019). On
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joint-and-several liability for kno
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pricing or trade volume data, estim
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y the court and cited in In re Cend
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296. Attached hereto as Ex. 2 is a
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ADDITIONAL SERVICE LIST Stuart Yoes
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ENRON COUGHLIN STOIA GELLER RUDMAN
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Name Title Hours Rate Lodestar Meye
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ENRON - SUMMARY OF PLAINTIFFS' FIRM
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EXHIBIT 4
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TOP SECURITIES SETTLEMENTS Case Nam
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Exhibit Listings and Notes regardin
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