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Thoracic Imaging 2003 - Society of Thoracic Radiology

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Principles and ethics <strong>of</strong> lung cancer screening<br />

Caroline Chiles, M.D.<br />

Objectives<br />

The participant will understand the biases <strong>of</strong> cancer screening<br />

(length-time bias, lead time bias, and overdiagnosis), and<br />

the necessary elements <strong>of</strong> informed consent for cancer screening<br />

programs.<br />

Introduction<br />

Screening is the application <strong>of</strong> a test to detect a disease or<br />

condition in an individual who has no known signs or symptoms<br />

<strong>of</strong> that disease or condition. The goal <strong>of</strong> imaging studies for<br />

cancer screening is the early detection <strong>of</strong> disease at a point<br />

when treatment is more effective. The assumption is that early<br />

detection (the preclinical phase <strong>of</strong> disease, prior to the onset <strong>of</strong><br />

clinical manifestations <strong>of</strong> the disease) will lead to a more favorable<br />

outcome. In lung cancer, the improved survival in Stage I<br />

disease as a result <strong>of</strong> surgical resection fuels the effort towards<br />

finding an effective screening test.<br />

Lung cancer meets many <strong>of</strong> the criteria required for screening<br />

programs to be effective. It is a disease that affects a large<br />

number <strong>of</strong> people, and which has serious consequences<br />

(150,000 lung cancer deaths in the US in 2002). It is possible to<br />

choose a population at increased risk (smokers, former smokers)<br />

in whom a preclinical phase <strong>of</strong> the disease is detectable (the<br />

asymptomatic patient with a solitary pulmonary nodule).<br />

Screening tests can detect lung cancer not only prior to its clinical<br />

presentation, but prior to a critical point – metastatic disease.<br />

Both CXRs and CTs are widely available, “affordable” examinations<br />

with little morbidity. Most importantly, an individual<br />

with an early stage lung cancer may have surgically respectable<br />

disease, and the potential for cure.<br />

Principles <strong>of</strong> cancer screening<br />

The preclinical<br />

phase <strong>of</strong> lung cancer can be divided into two parts: (1) the interval<br />

from the onset <strong>of</strong> disease, before the disease is detectable to<br />

the time at which the disease becomes detectable by the screening<br />

test, and the interval from the time at which the disease is<br />

detectable by the screening test to the onset <strong>of</strong> signs and symptoms.<br />

This is most clearly shown by use <strong>of</strong> time lines, which are<br />

adapted from Black and Welch, AJR 1997; 168: 3-11. The lead<br />

time is defined as the interval between the diagnosis <strong>of</strong> a disease<br />

at screening and the time it would have otherwise been detected<br />

due to the appearance <strong>of</strong> clinical signs and symptoms. The<br />

amount <strong>of</strong> lead time that can be gained by a screening test is a<br />

function <strong>of</strong> the time from disease detectability to the onset <strong>of</strong><br />

symptoms and the frequency <strong>of</strong> testing.<br />

Figure1<br />

The lead time bias describes the comparison between the<br />

survival time in patients who are not screened and those who<br />

are. Even if intervention in the course <strong>of</strong> disease has no effect,<br />

the individual who has screening-detected cancer can appear to<br />

have a longer survival than the individual who has a diagnosis<br />

made on the basis <strong>of</strong> clinical presentation, as survival is measured<br />

from the date <strong>of</strong> diagnosis, rather than from the true onset<br />

<strong>of</strong> disease. The rate <strong>of</strong> progression <strong>of</strong> screening-detected lung<br />

cancers cannot be known at this time and therefore it is impossible<br />

to accurately adjust survival times to account for lead time.<br />

Figure2<br />

Length bias describes the tendency <strong>of</strong> screening to detect<br />

slowly growing cancers, rather than rapidly progressing ones.<br />

As can be seen by looking at the timeline in Figure 1, if the<br />

detectable phase <strong>of</strong> disease is long, there is a greater likelihood<br />

that a screening test will be performed and the disease will be<br />

detected. More rapidly growing tumors have a shorter detectable<br />

preclinical phase and are less likely to be detected by a screening<br />

examination prior to the onset <strong>of</strong> symptoms. Therefore, lung<br />

cancer screening programs are more likely to detect slowly<br />

growing lung cancers.<br />

Overdiagnosis bias has been become a widely appreciated<br />

phenomenon as a result <strong>of</strong> prostate cancer screening using PSA.<br />

Overdiagnosis relates to the number <strong>of</strong> cases that would not<br />

have caused the death <strong>of</strong> the patient even without screening. The<br />

survival in these patients may be erroneously attributed to early<br />

detection and treatment.<br />

The biases inherent in screening can be reduced with a randomized<br />

controlled trial in which effectiveness is measured by<br />

disease-specific mortality --- comparing the number <strong>of</strong> deaths<br />

from lung cancer in a screened population to the number <strong>of</strong><br />

deaths from lung cancer in an unscreened population.<br />

Ethics <strong>of</strong> lung cancer screening<br />

The ethics <strong>of</strong> lung cancer screening can be considered from<br />

two perspectives: screening as part <strong>of</strong> a research study evaluating<br />

lung cancer screening and screening within a clinical environment.<br />

Research involving human subjects is governed by the<br />

Declaration <strong>of</strong> Helsinki, first adopted by the World Medical<br />

Association in 1964, and most recently revised in 2002.<br />

(http://www.wma.net/e/policy/17-c_e.html) The Declaration<br />

contains 32 ethical principles for medical research. A basic<br />

207<br />

WEDNESDAY

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