Declaration Of Helen J. Hodges In Support Of Lead Counsel's ...

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Deponent Entity Date[s] Location Nom. By <strong>Lead</strong> Counsel Attorney Zisman, Stuart Enron 09/27/04-09/28/04 Houston Defs J. Jaconette Fallon, Jim Enron 09/28/04-09/30/04 Houston Defs P. Howes Clemmens, Bob Barclays 09/29/04-09/30/04 NYC Plfs X. Bernay R. Ames Gordon, Richard Merrill Lynch 09/30/04 Houston Plfs J. Hail Schottlaender, Ian CIBC 09/30/04 NYC Plfs J. Lowther S. Hays Bharati, Rakesh Enron 09/30/04-10/01/04 Houston Defs A. Box Baird, Robert 30(b)(6) V&E 10/05/04-10/06/04 Houston Defs M. Siben P. Howes R. Ames Jeffe, Robert CSFB 10/06/04-10/07/04 NYC Plfs P. Howes J. Lowther Walker, Richard JPMorgan 10/12/04-10/15/04 NYC Plfs J. Jaconette K. Splan Powers, William Enron 10/18/04-10/19/04 Austin Defs Schwartz Junell Lee, James JPMorgan 10/19/04-10/20/04 NYC Plfs J. Jaconette K. Splan Carano, Boyd V&E 10/20/04-10/21/04 Houston Defs P. Howes McKean, George Barclays 10/20/04-10/22/04 Houston Plfs X. Bernay R. Ames Sefton, Scott Enron 10/25/04-10/26/04 Boston Defs B. Henssler 11/08/04-11/09/04 Carson, Richard Enron 10/26/04-10/27/04 Houston Defs P. Howes Keller, Dean Citigroup 10/27/04-10/28/04 NYC Plfs M. Siben Scott, Dwight CSFB 10/27/04-10/29/04 NYC Plfs S. Hays J. Lowther Cambridge, Paul Deutsche Bank 11/03/04-11/04/04 NYC Plfs M. Siben Freeman, Charles JPMorgan 11/04/04 NYC Plfs J. Hail S. Hays Matteson, Gary Regents 11/04/04 Houston Defs P. Howes Bell, Nicholas Barclays 11/09/04 NYC Plfs X. Bernay Fleischer, David Goldman Sachs 11/09/04-11/10/04 NYC Plfs M. Siben Stampf, Steven PWC 11/09/04-11/10/04 NYC Defs A. Box Baker, Ron Enron 11/10/04-11/11/04 Houston Defs Schwartz Junell Welch, Jamie CSFB 11/10/04-11/11/04 NYC Plfs P. Howes Curry, Wanda Enron 11/15/04-11/16/04 Houston Defs A. Box Kulick, Adam Citigroup 11/22/04-11/23/04 NYC Plfs P. Howes Dickson, Glen Enron 11/30/04 Houston Defs Schwartz Junell Ivers, Rick CSFB 12/01/04-12/02/04 NYC Plfs J. Lowther S. Hays Racicot, Paul Enron 12/02/04 Houston Defs Schwartz Junell Menchaca, Peggy Enron 12/06/04 Houston Defs Schwartz Junell Cash, Debra Andersen 11/30/04-12/03/04 12/06/04-12/07/04 Houston Defs J. Jaconette Schwartz Junell Ogunlesi, Adebayo CSFB 12/06/04-12/07/04 NYC Plfs J. Lowther S. Hays Olson, John Merrill Lynch 12/07/04-12/08/04 Houston Plfs A. Box Hanks, Stan Enron 12/08/04-12/09/04 NYC Defs Schwartz Junell Simon, Karen JPMorgan 12/09/04 NYC Plfs J. Jaconette K. Splan Ewens, Peter McKinsey (3rd Party) 12/13/04-12/14/04 Dallas Defs B. Henssler Campbell, David McKinsey 12/14/04-12/15/04 Dallas Defs B. Henssler DeVitry, Benoit Barclays 12/14/04-12/15/04 London Plfs X. Bernay R. Ames Jakubik, Mike Deutsche Bank 12/15/04 NYC Plfs M. Siben Caplan, Rick Citigroup 12/13/04-12/16/04 NYC Plfs P. Howes M. Siben Alvino, Nicole Enron 12/16/04-12/17/04 NYC Defs A. Box Smith, Brian Barclays 12/16/04-12/17/04 London Plfs X. Bernay R. Ames - 94 -
Deponent Entity Date[s] Location Nom. By <strong>Lead</strong> Counsel Attorney Webster, Leslie JPMorgan 12/16/04-12/17/04 NYC Plfs J. Jaconette K. Splan Capolongo, Dominic CSFB 01/06/05 NYC Plfs S. Hays J. Lowther McGinnis, Stephanie Enron 01/11/05 Houston Defs Schwartz Junell Aultman, Sandra JPMorgan 01/12/05 NYC Plfs J. Jaconette K. Splan Nepveux, Michael Citigroup 01/12/05 Houston Plfs A. Box Nath, Laurence CSFB 01/12/05-01/13/05 NYC Plfs S. Hays J. Lowther Wagman, Steven Citigroup 01/12/05-01/14/05 NYC Plfs M. Siben Jordan, Kevin Enron 01/18/05 Houston Plfs DNA McGahen, Graham Barclays 01/18/05 NYC Plfs X. Bernay Mintz, Jordan Enron 01/18/05 Houston Defs DNA Peng, Gary Enron 01/18/05 Houston Defs DNA St. Clair, Carol Enron 01/18/05 Houston Defs DNA Savage, Frank Enron 01/18/05-01/21/05 Houston Defs J. Hail P. Howes O’Brien, Robert CSFB 01/24/05- NYC Plfs J. Lowther S. Hays Rubin, Seth Deutsche Bank 01/26/05 San Francisco Plfs M. Siben Crowley, James JPMorgan 01/26/05-01/27/05 NYC Plfs