RULES AND REGULATIONS - National Labor Relations Board

102.143 R & RSubpart T—Awards of Fees and Other ExpensesSec. 102.143 “Adversary adjudication” defined; entitlement to award; eligibility foraward.—(a) The term “adversary adjudication,” as used in this subpart, means unfairlabor practice proceedings pending before the Board on complaint and backpayproceedings under sections 102.52 to 102.59 of these rules pending before the Board onnotice of hearing at any time after October 1, 1984.(b) A respondent in an adversary adjudication who prevails in that proceeding, or in asignificant and discrete substantive portion of that proceeding, and who otherwise meetsthe eligibility requirements of this section, is eligible to apply for an award of fees andother expenses allowable under the provisions of section 102.145 of these rules.(c) Applicants eligible to receive an award are as follows:(1) an individual with a net worth of not more than $2 million;(2) the sole owner of an unincorporated business who has a net worth of not more than$7 million, including both personal and business interests, and not more than 500employees;(3) a charitable or other tax-exempt organization described in section 501(c)(3) of theInternal Revenue Code (26 U.S.C. § 501(c)(3)) with not more than 500 employees;(4) a cooperative association as defined in section 15(a) of the Agricultural MarketingAct (12 U.S.C. § 1141j(a)) with not more than 500 employees; and(5) any other partnership, corporation, association, unit of local government, or publicor private organization with a net worth of not more than $7 million and not more than500 employees.(d) For the purpose of eligibility, the net worth and number of employees of anapplicant shall be determined as of the date of the complaint in an unfair labor practiceproceeding or the date of the notice of hearing in a backpay proceeding.(e) An applicant who owns an unincorporated business will be considered as an“individual” rather than a “sole owner of an unincorporated business” if the issues onwhich the applicant prevails are related primarily to personal interests rather than tobusiness interests.(f) The employees of an applicant include all persons who regularly perform servicesfor remuneration for the applicant under the applicant’s direction and control. Part-timeemployees shall be included on a proportional basis.(g) The net worth and number of employees of the applicant and all of its affiliates shallbe aggregated to determine eligibility. Any individual, corporation, or other entity thatdirectly or indirectly controls or owns a majority of the voting shares or other interest ofthe applicant, or any corporation or other entity of which the applicant directly orindirectly owns or controls a majority of the voting shares or other interest, will beconsidered an affiliate for purposes of this part, unless such treatment would be unjustand contrary to the purposes of the Equal Access to Justice Act (94 Stat. 2325) in light ofthe actual relationship between the affiliated entities. In addition, financial relationshipsof the applicant other than those described in this paragraph may constitute specialcircumstances that would make an award unjust.(h) An applicant that participates in an adversary adjudication primarily on behalf ofone or more other persons or entities that would be ineligible is not itself eligible for anaward.99