Sr.No.FY AlterationCumulative Redeemable Preference shares of `100/- each with redemption period of 5 years carryingdividends by the Board.9. 2001 The Authorised Share capital of our Company was increased from ` 350,000,000 divided into15,000,000 Equity shares of `10/- each and 2,000,000 Cumulative Redeemable Preference shares of`100/- each to ` 450,000,000 divided into 15,000,000 Equity shares of `10/- each and 3,000,000Cumulative Redeemable Preference shares of `100/- each with redemption period of 5 years carryingdividends by the Board.10. 2002 The Authorised Share capital of our Company was increased from ` 4,50,000,000 divided into15,000,000 Equity shares of `10/- each and 3,000,000 Cumulative Redeemable Preference shares of`100/- each to ` 550,000,000 divided into 25,000,000 Equity shares of `10/- each and 3,000,000Cumulative Redeemable Preference shares of `100/- each with redemption period of 5 years carryingdividends by the Board.11. 2003 The Authorised Share capital of our Company was increased from ` 550,000,000 divided into25,000,000 Equity shares of `10/- each and 3,000,000 Cumulative Redeemable Preference shares of`100/- each to ` 850,000,000 divided into 45,000,000 Equity shares of `10/- each and 4,000,000Cumulative Redeemable Preference shares of `100/- each with redemption period of 5 years carryingdividends by the Board.12. 2008 The Authorised Share capital of our Company was increased from ` 850,000,000 divided into45,000,000 Equity shares of `10/- each and 4,000,000 Cumulative Redeemable Preference shares of`100/- each to ` 1,000,000,000 divided into 60,000,000 Equity shares of `10/- each and 4,000,000Cumulative Redeemable Preference shares of `100/-each.Equity Share Capital History of our CompanyDate of AllotmentNumber of sharesissued and allottedCumulativePaid-up capitalin (`)48Nature of IssueIssue Price(`)Premium (`)March 27, 1986 20 2,000 Subscribers to the Memorandum 100/- NilApril 7, 1986 4,980 500,000 Further Issue 100/- NilMay 14, 1986 1,000 600,000 Further Issue 100/- NilMay 30, 1986 4,000 1,000,000 Further Issue 100/- NilAugust 2, 1986 1,000 1,100,000 Further Issue 100/- NilSeptember 6,1986 5,000 1,600,000 Further Issue 100/- NilNovember 29,1986 4,000 2,000,000 Further Issue 100/- NilMarch 7,1987 3,500 2,350,000 Further Issue 100/- NilApril 14,1987 3,500 2,700,000 Further Issue 100/- NilNovember 21, 1987 8,000 3,500,000 Further Issue 100/- NilJune 11, 1988 15,000 5,000,000 Further Issue 100/- NilOctober 29, 1988 10,000 6,000,000 Rights Issue 100/- NilDecember 30, 1988 150,000 7,500,000 Rights Issue 10/- NilMarch 27, 1989 240,000 9,900,000 Rights Issue 10/- NilJanuary 22, 1991 990,000 19,800,000 Rights Issue 10/- NilJune 10, 1993 1,980,000 39,600,000 Rights Issue 10/- NilJune 14, 1994 40,000 40,000,000 Preferential Issue 10/- NilDecember 22, 1994 2,000,000 60,000,000 Public Issue 10/- 10/-February 19, 1996 1,500,000 75,000,000 Bonus Issue Nil NilSeptember 12, 2003 19,600,000 271,000,000 Preferential Issue 10/- 5.35/-December 22, 2006 4,000,000 311,000,000 Preferential Issue 10/- 150/-December 27, 2006 4,000,000 351,000,000 Preferential Issue 10/- 150/-
Date of AllotmentNumber of sharesissued and allottedCumulativePaid-up capitalin (`)Nature of IssueIssue Price(`)Premium (`)December 29, 2006 4,000,000 391,000,000 Preferential Issue 10/- 150/-March 20, 2008 2,055,000 411,550,000 Preferential Issue10/- 150/-(Conversion of Warrants)May 14, 2008 1,837,500 429,925,000 Preferential Issue 10/- 390/-May 16, 2008 1,412,500 444,050,000 Preferential Issue 10/- 390/-June 27, 2008 1,445,000 458,500,000 Preferential Issue10/- 150/-(Conversion of Warrants)January 30, 2009 6,800 458,568,000 ESOP $ 10/- 25/-May 29, 2009 7,050 458,638,500 ESOP $ 10/- 25/-587,500 464,513,500 Preferential Issue10/- 390/-November 6, 2009(Conversion of Warrants)November 9, 2009 662,500 471,138,500 Preferential Issue10/- 390/-(Conversion of Warrants)2,000,000 491,138,500 Preferential Issue10/- 390/-November 11,2009(Conversion of Warrants)January 6, 2010 10,100 491,239,500 ESOP $ 10/- 25/-March 30, 2010 30,750 491,547,000 ESOP $ 10/- 25/-May 31, 2010 27,184 491,818,840 ESOP $ 10/- 25/-June 30, 2010 20,572 492,024,560 ESOP $ 10/- 25/-August 13, 2010 83,126 492,855,820 ESOP $ 10/- 25/-September 17, 2010 39,957 493,255,390 ESOP $ 10/- 25/-October 19,2010 34,050 493,595,890 ESOP $ 10/- 25/-November 8,2010 33,150 493,927,390 ESOP $ 10/- 25/-December 04, 2010 20,350 494,130,890 ESOP $ 10/- 25/-December 31,2010 49,150 494,622,390 ESOP $ 10/- 25/-January 31, 2011 48,200 495,104,390 ESOP $ 10/- 25/-March 2, 2011 14,810 495,252,490 ESOP $ 10/- 25/-March 31, 2011 11,628 495,368,770 ESOP $ 10/- 25/-April 30, 2011 1,48,400 496,852,770 ESOP $ 10/- 25/-June 7, 2011 43,550 497,288,270 ESOP $ 10/- 25/-June 29, 2011 4,552 497,333,790 ESOP $ 10/- 25/-Total 49,733,379 497,333,790$Equity shares allotted to the employees of our Company as fully paid up under the Company’s ESOP 2006 onexercise of vested options.Notes:1. On March 20, 2008, the Company issued and allotted 2,055,000 Equity Shares of ` 10/- each at a premium of `150/- per Equity share on conversion of warrants to <strong>Shriram</strong> Enterprise Holdings Private <strong>Limited</strong>2. On June 27, 2008, the Company issued and allotted 1,445,000 Equity Shares of ` 10/- each at a premium of `150/- per Equity share on conversion of warrants to <strong>Shriram</strong> Enterprise Holdings Private <strong>Limited</strong>.3. On November 6, 2009, the Company issued and allotted 587,500 Equity Shares of ` 10/- each at a premium of `390/- per Equity share on conversion of warrants to Asiabridge fund I LLC4. On November 9, 2009 the Company issued and allotted 662,500 Equity Shares of ` 10/- each at a premium of `390/- per Equity share on conversion of warrants to Van Gogh <strong>Limited</strong>.49
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Draft ProspectusDated July 21, 2011
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SECTION I : GENERALDEFINITIONS / AB
