MASTER ASSET PURCHASE AGREEMENT BY ... - Canadian Stocks

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INTRODUCTION These Schedules have been prepared and delivered in accordance with the Master Asset Purchase Agreement (the “Agreement”), dated as of January 17, 2012, by and between Caterpillar Global Mining LLC (f/k/a Bucyrus International, Inc.), a limited liability company organized under the laws of Delaware (“Seller”), and Finning International Inc., a corporation organized under the federal laws of Canada (“Buyer”). Capitalized terms used and not otherwise defined herein shall have the meanings given to such terms in the Agreement. The headings used in these Schedules are included solely for convenience, are not intended to be full or accurate descriptions of the content of the sections of any schedule and shall not affect the construction or interpretation thereof. SCHEDULES Page Schedule A Certain Bucyrus Entities............................................................................................1 Schedule B Products ..................................................................................................................... 3 Schedule 1.1(a) Acquired Assets .................................................................................................. 5 Schedule 1.1(b) Excluded Assets................................................................................................65 Schedule 1.3(a) Certain Assumed Liabilities.............................................................................. 69 Schedule 1.3(b) Scheduled Matters ............................................................................................ 70 Schedule 1.4 Preliminary Allocation of Purchase Price ............................................................. 71 Schedule 2.2(b)(iv) Liens to be Discharged ............................................................................... 72 Schedule 6.6(a) Employees......................................................................................................... 73 Schedule 6.7(a) MARCs ............................................................................................................. 74 Schedule 6.7(b) MARC Integration Contract Support Principles .............................................. 76 Schedule 6.8 Warranty Matters................................................................................................... 77 Schedule 6.13(a) Shared Contracts........................................................................................... 112 Schedule 6.18 Transferred Prime Product Orders .................................................................... 113 Schedules
Schedule A Certain Bucyrus Entities Without limitation of any other entities that may constitute Bucyrus Entities pursuant to the Agreement, the following shall constitute Bucyrus Entities: 1. PT Bucyrus Indonesia 2. Wisconsin Holdings Pty. Ltd. and the following direct and indirect subsidiaries thereof: Bucyrus Australia Underground Holdings Pty. Ltd. Bucyrus Australia Underground Pty. Ltd. Bucyrus Australia Underground LAD Pty. Ltd. Bucyrus (Australia) Surface Pty. Ltd. Bucyrus Mining Australia Pty. Ltd. O&K Australia Pty. Ltd. 3. Bucyrus Central Asia, LLC 4. Bucyrus Botswana Proprietary Limited 5. Bucyrus International Hong Kong Limited and the following direct and indirect subsidiaries thereof: Bucyrus (Huainan) Machinery Co. Ltd. Tangshan DBT Machinery Co. Ltd. 6. Bucyrus Colombia S.A.S. 7. Bucyrus Holdings GmbH and the following direct and indirect subsidiaries thereof: Bucyrus Germany Holdings GmbH Bucyrus HEX GmbH Bucyrus Europe GmbH Bucyrus Africa Underground (Proprietary) Ltd. Bucyrus UK Limited Bucyrus Czech Republic, a.s. Bucyrus (Langfang) Machinery Co. Ltd. Bucyrus Europe Holdings Limited Bucyrus Europe Limited Halco Holdings Limited Halco Group Limited HSA Drilling Equipment (Pty) Ltd. Halco Rock Tools Limited Halco Drilling (Ireland) Limited White Line Plant Limited DPM Gesellschaft fur deutsch-poinischen Maschinenhandel und Leasing GmbH Bucyrus Polska Sp. z.o.o. KCT Karam Chand Thapar & Bros (Coal Sales) Ltd. OOO Bucyrus Mining OOO Bucyrus Ukraine 8. BI Hong Kong AFC Manufacturing Holding Co. Ltd. - 1 - Schedule A Certain Bycyrus Entities
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MASTER ASSET PURCHASE AGREEMENT BY
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TABLE OF CONTENTS (continued) - ii
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TABLE OF CONTENTS (continued) - iv
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MASTER ASSET PURCHASE AGREEMENT THI
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deliver to Seller a written stateme
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into account in connection with the
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or the Canada Purchase Agreement or
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Parties may otherwise agree (the
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event beyond the Initial Closing Ou
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(iii) except as set forth in Sectio
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(iv) any Assumed Contract granting
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(v) all material policies and pract
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3.14 Compliance with Laws. Except a
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(b) Except for the Mandatory Antitr
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5.2 Transfer Taxes. Except as provi
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delayed, (1) sell, lease, subject t
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other and, upon request, to any Gov
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(b) From the date of this Agreement
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that (i) Seller and the Seller Part
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Disclosure Schedules specifying suc
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Initial Closing and (y) with a doub
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efurbishment, restoration or repair
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7.1 Representations; Warranties; Co
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(d) any Excluded Assets; (e) any ob
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to (x) $46,500,000 minus (y) the ag
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event or circumstance that gave ris
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9.7 Survival of Representations and
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10.3 Entire Agreement; Amendment; W
