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Principles of Federal Appropriations Law - US Government ...

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Chapter 2<br />

The Legal Framework<br />

The Court reaffirmed the presumption against retroactivity <strong>of</strong> statutes in<br />

several recent decisions. E.g., Immigration & Naturalization Service v.<br />

St. Cyr, 533 U.S. 289 (2001); Martin v. Hadix, 527 U.S. 343 (1999); Lindh v.<br />

Murphy, 521 U.S. 320 (1997); Landgraf v. <strong>US</strong>I Film Products, 511 U.S. 244<br />

(1994). In Landgraf, the Court elaborated on the policies supporting the<br />

presumption against retroactivity:<br />

“Because it accords with widely held intuitions about how<br />

statutes ordinarily operate, a presumption against<br />

retroactivity will generally coincide with legislative and<br />

public expectations. Requiring clear intent assures that<br />

Congress itself has affirmatively considered the potential<br />

unfairness <strong>of</strong> retroactive application and determined that it<br />

is an acceptable price to pay for the countervailing benefits.<br />

Such a requirement allocates to Congress responsibility for<br />

fundamental policy judgments concerning the proper<br />

temporal reach <strong>of</strong> statutes, and has the additional virtue <strong>of</strong><br />

giving legislators a predictable background rule against<br />

which to legislate.”<br />

511 U.S. at 272–273.<br />

Landgraf also resolved the “apparent tension” between the presumption<br />

against retroactivity in its Bowen line <strong>of</strong> decisions and another decision,<br />

Bradley v. Richmond School Board, 416 U.S. 696 (1974), which held that<br />

when a law changes subsequent to the judgment <strong>of</strong> a lower court, an<br />

appellate court must apply the new law, that is, the law in effect when it<br />

renders its decision, unless applying the new law would produce “manifest<br />

injustice” or unless there is statutory direction or legislative history to the<br />

contrary. 89 It affirmed that the presumption embraces statutes that have<br />

“genuinely” retroactive effect, by which it meant statutes that apply new<br />

89 Previously, the Court had acknowledged but left unresolved the “apparent tension”<br />

between Bradley and Bowen. See Kaiser Aluminum & Chemical Corp. v. Bonjorno,<br />

494 U.S. 827, 837 (1990).<br />

Page 2-109 GAO-04-261SP <strong>Appropriations</strong> <strong>Law</strong>—Vol. I

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