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2005-06 - Office of the Registrar - Duke University

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degree, <strong>the</strong> student must file online a declaration <strong>of</strong> intention to receive degree. This form<br />

should indicate <strong>the</strong> approved title <strong>of</strong> <strong>the</strong> dissertation and be approved by both <strong>the</strong> director<br />

<strong>of</strong> graduate studies <strong>of</strong> <strong>the</strong> student’s major department and <strong>the</strong> pr<strong>of</strong>essor who directs <strong>the</strong><br />

dissertation. The online address is: http://www.gradschool.duke.edu/intent/degreere.htm.<br />

The basic requirements for preparing <strong>the</strong> dissertation (type <strong>of</strong> paper, form, and<br />

binding) are prescribed in <strong>the</strong> Guide for <strong>the</strong> Preparation <strong>of</strong> Theses and Dissertations,<br />

copies <strong>of</strong> which are available in <strong>the</strong> Graduate School <strong>of</strong>fice and on <strong>the</strong> Graduate School<br />

Web site.<br />

The dissertation must be completed to <strong>the</strong> satisfaction <strong>of</strong> <strong>the</strong> pr<strong>of</strong>essor who directs <strong>the</strong><br />

dissertation, members <strong>of</strong> <strong>the</strong> student’s advisory committee, and <strong>the</strong> dean <strong>of</strong> <strong>the</strong> Graduate<br />

School. A copy <strong>of</strong> <strong>the</strong> dissertation must be submitted to <strong>the</strong> dean <strong>of</strong> <strong>the</strong> Graduate School<br />

on or before April 1 preceding <strong>the</strong> May commencement, ten days before <strong>the</strong> end <strong>of</strong> <strong>the</strong><br />

<strong>Duke</strong> summer session for a September degree, or ten days before <strong>the</strong> end <strong>of</strong> <strong>the</strong> fall<br />

semester for a December degree. The dissertation must be submitted to <strong>the</strong> Graduate<br />

School <strong>of</strong>fice at least seven days before <strong>the</strong> scheduled date <strong>of</strong> <strong>the</strong> student’s examination.<br />

All doctoral dissertations are published on micr<strong>of</strong>ilm through <strong>University</strong> Micr<strong>of</strong>ilms,<br />

Ann Arbor, Michigan. Authors may copyright <strong>the</strong>m if <strong>the</strong>y wish. Abstracts are published<br />

in Dissertation Abstracts International.<br />

One extra copy <strong>of</strong> <strong>the</strong> abstract (not more than 350 words long) with signature page is<br />

submitted when <strong>the</strong> dissertation is presented at 013 Perkins (Photographic Services). A<br />

nonrefundable fee <strong>of</strong> $55 is charged for micr<strong>of</strong>ilming. If copyright is desired, an additional<br />

fee <strong>of</strong> $45 is charged. The original and two copies will be bound at a cost <strong>of</strong> $25.<br />

Final Examination. The final examination is administered by at least four members <strong>of</strong><br />

<strong>the</strong> supervising committee, who must have at least two weeks to read and review <strong>the</strong><br />

completed dissertation before <strong>the</strong> final examination. The final oral examination shall be<br />

primarily on <strong>the</strong> dissertation; however, questions may be asked in <strong>the</strong> candidate’s major<br />

field. Except in unusual circumstances approved by <strong>the</strong> dean, a final examination will not<br />

be scheduled when <strong>the</strong> university is not in session. A student must be registered during <strong>the</strong><br />

term that he/she takes <strong>the</strong> final examination.<br />

Successful completion <strong>of</strong> <strong>the</strong> final examination requires at least three affirmative<br />

votes and no more than one negative vote. The sole exception to this policy is that a<br />

negative vote cast by <strong>the</strong> chair <strong>of</strong> <strong>the</strong> examining committee will mean a failure on <strong>the</strong><br />

examination. A student who fails <strong>the</strong> final examination may be allowed to take it a second<br />

time, but no earlier than six months from <strong>the</strong> date <strong>of</strong> <strong>the</strong> first examination. Permission to<br />

take <strong>the</strong> second examination must be obtained from <strong>the</strong> pr<strong>of</strong>essor who directed <strong>the</strong><br />

dissertation and from <strong>the</strong> dean <strong>of</strong> <strong>the</strong> Graduate School. Failure to pass <strong>the</strong> second<br />

examination renders <strong>the</strong> student ineligible to continue work for <strong>the</strong> Ph.D. degree at <strong>Duke</strong><br />

<strong>University</strong>.<br />

Deposit <strong>of</strong> <strong>the</strong> Dissertation. After passing <strong>the</strong> examination, candidates return <strong>the</strong><br />

original and <strong>the</strong> first two copies <strong>of</strong> <strong>the</strong> dissertation, properly signed to 013 Perkins Library.<br />

At this time <strong>the</strong>y sign <strong>the</strong> micr<strong>of</strong>ilming agreement and present pro<strong>of</strong> <strong>of</strong> payment <strong>of</strong> binding,<br />

micr<strong>of</strong>ilming, and, if applicable, copyright fees. A student must be registered during <strong>the</strong> term<br />

that he or she submits <strong>the</strong> dissertation to <strong>the</strong> library.<br />

Commencement<br />

Graduation exercises are held once a year, in May, when degrees are conferred on and<br />

diplomas are issued to those students who have completed requirements by <strong>the</strong> end <strong>of</strong> <strong>the</strong><br />

spring. The May commencement also includes a hooding ceremony. Those who complete<br />

degree requirements by <strong>the</strong> end <strong>of</strong> <strong>the</strong> fall or by <strong>the</strong> end <strong>of</strong> a summer term receive diplomas<br />

dated December 30 or September 1, respectively. There is a delay in <strong>the</strong> mailing <strong>of</strong><br />

September and December diplomas because diplomas cannot be issued until <strong>the</strong>y are<br />

approved by <strong>the</strong> Academic Council and <strong>the</strong> Board <strong>of</strong> Trustees.<br />

Standards <strong>of</strong> Conduct<br />

58 Regulations

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