MENA Asset Management Survey 2012 - National Bank of Abu Dhabi

United Arab Emirates / Egypt
Exchange Traded Funds
Questions United Arab Emirates Egypt
Administration Agreement
Registrar Agreement
Auditor Agreement / Acceptance
letter
Legal Advisor Agreement
Shariah Board Advisor Agreement (
for Shariah Compliant Funds)
Any other agreements depending on
the nature of the Fund
Undertaking ( an SCA template for
either Public or Private distribution
depending on the Fund type) to be
signed by the Fund’s Sponsor / Issuer
Documents pertaining to the Sponsor
/ Issuer of the fund:
1. Memorandum & Articles of
Association Certificate of
the Constitution
2. Trade License
3. Central Bank License ( if
available)
4. Organizational structure for
the Investment Manager
detailing the steps taken
during the investment
process
5. Financial statements for the
past 3 years
Foreign (External) Fund Documents
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