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TermDebenture Holder (s)Debt Listin
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that notice of such early closure i
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- Page 13 and 14: SECTION II : RISK FACTORSProspectiv
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- Page 17 and 18: and other liberalization measures a
- Page 19 and 20: previous working relationship; succ
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- Page 29 and 30: As on March 31, 2011, 24 % of our A
- Page 31 and 32: 5. Investors may contact the Regist
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- Page 47 and 48: SUMMARY FINANCIAL INFORMATIONThe fo
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- Page 59: CAPITAL STRUCTUREDetails of share c
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- Page 87 and 88: SI.No.YearTotalMSMEs(lakhnumbers)Fi
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act as, and to undertake and carry
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Company equal to or more than 7% of
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(c) Term and termination: Either pa
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Pursuant to the Agreement, the Inve
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• more than 50% of the fully dilu
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OUR MANAGEMENTBoard of DirectorsThe
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Name, Designation,Age and DINNation
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commercial banks. He was the chairm
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Remuneration of the DirectorsThe in
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A. Audit CommitteeThe members of th
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To form Sub CommitteesD. Asset liab
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OUR PROMOTERProfile of our Promoter
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Particulars FY 2008 FY 2009 FY 2010
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Particulars FY 2008 FY 2009 FY 2010
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Sr.No.Name of Shareholder Address N
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PIJUSH GUPTA & COC H A R T E R E D
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8. This report should not be in any
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Annexure IShriram City Union Financ
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Annexure IIShriram City Union Finan
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Shriram City Union Finance LimitedA
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Annexure IIIShriram City Union Fina
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Annexure VShriram City Union Financ
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Annexure VShriram City Union Financ
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Annexure VShriram City Union Financ
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Annexure VIShriram City Union Finan
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Annexure VIIShriram City Union Fina
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Annexure VIIIShriram City Union Fin
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Annexure IXShriram City Union Finan
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Annexure IXC. Cash Credit from Bank
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Annexure XShriram City Union Financ
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Annexure - XIIShriram City Union Fi
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c. Fixed Assets, Depreciation / Amo
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g. Revenue recognitioni. Income fro
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j. Segment reportingThe company ope
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2010 - 20112. Notes to Accounts1. P
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c) Term Loans:i. From Financial Ins
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Changes in the present value of the
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Enterprises havingsignificant influ
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Deferred Tax AssetTiming difference
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Stock Options grantedThe weighted a
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12. SecuritizationThe information o
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c) All Debentures under (a) and (b)
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Balance sheetDetails of Provision f
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(Rs. In Lacs)Enterprises havingsign
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5. Deferred Tax Liabilities/(Asset)
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The details of Series I have been s
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Since the enterprise used the intri
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13.1 Licensed Capacity, Installed c
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) Term Loans:As at March 31,2009(Rs
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Profit and Loss accountNet employee
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The estimates of future salary incr
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7. Related Party DisclosuresRelated
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* Denotes transactions with Shriram
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(Rs. in lacs)As at March 31, As at
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Stock Options grantedSeries I:The w
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15. SecuritisationThe Company sells
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2007 - 20082. Notes to Accounts1. P
