2012 Annual Report - ZTE

ANNUAL REPORT 2012Shareholdings of top ten holders that were not subject to lock-upName of shareholdersNumber of shares not subject tolock-up (shares) Class of shares1. Zhongxingxin 1,058,191,944 A shares2. HKSCC Nominees Limited 628,357,601 H shares3. China Life Insurance Company Limited — Dividend — Individual Dividend— 005L — FH002 Shen 81,159,637 A shares4. China Merchants Bank Co., Ltd. — Everbright Pramerica Fund AdvantageAllocation Stock Fund 59,043,306 A shares5. CITIC Trust Co.,Ltd. — Wealth Management 06 58,194,000 A shares6. Hunan Nantian (Group) Co., Ltd 37,450,609 A shares7. Agricultural Bank of China — Franklin Sealand Flex Cap Stock Fund 36,291,326 A shares8. China Life Insurance Company Limited — Traditional — General InsuranceProducts — 005L — CT001 Shen 33,926,577 A shares9. Bank of China — E Fund Shenzhen Stock Exchange 100 Exchange-TradedFund 30,209,476 A shares10. China Life Insurance (Group) Company — Traditional — General InsuranceProducts 25,569,044 A sharesDescriptions of any connected party relationships or concerted partyrelationships among the above shareholders1. There were no connected party relationships orconcerted party relationships between Zhongxingxinand other top ten shareholders and other top tenholders of shares not subject to lock-up listed above.2. The 3rd and 8th ranking shareholders among the top10 shareholders were managed by the same fundmanager — China Life Insurance Company Limited.The 10th ranking shareholder was managed by ChinaLife Insurance Company (Group) Limited, the controllingshareholder of China Life Insurance Company Limited.3. Save for the above, the Company is not aware ofany connected party relationships or concerted partyrelationships among the top ten shareholders and thetop ten holders of shares that are not subject to lock-up.Note 1:During the reporting period, there was no placing of new shares in the Company to any strategic investors or ordinary legal personsthat required shareholding for a designated period.Note 2:Shareholders holding 5% or above of the Company’s shares — Changes in the shareholding of Zhongxingxin, controlling shareholderof the Company interested in 30.76% of the Company’s shares, during the year are as follows:Name of shareholderIncrease/decrease(+/–) of numberof shares heldduring thereporting period(shares)Number ofshares held atthe end of thereporting period(shares)Class of sharesheldNumber ofshares subjectto lock-up heldat the end of thereporting period(shares)Number ofshares notsubject tolock-up held atthe end of thereporting period(shares)Number ofshares pledgedor frozen(shares)Zhongxingxin 0 1,058,191,944 A shares 0 1,058,191,944 None99