Declaration Of Helen J. Hodges In Support Of Lead Counsel's ...

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Deponent Entity Date[s] Location Nom. By Lead Counsel Attorney Roper, Teri TEPPCO 09/09/05 Houston Plfs DNA Brown, William Enron 09/12/05 Houston Plfs DNA Kim, James Moody’s 09/12/05-09/13/05 NYC Defs J. Hail Spradling, Mark V&E 09/12/05-09/16/05 Houston Defs P. Howes 09/19/05 Kirk, Kathleen Texas Gas 09/13/05 KY Plfs DNA Fox, Bill Citigroup 09/13/05-09/14/05 NYC Plfs DNA Salles, Philip CSFB 09/13/05-09/14/05 NYC Plfs S. Hays Bittell, Jeffrey Texas Gas 09/14/05 KY Plfs DNA Mann, Bobbi Texas Gas 09/14/05 KY Plfs DNA Blaine, Timothy J. Anderson 09/15/05 Houston Defs K. Splan Caruso, Janet JPMorgan 09/15/05 NYC Plfs DNA Haratunian, Stephen CSFB 09/16/05 NYC Plfs S. Hays Carter, Rebecca Enron 09/19/05 Houston Defs DNA Lynn, Kathy Enron 09/19/05 Houston Defs DNA Mueck, Heather Andersen 09/20/05-09/21/05 Houston Defs R. Ames Shipman, Todd S&P 09/20/05-09/22/05 NYC Defs S. Hays Finley, Thomas Deutsche Bank 09/21/05-09/22/05 NYC Plfs M. Siben Barber, Shelly V&E 09/21/05-09/23/05 NYC Defs A. Box McCann, Robert Merrill Lynch 09/22/05 NYC Plfs B. Henssler Stewart, John Andersen 09/23/05-09/27/05 Chicago Plfs/Defs J. Jaconette 09/29/05 Hansen, Michael Gulf Columbia 09/26/05 Houston Defs DNA Victorin, Steve Citigroup 09/26/05 NYC Plfs DNA Wakeham, John Enron 09/26/05-09/28/05 London Defs P. Howes Hartt, Steve Citigroup 09/28/05-09/29/05 NYC Plfs M. Siben James, Ian JPMorgan 09/28/05-09/29/05 NYC Plfs DNA Buser, John UBS 10/05/05-10/06/05 Houston Plfs M. Siben Arnold, John Enron 10/17/05 Houston Defs DNA Badeer, Robert Enron 10/17/05 NYC Defs DNA Colwell, Wesley Enron 10/17/05 Houston Defs DNA Dietrich, Janet Enron 10/17/05 Houston Defs DNA Muller, Mark Enron 10/17/05 Houston Defs DNA Walden, Clint Enron 10/17/05 Houston Defs DNA Fischer, Luitgard Enron 10/17/05-10/18/05 Houston Defs K. Splan Hayes, Calli Deutsche Bank 10/17/05-10/18/05 NYC Plfs M. Siben Meyer, Jerome Enron 10/18/05-10/19/05 Houston Defs R. Ames Mackel, John Enron 10/19/05 Houston Defs DNA Desalt, Michael K&E 10/19/05-10/20/05 NYC Defs X. Bernay Yates, Terry V&E 10/19/05-10/21/05 Houston Defs A. Box Marino, Carmen CSFB 10/20/05 NYC Plfs J. Lowther McKee, Bill Third Party 10/20/05 Wash., D.C. Plfs M. Siben Ephross, Joel Enron 10/24/05 Houston Defs DNA Hughes, James Enron 10/24/05 Houston Defs DNA Palmer, Jessica Citigroup 10/24/05 NYC Plfs DNA Carson, Rick 30(b)(6) Enron 10/25/05 Houston Defs P. Howes Butcher, Sharon Enron 10/25/05-10/26/05 Houston Defs DNA Petersen, Rick Andersen 10/25/05-10/26/05 Chicago Defs J. Jaconette Sutton, Joe Enron 10/26/05-10/27/05 Houston Defs A. Box Wulfe, Scott V&E 10/26/05-10/27/05 Houston Defs J. Lowther Mertensotto, Robert JPMorgan 10/27/05 Houston Plfs DNA Rogers, Josh JPMorgan 10/28/05 Houston Plfs DNA Blachman, Jeremy Enron 10/31/05 Houston Defs DNA Clark, Catherine Enron 10/31/05 Houston Defs DNA Galvan, Michael Enron 10/31/05 Houston Defs DNA McMurray, Locke Merrill Lynch 10/31/05 NYC Plfs B. Henssler Palmer, Mark Enron 10/31/05 Houston Defs DNA Sherman, Richard Enron 10/31/05 Houston Defs DNA Spitzer, Ronald 30(b)(6) CIBC 10/31/05 NYC Plfs J. Lowther Agnew, Kate Andersen 10/31/05-11/03/05 NYC Defs K. Splan Welch, Patrick 30(b)(6) Citigroup 11/01/05 NYC Plfs DNA - 98 -
Deponent Entity Date[s] Location Nom. By Lead Counsel Attorney Tarry, Stephen V&E 11/02/05 Houston Plfs P. Howes McGuire, Brian Deutsche Bank 11/02/05-11/03/05 NYC Plfs M. Siben Teague, Christopher JPMorgan 11/02/05-11/03/05 NYC Plfs DNA Burnette, Cindy Columbia Gulf 11/03/05 Houston Defs DNA Charlton, Kevin JPMorgan 11/03/05 NYC Defs X. Bernay Jacobe, Lee 30(b)(6) Lehman 11/03/05 Houston Defs P. Howes Stier, Beth Innovision 11/03/05 Houston Defs A. Box Incontro, Stephen 30(b)(6) Citigroup 11/04/05 NYC Plfs DNA O’Connor, Mark CIBC 11/04/05 NYC Plfs X. Bernay Buy, Rick Enron 11/07/05 Houston Defs DNA Smailes, Geoffrey CSFB 11/08/05 London Plfs J. Hail Neuhausen, Ben Andersen 11/08/05-11/10/05 Chicago Defs J. Jaconette Biello, Jim JPMorgan 11/09/05 NYC Plfs DNA Oldfield, Richard Barclays 11/10/05 London Plfs J. Hail Brown, Jim Enron 11/14/05 Houston Defs DNA Heim, Michael 3rd Party 11/14/05 St. Louis Defs X. Bernay Mahoney, Peggy Enron 11/14/05 Houston Defs DNA Pai, Lou Enron 11/14/05 Houston Defs A. Box Whalley, Greg