2012 Annual Report - ZTE

ZTE CORPORATIONChanges in Shareholdings and Information of Shareholders(IV)SHAREHOLDERS AND DE FACTO CONTROLLERS OF THE COMPANY AS AT THE END OF THEYEAR1. Total number of shareholders, shareholdings of top ten shareholders and top ten holders that werenot subject to lock-upAs at 31 December 2012As at 21 March 2013, namely 5 trading daysprior to the publication of the annual resultsTotal numbers of shareholders136,777 shareholders (of which 136,414 were holders of A shares and 363 were holdersof H shares)129,609 shareholders (of which 129,249 were holders of A shares and 360 were holdersof H shares)Shareholdings of top ten shareholdersName of shareholdersNature ofshareholders1. Zhongxingxin State-ownedshareholders2. HKSCC Nominees Limited Foreignshareholders3. China Life Insurance Company Limited— Dividend — Individual Dividend —005L — FH002 Shen4. China Merchants Bank Co., Ltd. —Everbright Pramerica Fund AdvantageAllocation Stock Fund5. CITIC Trust Co.,Ltd. — WealthManagement 066. Hunan Nantian (Group) Co., Ltd State-ownedshareholders7. Agricultural Bank of China — FranklinSealand Flex Cap Stock Fund8. China Life Insurance Company Limited— Traditional — General InsuranceProducts — 005L — CT001 Shen9. Bank of China — E Fund ShenzhenStock Exchange 100 Exchange-TradedFund10. China Life Insurance (Group) Company— Traditional — General InsuranceProductsPercentage ofshareholdingsTotal numberof sharesheld as atthe end ofthe reportingperiod(shares)Increase/decreaseduring thereportingperiod(shares)Number ofshares heldsubject tolock-up(shares)Numberof sharespledged orfrozen30.76% 1,058,191,944 0 0 None18.27% 628,357,601 +177,778 0 UnknownOthers 2.36% 81,159,637 +3,823,798 0 UnknownOthers 1.72% 59,043,306 +38,913,627 0 UnknownOthers 1.69% 58,194,000 0 0 Unknown1.09% 37,450,609 0 0 UnknownOthers 1.05% 36,291,326 +20,085,307 0 UnknownOthers 0.99% 33,926,577 —95,000 0 UnknownOthers 0.88% 30,209,476 +1,718,551 0 UnknownOthers 0.74% 25,569,044 0 0 Unknown98