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Compliance &Ethics - Society of Corporate Compliance and Ethics

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www.corporatecompliance.orgpr<strong>of</strong>essional incompetence that affects performance,it directly affects the company <strong>and</strong>may constitute a serious risk that cannot beleft for tribunes to resolve after the businesshas demised. The most important aspect <strong>of</strong>conflict resolution, aside from protecting theparties’ rights, is respecting dignity <strong>and</strong> valuingthe individual in the process <strong>of</strong> aiming fora preventive method, as opposed to a defensemechanism, that preserves dignity <strong>and</strong> createsan atmosphere <strong>of</strong> trust <strong>and</strong> mutual respect.The key inference here is respect towardsthe parties involved <strong>and</strong> the role that theState plays when establishing the rulesthat must be followed. I would say that thesame values that are presented there shouldencourage employers in their interactionwith their employees. I can proudly say thatthe President elected has taken matters inhis own h<strong>and</strong>s to set an example, making itm<strong>and</strong>atory for all ministers to sign a Code<strong>of</strong> <strong>Ethics</strong> <strong>and</strong> Conduct in August this year(for further information refer to http://www.listin.com.do/la-republica/2012/8/23/244585/Presidente-y-la-Vice-firman-Codigo-Etica).Further analysis must be made in orderto have a more accurate data in this regard,nonetheless experience states that whether acompany acts in an ethical manner or not is nota significant factor at the moment for the averageDominican’s willingness to work for anemployer. Jobseekers have other priorities, suchas the need to work <strong>and</strong> provide for their families.Hopefully, this is about to change with thenew measures being held at all levels. There is aconsiderable percentage <strong>of</strong> people who aspire togain experience from a leading provider <strong>of</strong> governance,ethics, <strong>and</strong> compliance management<strong>and</strong> have conducted themselves in such a waythroughout their pr<strong>of</strong>essional life.Regardless <strong>of</strong> the challenges that we face,great efforts have been made by both public<strong>and</strong> private entities to move towards a greaterethical “well being.” And despite the cultureimbalance <strong>of</strong> roles <strong>and</strong> duties, privileges,<strong>and</strong> responsibilities latent in what is sociallyapproved, (described in Robert Lowie’s bookCulture <strong>and</strong> Ethnology 1 ) it is my opinion that ourethical future is bright. ✵Laura Serra Nova (info@legauxinternational.co.uk) is a Registered Consultantfor MMRN, Legal Consultant – <strong>Compliance</strong> Pr<strong>of</strong>essional <strong>and</strong> JudiciaryInterpreter with Legaux International in Santo Domingo, Dominican Republic.1. Robert H. Lowie: Culture <strong>and</strong> Ethnology. Basic Books Inc., 1967.Advertise with us!<strong>Compliance</strong> & <strong>Ethics</strong> Pr<strong>of</strong>essional is a trusted resource for compliance<strong>and</strong> ethics pr<strong>of</strong>essionals. Advertise with us <strong>and</strong> reach decision-makers!For subscription information <strong>and</strong> advertising rates, contact Liz Hergert at+1 952 933 4977 or 888 277 4977 or liz.hergert @ corporatecompliance.org.<strong>Compliance</strong> & <strong>Ethics</strong>May/June2013 Pr<strong>of</strong>essionalA PUBLICATION OF THE SOCIETY OF CORPORATE COMPLIANCE AND ETHICSMeetMichael MillerExecutive Director for <strong>Ethics</strong><strong>and</strong> <strong>Compliance</strong>, Aerojet,Sacramento, CASee page 14SCCE’s magazine is published bimonthly <strong>and</strong> has a current distribution <strong>of</strong>more than 3,000 readers. Subscribers include executives <strong>and</strong> others responsible for compliance:chief compliance <strong>of</strong>ficers, risk/ethics <strong>of</strong>ficers, corporate CEOs <strong>and</strong> board members, chieffinancial <strong>of</strong>ficers, auditors, controllers, legal executives, general counsel, corporate secretaries,government agencies, <strong>and</strong> entrepreneurs in various industries.25Seven strategiesfor preventing usersfrom hoardingdocumentsMark Diamond33You’veidentified acorporate risk—what next?C. J. Rathbun41Mind the gap!Where corporatepolicy <strong>and</strong> socialmedia meetSteve Carr47Political activity compliance:A complex but necessarysubject for compliancepr<strong>of</strong>essionalsScott Stetson<strong>Compliance</strong> & <strong>Ethics</strong> Pr<strong>of</strong>essional May/June 2013+1 952 933 4977 or 888 277 4977 www.corporatecompliance.org 67

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