Enron 11/14/05 Houston Defs DNA Moore, Stephen Moody’s 11/14/05-11/16/05 NYC Defs S. Hays 11/22/05 Schuler, Lance Enron 11/15/05 Houston Defs DNA Tirello, Edward Deutsche Bank 11/15/05 NYC Defs M. Siben Harrison, William JPMorgan 11/16/05 NYC Plfs DNA Rowley, Russ 30(b)(6) Principal Global 11/16/05 Des Monies Plfs DNA Essex-Cater, Gareth JPMorgan 11/16/05-11/17/05 NYC Plfs DNA Ferrez-Pereira, Paulo Enron 11/16/05-11/18/05 NYC Defs X. Bernay Junek, Lydia Citigroup 11/17/05 Houston Plfs DNA Sclafani, Joe JPMorgan 11/17/05 NYC Plfs DNA Tice, Paul Deutsche Bank 11/17/05 NYC Defs M. Siben Champion, Jane Andersen 11/18/05 Houston Defs B. Henssler Bowen, Raymond Enron 11/21/05 Wash., D.C. Defs DNA Capomaggi, Peggy Deutsche Bank 11/21/05 NYC Defs M. Siben DiMichele, Rich Enron 11/21/05 Houston Defs DNA Freeland, Clint Enron 11/21/05 Wash., D.C. Defs DNA Hudler, Shirley Enron 11/21/05 Houston Plfs DNA Leff, Dan Enron 11/21/05 Wash., D.C. Defs DNA Malcolm, Rodney Enron 11/21/05 Wash., D.C. Plfs DNA Patel, Trushur Enron 11/21/05 Minneapolis Defs DNA Patel-Yaeger, Anne Enron 11/21/05 Minneapolis Defs DNA Reed, Andrea Enron 11/21/05 Houston Defs DNA Sanders, Richard Enron 11/21/05 Houston Defs DNA Siurek, Ryan Enron 11/21/05 Houston Defs DNA Smida, Edward Enron 11/21/05 Houston Defs DNA Sunde, Marty Enron 11/21/05 Wash., D.C. Defs DNA Goddard, Stephen Andersen 11/21/05-11/23/05 Houston Defs J. Jaconette 11/28/05 Backus, Marcia V&E 11/22/05 Houston Plfs J. Lowther Weill, Sandy Citigroup 11/22/05 NYC Plfs DNA Mialkowski, Krystian 30(b)(6) Deutsche Bank 11/23/05 NYC Plfs M. Siben Rogers, Rex Enron 11/23/05 Houston Defs DNA Sisneros, Phil Enron 11/23/05 Seattle Plfs DNA Proffitt, Timothy Enron 11/28/05 Houston Defs DNA Reddyhough, Julian 30(b)(6) Delta Energy 11/28/05 NYC Plfs DNA Walls, Rob Enron 11/28/05 Houston Defs DNA Hayslett, Rod Enron 11/28/05-11/29/05 Houston Defs DNA Billardello, John S&P 11/29/05 NYC Defs S. Hays Joyce, Mary Enron 11/29/05 Houston Defs DNA Goolsby, Gary Andersen 11/29/05-11/30/05 Houston Defs J. Jaconette Mehta, Dinsa JPMorgan 11/30/05 NYC Plfs DNA Tyler, Tracy Enron 11/30/05 Houston Defs DNA - 99 -
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UNITED STATES DISTRICT COURT SOUTHE
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2. The Parties Establish a Document
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I, HELEN J. HODGES, declare as foll
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• Reviewed over 70 million pages
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6. The above recoveries were based
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gathered and which the banks and En
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14. In this endeavor, Coughlin Stoi
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17. Lead Counsel prosecuted the lit
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[T]his representation has been unde
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and the necessary involvement with
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case. The Court hereby awards attor
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published an article, “Enron Jolt
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statements. We compiled profiles on
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34. We had no way of knowing whethe
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which witnesses to pursue, but cont
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the market in October 2001. The ana
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said it was unable to determine whe
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depositions because discovery was p
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65. After the motion was filed, The
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institutional plaintiffs, their rep
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drawing on the expertise of our in-
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83. On May 3, 2002, the Preferred P
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finance certain of the partnerships
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and participated in a scheme to def
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(j) Arthur Andersen LLP (Docket No.