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10.10 Bulk Sales Law. Buyer acknowl
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(viii) the Transferred Licenses. Fo
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“Assumed Liabilities” shall hav
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“Canada Business” shall mean th
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Closing Date (with respect to the C
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“Initial Closing Business” shal
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“Lien” shall mean any charge, c
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detract from, materially diminish t
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“Transferred Employees” shall m
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EXHIBIT A-1 Canada Territories 1. A
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EXHIBIT B Form of Initial Closing T
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IN WITNESS WHEREOF, the parties her
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APPENDIX A 3 [APPENDIX TO BE COMPLE
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(other than the Initial Closing Ass
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FINNING INTERNATIONAL INC. By: ____
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EXHIBIT C-1 Form of Initial Closing
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immediately prior to the Effective
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Information. Seller shall cooperate
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3.05 Return of Books and Records. S
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“Confidential Information” shal
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7.03 Succession and Assignment. Exc
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7.09 Severability. In the event tha
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Schedule A General Services C1-15 E
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EXHIBIT C-2 Form of Initial Closing
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immediately prior to the Effective
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(c) Buyer acknowledges that it will
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appointment of a trustee or receive
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11.04 Duty to Mitigate. Each Party
Page 113 and 114: ARTICLE XIII INTELLECTUAL PROPERTY
Page 115 and 116: (b) If to Buyer: Finning Internatio
Page 117 and 118: Date. IN WITNESS WHEREOF, the Parti
Page 119 and 120: Schedule B Information Systems Serv
Page 121 and 122: CONTRATO DE DEPOSITO POR CUENTA AJE
Page 123 and 124: El cliente podrá exigir la devoluc
Page 125 and 126: EXHIBIT C-4 Form of Initial Closing
Page 127 and 128: 3. Bucyrus Chile declara que cumple
Page 129 and 130: dependencias de Finning Chile ubica
Page 131 and 132: a) Listado de los trabajadores de l
Page 133 and 134: que deberá ser pagada conforme a l
Page 135 and 136: De igual manera, , Bucyrus Chile se
Page 137 and 138: mediando tal aprobación, Bucyrus C
Page 139 and 140: Nombre: Dirección: Cargo: Correo e
Page 141 and 142: EXHIBIT D Form of Consignment Agree
Page 143 and 144: 15.02 Consignment and Sale. (a) Con
Page 145 and 146: 16.04 Taxes and Fees. Except as pro
Page 147 and 148: with Buyer to the extent such loss
Page 149 and 150: If to Seller: Attn: Gail Sexsmith F
Page 151 and 152: Date. IN WITNESS WHEREOF, the Parti
Page 153 and 154: EXHIBIT E Accounting Principles (Se
Page 155 and 156: vii. Seller will request mine site
Page 157 and 158: the parts consumed, the work-in-pro
Page 159 and 160: Work Order Created From SAP BAAN Pr
Page 161 and 162: EXHIBIT G Retained WIP and Retained
Page 163: SCHEDULES TO MASTER ASSET PURCHASE
Page 167 and 168: Schedule B Products - 3 - Schedule
Page 169 and 170: I. Acquired Inventory Schedule 1.1(
Page 171 and 172: Seller/Seller Party Buyer/Buyer Par
Page 175 and 176: D. Other Seller/Seller Party Buyer/
Page 189 and 190: Initial Closing Territories Seller/
Page 193 and 194: Pl. Part Description TEREX DISTRIBU
Page 195 and 196: Pl. Part Description - 31 - Current
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Pl. Part Description - 51 - Current
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I. Excluded Inventory Schedule 1.1(
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- 67 - Schedule 1.1(b) Excluded Ass
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I. Assumed Other Current Liabilitie
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Schedule 1.4 Preliminary Allocation
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Schedule 6.6(a) Employees [Redacted
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2. [Redacted reference to confident
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I. Standard Bucyrus Warranties See
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[Redacted confidential details rega
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- 81 - Schedule 6.8 Warranty Matter
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- 103 - Schedule 6.8 Warranty Matte
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1. 2. Customer Name Mine / Site Bas
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INTRODUCTION This Disclosure Schedu
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Schedule 3.3(a)(iii) No Conflicts 1
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16. Consigned Stock Agreement, date
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49. Lease, dated July 29, 2010, bet
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83. Contrato de Usuario de Zona Fra
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Antofagasta Region, authorizing Buc
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I. Section 3.6(a)(i) Schedule 3.6(a
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Blanca, S.A. 31. [Redacted referenc
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63. Corporacion Nacional del Cobre
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17. Corporacion Nacional Del Cobre
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I. Section 3.6(b)(i) Schedule 3.6(b
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10. Award Letter regarding Contract
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12. Highvale Mine Warehouse, 4425 S
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Canada Territories 1. None Initial
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[Redacted certain confidential tax
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Schedule 3.13 Title to Assets 1. Ba
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