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40 HHL RESEARCH REPORT 2012 innOvATiOn And EnTREPREnEuRSHiP 41<br />

Bohr’s Quadr<strong>an</strong>t<br />

(pure b<strong>as</strong>ic research)<br />

nO<br />

COnSidERATiOn Of uSE?<br />

Hobbyist’s Quadr<strong>an</strong>t<br />

(exploring particular<br />

phenomena)<br />

YES<br />

p<strong>as</strong>teur’s Quadr<strong>an</strong>t<br />

(use-inspired<br />

b<strong>as</strong>ic research)<br />

challenge of the entrepreneurial university<br />

QuEST fOR<br />

fundAMEnTAL<br />

undERSTAnding<br />

nO<br />

YES<br />

edison’s Quadr<strong>an</strong>t<br />

(pure applied research)<br />

As Stokes pointed out in his four quadr<strong>an</strong>ts, if universities aim for<br />

more use-inspired b<strong>as</strong>ic research like in P<strong>as</strong>teur’s quadr<strong>an</strong>t, they<br />

could become much stronger in making use of their knowledge.<br />

They could do this without losing their dem<strong><strong>an</strong>d</strong>ing st<strong><strong>an</strong>d</strong>ards, which<br />

would happen if they concentrated on pure applied research like<br />

in Edison’s quadr<strong>an</strong>t. The bal<strong>an</strong>ce between science <strong><strong>an</strong>d</strong> technology<br />

needs is the essential <strong>as</strong>set modern universities should possess.<br />

StiFtungSFondS deutScHe B<strong>an</strong>K cHair oF<br />

innovation M<strong>an</strong>ageMent <strong><strong>an</strong>d</strong> entrepreneurSHip<br />

the ch<strong>an</strong>ging role of<br />

uni versities <strong>as</strong> innovation<br />

engines <strong><strong>an</strong>d</strong> entrepreneurial<br />

Hubs<br />

The import<strong>an</strong>ce of the quality of<br />

knowledge for the welfare of nations<br />

c<strong>an</strong> be illustrated by a simple example .<br />

Although the physical weight of the US’s<br />

<strong>an</strong>nual exports h<strong>as</strong> not ch<strong>an</strong>ged signific<strong>an</strong>tly<br />

over the l<strong>as</strong>t one hundred years,<br />

the real value of its exports h<strong>as</strong> incre<strong>as</strong>ed<br />

twentyfold . It is the knowledge that<br />

goes into the goods <strong><strong>an</strong>d</strong> services <strong><strong>an</strong>d</strong> the<br />

processes required to produce them that<br />

determines the value of the exports <strong><strong>an</strong>d</strong><br />

their competi<strong>tive</strong>ness in world markets .<br />

Historically, the traditional school of<br />

thought h<strong>as</strong> regarded universities <strong>as</strong> a<br />

typical ‘production machine’ of hum<strong>an</strong><br />

resources . On the other h<strong><strong>an</strong>d</strong>, comp<strong>an</strong>ies<br />

encourage researchers to join their R&D<br />

department, <strong><strong>an</strong>d</strong> in some years, each of<br />

these comp<strong>an</strong>ies h<strong>as</strong> a huge R&D department,<br />

in which m<strong>an</strong>y researchers are<br />

working on rela<strong>tive</strong>ly similar t<strong>as</strong>ks with<br />

low degree of efficiency <strong><strong>an</strong>d</strong> specialization,<br />

<strong><strong>an</strong>d</strong> where ide<strong>as</strong> are developed in<br />

their central facilities, <strong><strong>an</strong>d</strong> then developed<br />

to a product or service .<br />

Now comp<strong>an</strong>ies have shifted to a more<br />

project-oriented approach, where research<br />

activities are sectored <strong><strong>an</strong>d</strong> spread<br />

across several sites that are not only in<br />

the comp<strong>an</strong>y’s headquarters, but also<br />

worldwide . The interest in a big R&D<br />

research center h<strong>as</strong> seriously declined .<br />

Parallel to the ch<strong>an</strong>ge in comp<strong>an</strong>ies,<br />

universities <strong>as</strong> well have been ch<strong>an</strong>ging<br />

. It started with universities seeking<br />

cooperation with nearby comp<strong>an</strong>ies<br />

<strong><strong>an</strong>d</strong> national firms, reaching to a global<br />

network of cooperation between universities<br />

<strong><strong>an</strong>d</strong> firms on the international<br />

level, moving from central research<br />

units to joint-venture laboratories (i .e .<br />

university-industry collaborations),<br />

to a research institution, reaching to a<br />

complete form of <strong>an</strong> emerging comp<strong>an</strong>y .<br />

The late nineteenth century witnessed<br />

<strong>an</strong> academic revolution in which universities<br />

added a third t<strong>as</strong>k in addition<br />

to research <strong><strong>an</strong>d</strong> teaching, which is<br />

its contribution into the economic<br />

development . This trend beg<strong>an</strong> in the<br />

U .S .A . in the 1970s, then in various<br />

Western Europe<strong>an</strong> countries during<br />

the 1980s .<br />

The role of universities <strong>as</strong> engines of<br />

innovation is in the first place due to<br />

the education <strong><strong>an</strong>d</strong> qualification of the<br />

students, doctorates <strong><strong>an</strong>d</strong> the post-docs .<br />

The people are the crea<strong>tive</strong> disrupters,<br />

the catalysts <strong><strong>an</strong>d</strong> the future entrepreneurs<br />