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2. Subordinated DebtThe Company has
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The principal assumptions used in d
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6. Related Party DisclosuresRelated
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9. Earnings per shareParticularsYea
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Income Tax/Wealth TaxDisputed Incom
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Stock Options grantedSeries I:The w
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15. SecuritisationThe Company sells
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2006 - 2007B) Notes to AccountsPart
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9. Expenses in respect of common br
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15. Details of Deferred Tax Liabili
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3(Rs. In lacs)As on March 31,Partic
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(Rs. In lacs)ParticularsAmount outs
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7 Investor group-wise classificatio
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PIJUSH GUPTA & COC H A R T E R E D
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Other consolidated Financial Inform
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Annexure IIShriram City Union Finan
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Shriram City Union Finance LimitedC
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Annexure IVShriram City Union Finan
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Shriram City Union Finance LimitedS
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Annexure VShriram City Union Financ
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Shriram City Union Finance LimitedS
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Annexure VIShriram City Union Finan
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Shriram City Union Finance LimitedS
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Shriram City Union Finance LimitedS
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Shriram City Union Finance Ltd.,Ann
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Shriram City Union Finance Ltd.,Ann
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Annexure XIShriram City Union Finan
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Shriram City Union Finance LimitedS
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(E)InvestmentsInvestments intended
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(K)Segment reportingThe company ope
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) Privately Placed Redeemable Non-C
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Balance sheetDetails of Provision f
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PaymentsEnterprises having signific
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(8) Deferred Tax Liabilities/(Asset
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The details of Stock Option plan ar
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In March 2005 the ICAI has issued a
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As per our report of even dateFor P
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Sr.No.Particulars16. Industrial Dev
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Sr.No.Particulars Date of sanction
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1. to declare and/ or pay dividend
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SECTION VI : ISSUE RELATED INFORMAT
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person, being a nominee, becoming e
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*With respect to applications recei
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e paid on the next working day. Pay
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Please note that failure to do so c
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We may at our discretion redeem the
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other NCDs in their place. The afor
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from the date of receipt of the app
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or entities.Applicants are advised
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3. Filing of the Prospectus with RO
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in the Application Form would be us
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B. Additional ApplicationsAn applic
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12. Allotment Advice / Refund Order
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iii) In the event, there are more t
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SECTION VII : LEGAL AND OTHER INFOR
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within the meaning of section 271 (
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OTHER REGULATORY AND STATUTORY DISC
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ActivityFees payable legal advisors
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(Source: www.bseindia.com)NSEMonth
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Year ended As at 31st March` In Lak
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(ii)NBFCs are not allowed to deal i
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when hire charges are actually rece
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different rates of interest for dif
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Labour LawsThe Company is required
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…Clause (3) of Article 42 at thei
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MATERIAL CONTRACTS AND DOCUMENTS FO
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DECLARATIONWe, the Directors of the