Page 51 and 52: Lead Plaintiff had adequately alleg
Page 53 and 54: (a) The Court ruled that Lead Plain
Page 55 and 56: director of New Power, and issuance
Page 57 and 58: 94. On September 26, 2002, Lead Pla
Page 59 and 60: mandamus review, and that the Court
Page 61 and 62: 106. On May 6, 2003, defendant Citi
Page 63 and 64: scheme, and certain specific allega
Page 65 and 66: pled with the requisite particulari
Page 67 and 68: Merrill Lynch and Deutsche Bank Ent
Page 69 and 70: 4. Motions to Intervene Additional
Page 71 and 72: Gramm, Jaedicke, LeMaistre, Meyer,
Page 73 and 74: professionals and experts, and atte
Page 75 and 76: 121. On May 7, 2003, the Outside Di
Page 77 and 78: of Enron’s prominence and magnitu
Page 79 and 80: 131. As part of discovery, Lead Cou
Page 81 and 82: Third Parties and Defendants Date S
Page 83 and 84: Third Parties and Defendants Date S
Page 85 and 86: 133. Document requests and subpoena
Page 87 and 88: 139. In responding to the document
Page 89 and 90: 146. In addition to JPMorgan’s in
Page 91 and 92: 10. Requests for Admission 152. In
Page 93 and 94: Protocol Order provided for the ord
Page 95 and 96: privilege. And the defendants agree
Page 97 and 98: Deponent Entity Date[s] Location No
Page 99 and 100: Deponent Entity Date[s] Location No
Page 101: Deponent Entity Date[s] Location No
Page 105 and 106: promptly responded to all discovery
Page 107 and 108: Enron securities, and questions con
Page 109 and 110: securities, understanding of a repr
Page 111 and 112: 187. Lead Counsel made further supp
Page 113 and 114: April 16, 2004, Lead Counsel filed
Page 115 and 116: 195. On April 13, 2004, defendants
Page 117 and 118: Plaintiffs’ Investors Partner Lif
Page 119 and 120: • Outside Directors’ Memorandum
Page 121 and 122: 208. A two-day hearing was held reg
Page 123 and 124: Expert Entity Area of Opinion Dorri
Page 125 and 126: and is the basis for a presumption
Page 127 and 128: nature of Enron’s financial condi
Page 129 and 130: economically valid method and frame
Page 131 and 132: primarily involving Deutsche Bank,
Page 133 and 134: We filed a notice of request for se
Page 135 and 136: 236. Bankruptcy Examiner Batson him
Page 137 and 138: egarding the §11 claims, which wer
Page 139 and 140: proceeds for our settlement. Thus,
Page 141 and 142: egarding the policies and he moved
Page 143 and 144: team; for example, we reviewed info
Page 145 and 146: Court ruled that Lead Plaintiff fai
Page 147 and 148: Opposition to Deutsche Bank’s Mot
Page 149 and 150: Sec. Litig., 443 F.3d 987 (8th Cir.
Page 151 and 152: Plaintiff’s Opposition to Motion
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dated June 5, 2006 as It Pertains t
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the Pleadings (Docket No. 5019). On
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joint-and-several liability for kno
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pricing or trade volume data, estim
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y the court and cited in In re Cend
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296. Attached hereto as Ex. 2 is a
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ADDITIONAL SERVICE LIST Stuart Yoes
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ENRON COUGHLIN STOIA GELLER RUDMAN
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Name Title Hours Rate Lodestar Meye
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ENRON - SUMMARY OF PLAINTIFFS' FIRM
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EXHIBIT 4
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TOP SECURITIES SETTLEMENTS Case Nam
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Exhibit Listings and Notes regardin
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