102.118 R & RSec. 102.118 Present and former <strong>Board</strong> employees prohibited from producing files,records, etc., pursuant to subpoena ad testificandum or subpoena duces tecum;prohibited from testifying in regard thereto; production of witnesses’ statements afterdirect testimony.—(a)(1) Except as provided in section 102.117 of these rules respectingrequests cognizable under the Freedom of Information Act, no present or formerRegional Director, field examiner, administrative law judge, attorney, speciallydesignated agent, General Counsel, Member of the <strong>Board</strong>, or other officer or employee ofthe Agency shall produce or present any files, documents, reports, memoranda, or recordsof the <strong>Board</strong> or of the General Counsel, whether in response to a subpoena duces tecumor otherwise, without the written consent of the <strong>Board</strong> or the Chairman of the <strong>Board</strong> if thedocument is in Washington, D.C., and in control of the <strong>Board</strong>; or of the General Counselif the document is in a Regional Office of the Agency or is in Washington, D.C., and inthe control of the General Counsel. Nor shall any such person testify in behalf of anyparty to any cause pending in any court or before the <strong>Board</strong>, or any other board,commission, or other administrative agency of the United States, or of any State,territory, or the District of Columbia, or any subdivisions thereof, with respect to anyinformation, facts, or other matter coming to that person’s knowledge in his or herofficial capacity or with respect to the contents of any files, documents, reports,memoranda, or records of the <strong>Board</strong> or of the General Counsel, whether in answer to asubpoena or otherwise, without the written consent of the <strong>Board</strong> or the Chairman of the<strong>Board</strong> if the person is in Washington, D.C., and subject to the supervision or control ofthe <strong>Board</strong> or was subject to such supervision or control when formerly employed at theAgency; or of the General Counsel if the person is in a Regional Office of the Agency oris in Washington, D.C., and subject to the supervision or control of the General Counselor was subject to such supervision or control when formerly employed at the Agency. Arequest that such consent be granted shall be in writing and shall identify the documentsto be produced, or the person whose testimony is desired, the nature of the pendingproceeding, and the purpose to be served by the production of the document or thetestimony of the official. Whenever any subpoena ad testificandum or subpoena ducestecum, the purpose of which is to adduce testimony or require the production of recordsas described hereinabove, shall have been served on any such person or other officer oremployee of the <strong>Board</strong>, that person will, unless otherwise expressly directed by the <strong>Board</strong>or the Chairman of the <strong>Board</strong> or the General Counsel, as the case may be, move pursuantto the applicable procedure, whether by petition to revoke, motion to quash, or otherwise,to have such subpoena invalidated on the ground that the evidence sought is privilegedagainst disclosure by this rule.(2) No Regional Director, field examiner, administrative law judge, attorney, speciallydesignated agent, General Counsel, Member of the <strong>Board</strong>, or other officer or employee ofthe <strong>Board</strong> shall, by any means of communication to any person or to another agency,disclose personal information about an individual from a record in a system of recordsmaintained by this Agency, as more fully described in the notices of systems of recordspublished by this Agency in accordance with the provisions of section (e)(4) of the84
102.118 R & RPrivacy Act of 1974, 5 U.S.C. Sec. 552a(e)(4), or by the Notices of Government-wideSystems of Personnel Records published by the Civil Service Commission in accordancewith those statutory provisions, except pursuant to a written request by, or with the priorwritten consent of, the individual to whom the record pertains, unless disclosure of therecord would be in accordance with the provisions of section (b)(1) through (11), bothinclusive, of the Privacy Act of 1974, 5 U.S.C. Sec. 552a(b)(1) through (11).(b)(1) Notwithstanding the prohibitions of subsection (a) of this section, after a witnesscalled by the General Counsel or by the charging party has testified in a hearing upon acomplaint under section 10(c) of the Act, the administrative law judge shall, upon motionof the respondent, order the production of any statement (as hereinafter defined) of suchwitness in the possession of the General Counsel which relates to the subject matter as towhich the witness has testified. If the entire contents of any such statement relate to thesubject matter of the testimony of the witness, the administrative law judge shall order itto be delivered directly to the respondent for his examination and use for the purpose ofcross-examination.(2) If the General Counsel claims that any statement ordered to be produced under thissection contains matter which does not relate to the subject matter of the testimony of thewitness, the administrative law judge shall order the General Counsel to deliver suchstatement for the inspection of the administrative law judge in camera. Upon suchdelivery the administrative law judge shall excise the portions of such statement which donot relate to the subject matter of the testimony of the witness except that he may, in hisdiscretion, decline to excise portions which, although not relating to the subject matter ofthe testimony of the witness, do relate to other matters raised by the pleadings. With suchmaterial excised the administrative law judge shall then direct delivery of such statementto the respondent for his use on cross-examination. If, pursuant to such procedure, anyportion of such statement is withheld from the respondent and the respondent objects tosuch withholding, the entire text of such statement shall be preserved by the GeneralCounsel, and, in the event the respondent files exceptions with the <strong>Board</strong> based uponsuch withholding, shall be made available to the <strong>Board</strong> for the purpose of determining thecorrectness of the ruling of the administrative law judge. If the General Counsel electsnot to comply with an order of the administrative law judge directing delivery to therespondent of any such statement, or such portion thereof as the administrative law judgemay direct, the administrative law judge shall strike from the record the testimony of thewitness.(c) The provisions of subsection (b) of this section shall also apply after any witness hastestified in any postelection hearing pursuant to section 102.69(d) and any party hasmoved for the production of any statement (as hereinafter defined) of such witness inpossession of any agent of the <strong>Board</strong> which relates to the subject matter as to which thewitness has testified. The authority exercised by the administrative law judge undersubsection (b) of this section shall be exercised by the hearing officer presiding.(d) The term “statement” as used in subsections (b) and (c) of this section means: (1) awritten statement made by said witness and signed or otherwise adopted or approved byhim; or (2) a stenographic, mechanical, electrical, or other recording, or a transcriptionthereof, which is a substantially verbatim recital of an oral statement made by saidwitness to an agent of the party obligated to produce the statement and recordedcontemporaneously with the making of such oral statement.85