. This is the traditional function of<br />

universities, which counts in the current<br />

world of sciences much more th<strong>an</strong> it<br />

ever h<strong>as</strong> in the p<strong>as</strong>t .<br />

What is really new in principle, is that<br />

the best skilled people develop their<br />

splendid ide<strong>as</strong> und inventions more<br />

often during their time in the universities,<br />

th<strong>an</strong> when they begin working in<br />

the laboratories of the research oriented<br />

comp<strong>an</strong>ies <strong>as</strong> they had in the p<strong>as</strong>t .<br />

Therefore the universities not only have<br />

to “produce” the best people, but they<br />

also have to org<strong>an</strong>ize well the shift of<br />

knowledge from the labs in the universities<br />

to the markets .<br />

The shift from mode 1 to mode 2<br />

w<strong>as</strong> a great ch<strong>an</strong>ge in the concept<br />

of knowledge tr<strong>an</strong>sfer . According to<br />

Michael Gibbons <strong><strong>an</strong>d</strong> his co-workers,<br />

mode 1 is about the traditional knowledge<br />

created within a discipline in a cogni<strong>tive</strong><br />

context, while mode 2 is created<br />

in a broader tr<strong>an</strong>sdisciplinary social <strong><strong>an</strong>d</strong><br />

economic context . Shifts in universities<br />

reflected ch<strong>an</strong>ging from mode 1 to mode<br />

2, to the bigger m<strong>an</strong>ifestation of the<br />

exp<strong><strong>an</strong>d</strong>ing role of universities which is<br />

the Triple Helix approach . As the name<br />

suggests, it is the combined effort of a<br />

society’s three main institutions – universities,<br />

comp<strong>an</strong>ies, <strong><strong>an</strong>d</strong> government<br />

agencies, that overlays the network of<br />

knowledge sharing .<br />

Over the l<strong>as</strong>t ten years, most countries<br />

have been trying to attain some<br />

adv<strong>an</strong>ced form of the Triple Helix . Their<br />

main goal is to attain <strong>an</strong> “innova<strong>tive</strong><br />

environment consisting of university<br />

spin-offs, tri-lateral initia<strong>tive</strong>s for<br />

knowledge-b<strong>as</strong>ed economic development,<br />

<strong><strong>an</strong>d</strong> strategic alli<strong>an</strong>ces among<br />

firms, government laboratories, <strong><strong>an</strong>d</strong><br />

academic research groups . These arr<strong>an</strong>gements<br />

are often then encouraged,<br />

but not controlled by the government .”<br />

The universities in all developed countries<br />

especially in the US <strong><strong>an</strong>d</strong> Germ<strong>an</strong>y<br />

have added in the p<strong>as</strong>t two decades a<br />

lot of additional functions to the innovation<br />

process . More qu<strong>an</strong>tita<strong>tive</strong> <strong>as</strong><br />

well <strong>as</strong> qualita<strong>tive</strong> participation at the<br />

national <strong><strong>an</strong>d</strong> international innovation<br />

eco-system h<strong>as</strong> taken place .<br />

In addition to this multifunctional<br />

nature, especially within U .S . universities,<br />

they are magnets for the best skilled<br />

immigr<strong>an</strong>ts . With a rapid growing share<br />

of foreign-born doctorates in the US<br />

from 15 percent in the age group of 66 to<br />

70 up to over 40 percent in the age group<br />

StiFtungSFondS deutScHe B<strong>an</strong>K cHair oF<br />

innovation M<strong>an</strong>ageMent <strong><strong>an</strong>d</strong> entrepreneurSHip<br />

cHair donor<br />

Stiftungsfonds deutsche B<strong>an</strong>k<br />

cHairHolder<br />

Prof. dr. Andre<strong>as</strong> Pinkwart<br />

contact<br />

www.hhl.de/innovation<br />

core coMpetencieS/<br />

reSearcH intereSt<br />

• innovation m<strong>an</strong>agement in new<br />

business creation <strong><strong>an</strong>d</strong> in established<br />

comp<strong>an</strong>ies<br />

• focus on intellectual venturing<br />

• tr<strong>an</strong>sfer of created knowledge from<br />

academia into businesses

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