Annual Report 2011 (5.07 MB, PDF-File) - Oerlikon

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Profit-sharing certificates
OC Oerlikon Corporation AG, Pfäffikon has not issued any profit-sharing certificates.
Limitations on transferability and nominee registrations
There are no restrictions on the transfer of OC Oerlikon Corporation AG, Pfäffikon
shares. The company recognizes only those parties entered in the share register as
shareholders or usufructuaries. Fiduciary shareholders and nominees will also be entered
in the share register.
Convertible bonds and options
As at December 31, 2011, there were no convertible bonds or warrant bonds
outstanding.
In conjunction with stock option plans, employees held a total of 37 128 options
(see page 125, Note 23) on December 31, 2011, each of which entitles the holder to
subscribe for one registered share in OC Oerlikon Corporation AG, Pfäffikon. These
options will be covered by shares acquired in the open market, such that their exercise
will not result in any change in share capital. The aggregate par value of the
shares purchasable via option rights granted to employees is CHF 37 128.
In conjunction with the option rights granted to the Financial Creditors, Financial
Creditors held a total of 16 905 643 options on December 31, 2011, each of which
entitles the holder to subscribe for one registered share in OC Oerlikon Corporation AG,
Pfäffikon. The option rights granted to the Financial Creditors have a maximum term
until June 30, 2014. The exercise price is CHF 6 and must be fully paid in cash. The
options are covered by shares pursuant to Art. 11c of the Articles of Association.
The aggregate par value of the shares purchasable via option rights granted to the
Financial Creditors is CHF 16 905 643.
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