12Cardwell. Cole, Cartwright, <strong>and</strong> MartinConceptual Framework for IWRMEven with a definition <strong>of</strong> IWRM as a goaldirectedprocess <strong>and</strong> underst<strong>and</strong>ing <strong>of</strong> a possiblenational goal in the U.S., questions remain aboutwhat kind <strong>of</strong> integration is necessary in waterresources management. Basic hydrology conceptsillustrate the need for integration spatially;most clearly, geographically in the concept<strong>of</strong> watershed or water catchments. The manydem<strong>and</strong>s placed on water resources also imply aneed for integration over diverse managementobjectives, <strong>and</strong>, considering the fragmented nature<strong>of</strong> water management in the U.S., a need forintegration among institutions. Finally, becausevalues change <strong>and</strong> knowledge exp<strong>and</strong>s, there is aneed to integrate management over time. Hence“integrated” water resources management can <strong>and</strong>must consider integration along at least four axes:space, objectives, institutions <strong>and</strong> time (Figure 1).1. Spatial Integration – coordination <strong>of</strong> managementfor unified achievement <strong>of</strong> commonobjectives <strong>and</strong> goals within a geographic area<strong>and</strong> among vertical strata from lithosphere toatmosphere.2. Objective Integration – coordination <strong>of</strong>management for some optimum achievement<strong>of</strong> multiple objectives, such as for agricultural,forest, soil, flood control, navigation, recreation,hydropower, water supply, <strong>and</strong> environmentalresource improvements.3. Institutional Integration – Coordination acrossm<strong>and</strong>ates, missions, policies, programs, projects,<strong>and</strong> management measures <strong>of</strong> governmental<strong>and</strong> non-governmental institutions intounified achievement <strong>of</strong> common objectives<strong>and</strong> goals.4. Temporal Integration – coordination <strong>of</strong>activities on different time scales—fromdaily operations to considerations decadesaway—into unified achievement <strong>of</strong> commonobjectives <strong>and</strong> goals.These axes place broad dimensions on theimplementation <strong>of</strong> integrated water resourcesmanagement. What should the spatial extent <strong>of</strong> ananalysis be to ensure achievement <strong>of</strong> common goals<strong>and</strong> objectives? What objectives need to be consideredto enhance the success <strong>of</strong> management decisions?What other institutions, policies, programs, orFigure 1. Conceptual framework for IWRM using four axes.UCOWRJOURNAL OF CONTEMPORARY WATER RESEARCH & EDUCATION
IWRM: Defi nitions <strong>and</strong> Conceptual Musings13interests might be incorporated into planning<strong>and</strong> implementation to improve efficiency <strong>and</strong>effectiveness? What are the cumulative long-termimpacts <strong>of</strong> management in a dynamic environment<strong>and</strong> how might they be controlled through moreintegrated long-term planning? Whereas activitieswill differ in the degree <strong>of</strong> integration that isappropriate over each <strong>of</strong> these axes, the axes seta context to consider the appropriate degree <strong>of</strong>integration.Spatial Integration – The need to scope aproblem in a geographic or spatial manner is ascommon to project planners as it would be tooperators <strong>and</strong> regulators. Critical connectionscan be overlooked if a project plan, operatingplan, or regulatory decision limits considerationto interactions immediately upstream <strong>and</strong>downstream. Conversely, it would be folly toanalyze interactions 1000 miles upstream ifthey were known not to affect the activity underconsideration. Thus a basic analytical challengefor IWRM is to scope the analysis broadly enoughspatially to consider all important consequences<strong>of</strong> all interactions, but narrowly enough to beefficient in making decisions about planning,operations, regulations, <strong>and</strong> other considerations.In the realm <strong>of</strong> water resources management, planformulation is most <strong>of</strong>ten scoped in a geographydefined by the reach <strong>of</strong> watershed or coastalprocess into the planning environment, but planevaluation <strong>of</strong> the economic <strong>and</strong> environmentalconsequences considers a spatial context definedby business-system interactions that may notalign with the hydrology.Integration <strong>of</strong> Objectives – Objectives abound inwater resources management, so how do we considerwhich objectives to integrate? The significance <strong>of</strong>the effects on resource condition is a good guide.The effect can be positive or negative. A positiveeffect on resources produces significant benefits,that is, benefits that exceed costs. A negative effectresults in unacceptable environmental or othercosts. If the environmental effect is expected to benegative <strong>and</strong> significant, National EnvironmentalPolicy Act guidelines require an assessment <strong>of</strong>environmental impacts <strong>and</strong> incorporation <strong>of</strong> thecosts <strong>of</strong> avoiding, minimizing, <strong>and</strong> compensatingfor the negative effect in project plans. In this way,environmental <strong>and</strong> national economic developmentobjectives are integrated for optimal societal result.Environmental assessment under the NationalEnvironmental Policy Act details how proposedmanagement activities affect a larger number <strong>of</strong>objectives. As with scoping spatially, if impacts<strong>of</strong> the proposed management activity on variousobjectives are not “significant,” then the scope <strong>of</strong>integration over objectives can be narrower. Inaddition to national objectives, water managementmust consider local or regional objectives, whichmay conflict with national objectives. This tensionbetween local <strong>and</strong> national interests in watermanagement has a long history <strong>and</strong> helped spurthe development <strong>of</strong> the Principles <strong>and</strong> Guidelinesto ensure that Federal water expenditures servednational as well as local objectives.Institutional Integration – Many institutionshave unique authorities <strong>and</strong> m<strong>and</strong>ates thataffect water resources; hence the commonplaceinvolvement <strong>of</strong> multiple governmental <strong>and</strong> nongovernmentalinstitutions in water management.Yet what institutions need to be involved? Againthe issue is one <strong>of</strong> scope <strong>and</strong> degree – <strong>of</strong> whichorganizations to involve <strong>and</strong> how to involvethem. A rule <strong>of</strong> thumb would be if the plannedaction may significantly affect (or be affectedby) other institutions, then activities should beintegrated or at least coordinated. Institutions arealso hierarchically organized—internationallyto locally, for example. Generally, broad publicservice goals <strong>and</strong> objectives, established in laws<strong>and</strong> executive orders originating in the top layer <strong>of</strong>government, are served via integration <strong>of</strong> agency,program, <strong>and</strong> project levels <strong>of</strong> execution. This interorganizationalvertical integration <strong>of</strong>ten shows upmost clearly in annual budget allocation decisions.An organizational strategic plan can facilitate thisintegration or confuse it.Integration over Time – Time pervades theconsideration <strong>of</strong> the degree <strong>of</strong> integration overthe other three axes. For example, communitywater-supply planners must consider long-termdemographic, economic or l<strong>and</strong> use trends inthe immediate service area, but also coordinatedoperation <strong>of</strong> basin-wide infrastructure on a dailyor finer time scale. Objectives also may bedefined on differing time scales—acute waterquality conditions versus flow regimes that woulddepend on rainfall that year, or may change overJOURNAL OF CONTEMPORARY WATER RESEARCH & EDUCATIONUCOWR
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