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R&RNATIONAL LABOR RELATIONS BOARD
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R&RMay 2, 1974February 10, 1975Febr
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R&ROctober 28, 1991November 8, 1991
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R&RJuly 16, 2007 72 FR 38778§102.1
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117
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TABLE OF CONTENTSS of P101.29 Proce
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101.2-101.4 S of PSubpart B—Unfai
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101.8-101.9 S of Pnovel and complex
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101.10-101.11 S of Pfor the General
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101.13-101.16 S of Pthe closing of
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101.17 S of PSubpart C—Representa
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101.18-101.19 S of Pdismissal by fi
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101.19-101.21 S of PD.C. The record
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101.21 S of P(d) The parties have t
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101.23 S of Punless otherwise order
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101.26-101.27 S of PSubpart E—Ref
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101.30 S of Pwill institute formal
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101.34-101.36 S of Psupport of thei
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101.39-101.41 S of PSubpart H—Adv
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R & RTABLE OF CONTENTSTABLE OF CONT
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R & RTABLE OF CONTENTSSectionExcept
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R & RTABLE OF CONTENTSSectionSubpar
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R & RTABLE OF CONTENTSSection102.13
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R & R 102.1-102.8NATIONAL LABOR REL
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R & R 102.9-102.13Subpart B—Proce
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R & R 102.15-102.19COMPLAINTSec. 10
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R & R 102.20-102.23ANSWERSec. 102.2
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R & R 102.25-102.28Sec. 102.25 Ruli
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R & R 102.30WITNESSES, DEPOSITIONS,
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R & R 102.32information from such i
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R & R 102.34-102.35HEARINGSSec. 102
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R & R 102.38-102.43chief judge in N
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R & R 102.45ADMINISTRATIVE LAW JUDG
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R & R 102.46(3) Requests for extens
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R & R 102.48-12050PROCEDURE BEFORE
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- Page 95 and 96: R & R 102.83-102.85Subpart E—Proc
- Page 97 and 98: R & R 102.89-102.91Subpart F—Proc
- Page 99 and 100: R & R 102.94-102.97Subpart G—Proc
- Page 101 and 102: R & R 102.104-102.110determine whet
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- Page 109 and 110: R & R 102.117(3) Copies of forms pr
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- Page 115 and 116: R & R 102.117not be limited to: Cer
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- Page 131 and 132: 102.128-102.130 R & R(c) In a poste
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TOPICAL INDEXSectionPageFiling of .
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TOPICAL INDEXSectionPageWhere to fi
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TOPICAL INDEXSectionPageDetermined
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TOPICAL INDEXSectionPageClarificati
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TOPICAL INDEXSectionPageCertificati
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TOPICAL INDEXSectionPagerefusal to
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TOPICAL INDEXSectionPageReview by G
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NATIONAL LABOR RELATIONS BOARDthan
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NATIONAL LABOR RELATIONS BOARDfull
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NATIONAL LABOR RELATIONS BOARDVIII.
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NATIONAL LABOR RELATIONS BOARDon be
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NATIONAL LABOR RELATIONS BOARD3. Th
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NATIONAL LABOR RELATIONS BOARDAppen
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NATIONAL LABOR RELATIONS BOARDDougl
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NATIONAL LABOR RELATIONS BOARDAlger
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NATIONAL LABOR RELATIONS ACTAlso ci
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(6) The term “commerce” means t
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to exercise all of the powers of th
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(2) to dominate or interfere with t
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Provided, That nothing contained in
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(3) notifies the Federal Mediation
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such labor organization of opportun
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(3) No election shall be directed i
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state its findings of fact and shal
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as in the case of an application by
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INVESTIGATORY POWERSSec. 11. [§ 16
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(c) [Power of Board to decline juri
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LABOR MANAGEMENT RELATIONS ACTLABOR
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LABOR MANAGEMENT RELATIONS ACT(c) [
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LABOR MANAGEMENT RELATIONS ACTis cr
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LABOR MANAGEMENT RELATIONS ACT(c) [
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LABOR MANAGEMENT RELATIONS ACTConci
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LABOR MANAGEMENT RELATIONS ACTdeliv
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LABOR MANAGEMENT RELATIONS ACTTITLE