102.34–102.37 R & Rbriefs shall be filed except by special leave of the <strong>Board</strong>. At the conclusion of the briefingschedule, the judge (or the <strong>Board</strong>) will decide the case or make other disposition of it.(10) To make and file decisions, including bench decisions delivered within 72 hoursafter conclusion of oral argument, in conformity with Public Law 89-554, 5 U.S.C. 557;(11) To call, examine, and cross-examine witnesses and to introduce into the recorddocumentary or other evidence;(12) To request the parties at any time during the hearing to state their respectivepositions concerning any issue in the case or theory in support thereof;(13) To take any other action necessary under the foregoing and authorized by thepublished Rules and Regulations of the <strong>Board</strong>.(b) Upon the request of any party or the judge assigned to hear a case, or on his or herown motion, the chief administrative law judge in Washington, D.C., the associate chiefjudge in San Francisco, the associate chief judge in Atlanta, or the associate chief judgein New York may assign a judge who shall be other than the trial judge to conductsettlement negotiations. In exercising his or her discretion, the chief, or associate chiefjudge making the assignment will consider, among other factors, whether there is reasonto believe that resolution of the dispute is likely, the request for assignment of asettlement judge is made in good faith, and the assignment is otherwise feasible.Provided, however, that no such assignment shall be made absent the agreement of allparties to the use of this procedure.(1) The settlement judge shall convene and preside over conferences and settlementnegotiations between the parties, assess the practicalities of a potential settlement, andreport to the chief, or associate the status of settlement negotiations, recommendingcontinuation or termination of the settlement negotiations. Where feasible settlementconferences shall be held in person.(2) The settlement judge may require that the attorney or other representative for eachparty be present at settlement conferences and that the parties or agents with fullsettlement authority also be present or available by telephone.(3) Participation of the settlement judge shall terminate upon the order of the chief, orassociates issued after consultation with the settlement judge. The conduct of settlementnegotiations shall not unduly delay the hearing.(4) All discussions between the parties and the settlement judge shall be confidential.The settlement judge shall not discuss any aspect of the case with the trial judge, and noevidence regarding statements, conduct, offers of settlement, and concessions of theparties made in proceedings before the settlement judge shall be admissible in anyproceeding before the <strong>Board</strong>, except by stipulation of the parties. Documents disclosedin the settlement process may not be used in litigation unless voluntarily produced orobtained pursuant to subpoena.(5) No decision of a chief, or associate concerning the assignment of a settlement judgeor the termination of a settlement judge's assignment shall be appealable to the <strong>Board</strong>.(6) Any settlement reached under the auspices of a settlement judge shall be subject toapproval in accordance with the provisions of § 101.9 of the <strong>Board</strong>'s Statements ofProcedure.Sec. 102.36 Unavailability of administrative law judges.—In the event theadministrative law judge designated to conduct the hearing becomes unavailable to the<strong>Board</strong> after the hearing has been opened, the chief administrative law judge inWashington, D.C., the associate chief judge in San Francisco, California, the associate24
R & R 102.38–102.43chief judge in New York, New York, or the associate chief judge in Atlanta, Georgia, asthe case may be, may designate another administrative law judge for the purpose offurther hearing or other appropriate action.Sec. 102.37 Disqualification of administrative law judges.—An administrative lawjudge may withdraw from a proceeding whenever he deems himself disqualified. Anyparty may request the administrative law judge, at any time following his designation andbefore filing of his decision, to withdraw on grounds of personal bias or disqualification,by filing with him promptly upon the discovery of the alleged facts a timely affidavitsetting forth in detail the matters alleged to constitute grounds for disqualification. If, inthe opinion of the administrative law judge, such affidavit is filed with due diligence andis sufficient on its face, he shall forthwith disqualify himself and withdraw from theproceeding. If the administrative law judge does not disqualify himself and withdrawfrom the proceeding, he shall so rule upon the record, stating the grounds for his ruling,and proceed with the hearing, or, if the hearing has closed, he shall proceed with issuanceof his decision, and the provisions of section 102.26, with respect to review of rulings ofadministrative law judges, shall thereupon apply.Sec. 102.38 Rights of parties.—Any party shall have the right to appear at such hearingin person, by counsel, or by other representative, to call, examine, and cross-examinewitnesses, and to introduce into the record documentary or other evidence, except that theparticipation of any party shall be limited to the extent permitted by the administrativelaw judge: And provided further, That documentary evidence shall be submitted induplicate.Sec. 102.39 Rules of evidence controlling so far as practicable.—Any such proceedingshall, so far as practicable, be conducted in accordance with the rules of evidenceapplicable in the district courts of the United States under the rules of civil procedure forthe district courts of the United States, adopted by the Supreme Court of the United Statespursuant to the Act of June 19, 1934 (U.S.C., title 28, secs. 723–B, 723–C).Sec. 102.40 Stipulations of fact admissible.—In any such proceeding stipulations offact may be introduced in evidence with respect to any issue.Sec. 102.41—Objection to conduct of hearing; how made; objections not waived byfurther participation.—Any objection with respect to the conduct of the hearing,including any objection to the introduction of evidence, may be stated orally or inwriting, accompanied by a short statement of the grounds of such objection, and includedin the record. No such objection shall be deemed waived by further participation in thehearing.Sec. 102.42 Filings of briefs and proposed findings with the administrative law judgeand oral argument at the hearing.— Any party shall be entitled, upon request, to areasonable period at the close of the hearing for oral argument, which may includepresentation of proposed findings and conclusions, and shall be included in thestenographic report of the hearing. In the discretion of the administrative law judge, anyparty may, upon request made before the close of the hearing, file a brief or proposedfindings and conclusions, or both, with the administrative law judge, who may fix areasonable time for such filing, but not in excess of 35 days from the close of the hearing.Requests for further extensions of time shall be made to the chief administrative lawjudge in Washington, D.C., to the associate chief judge in San Francisco, California, tothe associate chief judge in New York, New York, or to the associate chief judge inAtlanta, Georgia, as the case may be. Notice of the request for any extension shall be25
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R&RNATIONAL LABOR RELATIONS BOARD
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TOPICAL INDEXSectionPageWho may fil
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(6) The term “commerce” means t
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to exercise all of the powers of th
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state its findings of fact and shal
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INVESTIGATORY POWERSSec. 11. [§ 16
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LABOR MANAGEMENT RELATIONS ACTLABOR
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