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Thermal properties in mesoscopics: physics and ... - ResearchGate

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for refrigeration purposes. For <strong>in</strong>stance, this may happen<br />

<strong>in</strong> thermionic transport over a potential barrier as well as<br />

<strong>in</strong> energy-dependent tunnel<strong>in</strong>g through a barrier. S<strong>in</strong>ce<br />

an exhaustive analysis of all possible predicted refrigeration<br />

methods is far beyond the limits set to this Review,<br />

<strong>in</strong> the follow<strong>in</strong>g we give a brief description of a few examples<br />

that we believe are relevant <strong>in</strong> the present context.<br />

In such devices, several different effects may contribute<br />

to the refrigeration process (e.g., thermionic transport,<br />

quantum tunnel<strong>in</strong>g as well as thermoelectric effects), so<br />

that mak<strong>in</strong>g a proper ”classification” of the refrigeration<br />

pr<strong>in</strong>ciple is, strictly speak<strong>in</strong>g, rather difficult. As a consequence,<br />

we shall try ma<strong>in</strong>ly to follow the def<strong>in</strong>itions as<br />

they were <strong>in</strong>troduced <strong>in</strong> the orig<strong>in</strong>al literature.<br />

1. Thermionic refrigerators<br />

A vacuum thermionic cool<strong>in</strong>g device consists of two<br />

electrodes separated by a vacuum gap. Cool<strong>in</strong>g occurs<br />

when highly energetic electrons overcome the vacuum<br />

barrier through thermionic emission, thus reduc<strong>in</strong>g<br />

the electron temperature of one of the two electrodes.<br />

In such a situation, the refrigerator operation<br />

is ma<strong>in</strong>ly affected <strong>and</strong> limited by radiative heat transfer<br />

between the electrodes. The thermionic emission current<br />

density (jR) is given by the Richardson equation,<br />

jR = A0T 2 exp(− Φ<br />

kBT<br />

), where Φ <strong>and</strong> T are the work func-<br />

tion <strong>and</strong> the temperature of the emitt<strong>in</strong>g electrode, respectively,<br />

A0 = 4πemkB/h 3 is the Richardson constant,<br />

<strong>and</strong> m is the electron mass. From the expression above,<br />

a strong reduction of jR is expected upon lower<strong>in</strong>g the<br />

temperature. Mahan (1994) developed a simple model<br />

for thermionic refrigeration, <strong>and</strong> demonstrated that its<br />

efficiency can be as high as 80% of the Carnot value. Vacuum<br />

thermionic refrigerators are generally characterized<br />

by a higher efficiency as compared to thermoelectric coolers,<br />

<strong>and</strong> are considered to be an attractive solution for<br />

future refrigeration devices (Nolas <strong>and</strong> Goldsmid, 1999).<br />

However, the high Φ values typical of currently available<br />

materials make thermionic cool<strong>in</strong>g efficient, at present,<br />

only above 500 K.<br />

Several ideas on how to <strong>in</strong>crease the cathode emission<br />

current <strong>and</strong> to improve the operation of these refrigerators<br />

have been proposed (Hish<strong>in</strong>uma et al., 2001, 2002;<br />

Korotkov <strong>and</strong> Likharev, 1999; Purcell et al., 1994). Korotkov<br />

<strong>and</strong> Likharev suggested to cover the emitter with a<br />

th<strong>in</strong> layer of a wide-gap semiconductor, <strong>and</strong> to exploit the<br />

resonant emission current to cool the emitter (Korotkov<br />

<strong>and</strong> Likharev, 1999). The analysis of such a thermionic<br />

cooler predicted an efficient refrigeration down to 10 K.<br />

The issue of high Φ values can be overcome by a reduction<br />

of the distance between the electrodes (<strong>in</strong> the<br />

submicron range) <strong>and</strong> by the application of a strong<br />

electric field. Follow<strong>in</strong>g this scheme, Hish<strong>in</strong>uma et al.<br />

(2001) theoretically analyzed a thermionic cooler where<br />

the two electrodes where separated by a distance <strong>in</strong> the<br />

nanometer range. In such a situation, the potential<br />

44<br />

FIG. 34 (a) Schematic diagram of the potential barrier profile<br />

V (x) for Φ = 1 eV <strong>and</strong> with electrode separation of 60<br />

˚A. (b) Heat flow distribution at T = 300 K. Adapted from<br />

(Hish<strong>in</strong>uma et al., 2001).<br />

barrier is essentially lowered (see Fig. 34(a)), allow<strong>in</strong>g<br />

both thermionic emission <strong>and</strong> energy-dependent tunnel<strong>in</strong>g.<br />

As a consequence, rather small (if compared to vacuum<br />

thermionic devices) external voltages (∼ 1...3 V) are<br />

required <strong>in</strong> order to produce significant electric currents.<br />

For suitable values of the applied voltage <strong>and</strong> distances<br />

between the electrodes, electrons above the Fermi level<br />

dom<strong>in</strong>ate the electric transport (both thermionic emission<br />

over the barrier <strong>and</strong> tunnel<strong>in</strong>g through the barrier),<br />

thus lead<strong>in</strong>g to cool<strong>in</strong>g of the emitter. As it can be <strong>in</strong>ferred<br />

from Fig. 34(b), the contribution of the energydependent<br />

tunnel<strong>in</strong>g to total cool<strong>in</strong>g is essential, <strong>and</strong> this<br />

refrigerator could be classified as a vacuum tunnel<strong>in</strong>g<br />

device. The cool<strong>in</strong>g power surface density <strong>in</strong> this comb<strong>in</strong>ed<br />

thermionic-tunnel<strong>in</strong>g refrigerator was predicted to<br />

obta<strong>in</strong> values as high as 100 W/cm 2 at room temperature.<br />

However, <strong>in</strong> the only experimental demonstration<br />

of this device, a moderate emission current (below 10<br />

nA) was reported at room temperature, with an observed<br />

temperature reduction of about 1 mK (Hish<strong>in</strong>uma et al.,<br />

2003). So far, no experimental demonstration of vacuum<br />

thermionic refrigeration at cryogenic temperatures has<br />

been reported.<br />

2. Application of low-dimensional systems to electronic<br />

refrigeration<br />

The exploitation of low-dimensional systems gives additional<br />

degrees of freedom <strong>in</strong> order to eng<strong>in</strong>eer materials<br />

that may lead to enhanced operation of thermoelectric<br />

<strong>and</strong> thermionic devices (Hicks et al., 1993; Hish<strong>in</strong>uma<br />

et al., 2002; Sales, 2002; Sofo <strong>and</strong> Mahan, 1994).<br />

Some of the limitations <strong>in</strong>tr<strong>in</strong>sic to vacuum thermionic<br />

refrigerators can be overcome with solid state thermionic<br />

coolers (Mahan <strong>and</strong> Woods, 1998; Shakouri <strong>and</strong> Bowers,<br />

1997). As a matter of fact, modern growth techniques<br />

easily allow one to control both the barrier height<br />

<strong>and</strong> its width with<strong>in</strong> a wide range of values. One disadvantage<br />

of solid state thermionic coolers stems from<br />

the thermal conductivity of the barrier which is essentially<br />

absent <strong>in</strong> vacuum devices. Nevertheless, a large

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