J. Jaconette K. Splan Scardino, Kimberly Andersen 01/24/05-01/28/05 01/31/05 NYC Defs J. Jaconette, Schwartz Junell Lian, Mark Enron 02/07/05 Houston Defs Schwartz Junell Steffes, Jim Enron 02/08/05 NYC Defs Schwartz Junell Mills, Scott Enron 02/09/05 Houston Defs Schwartz Junell Traband, Robert JPMorgan 02/08/05-02/10/05 NYC Plfs J. Jaconette K. Splan Duncan, John Enron 02/07/05-02/10/05 Houston Defs Schwartz Junell Golden, Michael Enron 02/10/05-02/11/05 Sedona Defs R. Ames Kingerski, Harry Enron 02/15/05-02/16/05 Houston Defs Schwartz Junell Port, David Enron 02/15/05-02/16/05 NYC Defs B. Henssler Lund, David Merrill Lynch 02/16/05 NYC Plfs S. Hays Ortner, William Citigroup 02/16/05 NYC Plfs A. Box Pankhania, Pritesh Barclays 02/16/05 London Plfs X. Bernay Jefferson, Ian Barclays 02/17/05 London Plfs X. Bernay McCabe, Brian CSFB 02/17/05-02/18/05 NYC Plfs J. Lowther Diaz, John Moody’s 02/14/05-02/18/05 NYC Defs M. Siben Chilton, Eric Barclays 02/22/05 NYC Plfs R. Ames X. Bernay Cox, David Enron 02/22/05 NYC Defs DNA Guenther, Todd C. 30(b)(6) Lehman 02/23/05 NYC Plfs DNA Sampere, Gery JPMorgan 02/24/05 NYC Plfs A. Box Bannantine, Jim Enron 02/24/05-02/25/05 Baltimore Defs DNA Urquhart, John Enron 02/22/05-02/25/05 Houston Defs J. Jaconette Jones, Robert 30(b)(6) Enron 02/28/05 Houston Defs Schwartz Junell Reed, Adrian McKinsey 03/02/05 Houston Defs R. Ames Sullivan, David Merrill Lynch 03/02/05 NYC Plfs S. Hays Wardell, Chris JPMorgan 03/02/05 NYC Plfs J. Jaconette Hetzel, Diane Enron 03/02/05-03/03/05 Atlanta Defs Schwartz Junell Eggleston, Meredith Enron 03/14/05-03/15/05 Houston Defs Schwartz Junell Vargas, Hope Enron 03/16/05 Houston Defs Schwartz Junell Repko, Bill JPMorgan 03/17/05 NYC Plfs A. Box Devine, Ed CSFB 03/17/05-03/18/05 NYC Plfs S. Hays Barone, Ron S&P 03/14/05-03/18/05 NYC Plfs J. Hail - 95 -
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UNITED STATES DISTRICT COURT SOUTHE
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2. The Parties Establish a Document
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I, HELEN J. HODGES, declare as foll
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• Reviewed over 70 million pages
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6. The above recoveries were based
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gathered and which the banks and En
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14. In this endeavor, Coughlin Stoi
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17. Lead Counsel prosecuted the lit
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[T]his representation has been unde
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and the necessary involvement with
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case. The Court hereby awards attor
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published an article, “Enron Jolt
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statements. We compiled profiles on
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34. We had no way of knowing whethe
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which witnesses to pursue, but cont
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the market in October 2001. The ana
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said it was unable to determine whe
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depositions because discovery was p
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65. After the motion was filed, The
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institutional plaintiffs, their rep
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drawing on the expertise of our in-
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83. On May 3, 2002, the Preferred P
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finance certain of the partnerships
Page 47 and 48: and participated in a scheme to def
Page 49 and 50: (j) Arthur Andersen LLP (Docket No.
