Shriram City Union Finance Limited - Karvy

3. Filing of the Prospectus with ROCA copy of the Prospectus shall be filed with the Registrar of Companies, Chennai, Tamil Nadu, in terms of section 56and section 60 of the Act.4. Pre-Issue AdvertisementOur Company will issue a statutory advertisement on or before the Issue Opening Date. This advertisement willcontain the information as prescribed under Debt Regulations. Material updates, if any, between the date of filing ofthe Prospectus with ROC and the date of release of this statutory advertisement will be included in the statutoryadvertisement.5. General InstructionsDo’sCheck if you are eligible to apply;Read all the instructions carefully and complete the Application Form;Ensure that the details about Depository Participant and Beneficiary Account are correct as allotment ofNCDs will be in the dematerialized form only;Ensure that you mention your PAN allotted under the IT ActEnsure that the Demographic Details (as defined herein below) are updated, true and correct in allrespects.Ensure that you have obtained all necessary approvals from the relevant statutory and/or regulatoryauthorities to apply for, subscribe to and/or seek allotment of NCDs pursuant to the Issue.Don’ts:Do not apply for lower than the minimum application size;Do not pay the application amount in cash;Do not fill up the Application Form such that the NCDs applied for exceeds the issue size and/orinvestment limit or maximum number of NCDs that can be held under the applicable laws or regulationsor maximum amount permissible under the applicable regulations;Do not submit application accompanied with Stockinvest.6. Instructions for completing the Application FormA. Submission of Application FormApplications to be made in prescribed form onlyThe forms to be completed in block letters in EnglishApplications should be in single or joint names and should be applied by Karta in case of HUFThumb impressions and signatures other than in English/Hindi/Gujarati/Marathi or any other languagesspecified in the 8th Schedule of the Constitution needs to be attested by a Magistrate or Notary Public ora Special Executive Magistrate under his/her seal.All Application Forms duly completed together with cheque/bank draft for the amount payable onapplication must be delivered before the closing of the subscription list to any of the Bankers to thePublic Issue or collection centre(s)/ agent(s) as may be specified before the closure of the Issue.Applicants at centres not covered by the branches of collecting banks can send their forms together witha cheque/draft drawn on/payable at a local bank in Chennai to the Registrar to the Issue by registeredpost.No receipt will be issued for the application money. However, Bankers to the Issue and/or their branchesreceiving the applications will acknowledge the same.Every applicant should hold valid Permanent Account Number (PAN) and mention the same in theApplication Form.154