2012 Annual Report - ZTE

ANNUAL REPORT 2012Changes in Shareholdings and Information of Shareholders(I)CHANGES IN SHAREHOLDINGS DURING THE YEARUnit: sharesAt the beginningof the yearIncrease/decrease as a result of the changeduring the year (+, –)At the end of the yearTransferNumber ofshares Percentage New issueBonusissuefrom capitalreserve Others Note Sub-totalNumber ofshares PercentageI. Shares subject to lock-up 17,455,975 0.51% — — — (6,195,418) (6,195,418) 11,260,557 0.33%1. State-owned shares — — — — — — — — —2. State-owned corporate shares — — — — — — — — —3. Other domestic shares 9,125,893 0.27% — — — (6,589,151) (6,589,151) 2,536,742 0.08%Comprising: domestic non-stateownedcorporate shares — — — — — — — — —Domestic natural person shares 9,125,893 0.27% — — — (6,589,151) (6,589,151) 2,536,742 0.08%4. Foreign shares — — — — — — — — —Comprising: foreign corporateshares — — — — — — — — —Foreign natural person shares — — — — — — — — —5. Senior management shares 8,330,082 0.24% — — — 393,733 393,733 8,723,815 0.25%II. Shares not subject to lockup3,422,622,045 99.49% — — — 6,195,418 6,195,418 3,428,817,463 99.67%1. RMB ordinary shares 2,793,036,600 81.19% — — — 6,195,418 6,195,418 2,799,232,018 81.37%2. Domestic-listed foreign shares — — — — — — — — —3. Overseas-listed foreign shares(H shares) 629,585,445 18.30% — — — — — 629,585,445 18.30%4. Others — — — — — — — — —III. Total number of shares 3,440,078,020 100.00% — — — — — 3,440,078,020 100.00%Note: (1) Following consideration and approval at the Thirty-seventh Meeting of the Fifth Session of the Board of Directors, the Third Unlockingof Subject Shares under the Second Award of the Phase I Share Incentive Scheme of the Company was completed on 24 December2012 with a total of 6,589,151 Subject Shares being unlocked. For details, please refer to the “Announcement of the Completion of theThird Unlocking of Subject Shares under the Second Award of the Phase I Share Incentive Scheme” published by the Company on 20December 2012; (2) In accordance with relevant domestic regulations, shares held by the Directors, Supervisors or senior managementshall be subject to lock-up or unlocking on a pro-rata basis.95