Page 51 and 52: Lead Plaintiff had adequately alleg
Page 53 and 54: (a) The Court ruled that Lead Plain
Page 55 and 56: director of New Power, and issuance
Page 57 and 58: 94. On September 26, 2002, Lead Pla
Page 59 and 60: mandamus review, and that the Court
Page 61 and 62: 106. On May 6, 2003, defendant Citi
Page 63 and 64: scheme, and certain specific allega
Page 65 and 66: pled with the requisite particulari
Page 67 and 68: Merrill Lynch and Deutsche Bank Ent
Page 69 and 70: 4. Motions to Intervene Additional
Page 71 and 72: Gramm, Jaedicke, LeMaistre, Meyer,
Page 73 and 74: professionals and experts, and atte
Page 75 and 76: 121. On May 7, 2003, the Outside Di
Page 77 and 78: of Enron’s prominence and magnitu
Page 79 and 80: 131. As part of discovery, Lead Cou
Page 81 and 82: Third Parties and Defendants Date S
Page 83 and 84: Third Parties and Defendants Date S
Page 85 and 86: 133. Document requests and subpoena
Page 87 and 88: 139. In responding to the document
Page 89 and 90: 146. In addition to JPMorgan’s in
Page 91 and 92: 10. Requests for Admission 152. In
Page 93 and 94: Protocol Order provided for the ord
Page 95 and 96: privilege. And the defendants agree
Page 97: Deponent Entity Date[s] Location No
Page 101 and 102: Deponent Entity Date[s] Location No
Page 103 and 104: Deponent Entity Date[s] Location No
Page 105 and 106: promptly responded to all discovery
Page 107 and 108: Enron securities, and questions con
Page 109 and 110: securities, understanding of a repr
Page 111 and 112: 187. Lead Counsel made further supp
Page 113 and 114: April 16, 2004, Lead Counsel filed
Page 115 and 116: 195. On April 13, 2004, defendants
Page 117 and 118: Plaintiffs’ Investors Partner Lif
Page 119 and 120: • Outside Directors’ Memorandum
Page 121 and 122: 208. A two-day hearing was held reg
Page 123 and 124: Expert Entity Area of Opinion Dorri
Page 125 and 126: and is the basis for a presumption
Page 127 and 128: nature of Enron’s financial condi
Page 129 and 130: economically valid method and frame
Page 131 and 132: primarily involving Deutsche Bank,
Page 133 and 134: We filed a notice of request for se
Page 135 and 136: 236. Bankruptcy Examiner Batson him
Page 137 and 138: egarding the §11 claims, which wer
Page 139 and 140: proceeds for our settlement. Thus,
Page 141 and 142: egarding the policies and he moved
Page 143 and 144: team; for example, we reviewed info
Page 145 and 146: Court ruled that Lead Plaintiff fai
Page 147 and 148: Opposition to Deutsche Bank’s Mot
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Sec. Litig., 443 F.3d 987 (8th Cir.
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Plaintiff’s Opposition to Motion
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dated June 5, 2006 as It Pertains t
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the Pleadings (Docket No. 5019). On
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joint-and-several liability for kno
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pricing or trade volume data, estim
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y the court and cited in In re Cend
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296. Attached hereto as Ex. 2 is a
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ADDITIONAL SERVICE LIST Stuart Yoes
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ENRON COUGHLIN STOIA GELLER RUDMAN
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Name Title Hours Rate Lodestar Meye
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ENRON - SUMMARY OF PLAINTIFFS' FIRM
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EXHIBIT 4
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TOP SECURITIES SETTLEMENTS Case Nam
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Exhibit Listings and Notes regardin
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