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26 ADVANCES IN ELECTRONICS AND TELECOMMUNICATIONS, VOL. 1, NO. 1, APRIL 2010<br />

Spectrum Occupancy <strong>in</strong> Realistic Scenarios<br />

<strong>and</strong> Duty Cycle Model for Cognitive Radio<br />

Abstract—Most of the spectrum occupancy measurement campaigns<br />

performed to the date <strong>in</strong> the context of cognitive radio<br />

are based on measurements <strong>in</strong> outdoor high po<strong>in</strong>ts such as build<strong>in</strong>g<br />

roofs, balconies <strong>and</strong> towers. Although these measurement<br />

scenarios enable a more accurate estimation of the primary<br />

transmitters’ spectral activity, they may not be representative<br />

of the spectrum occupancy perceived by a cognitive radio user<br />

<strong>in</strong> many other <strong>in</strong>terest<strong>in</strong>g practical situations where users are not<br />

placed <strong>in</strong> a static high po<strong>in</strong>t. In this context, this work presents<br />

the results obta<strong>in</strong>ed <strong>in</strong> a spectrum measurement campaign<br />

performed over a rich diversity of measurement scenarios of<br />

practical <strong>in</strong>terest. The considered scenarios <strong>in</strong>clude not only high<br />

po<strong>in</strong>ts but also <strong>in</strong>door environments as well as outdoor locations<br />

at the ground level <strong>in</strong> open areas <strong>and</strong> between build<strong>in</strong>gs. The<br />

variety of considered measurement scenarios provides a broader<br />

view <strong>and</strong> underst<strong>and</strong><strong>in</strong>g of dynamic spectrum occupancy under<br />

different practical scenarios of <strong>in</strong>terest. The impact of consider<strong>in</strong>g<br />

various locations on the spectral activity perceived by a cognitive<br />

radio user is determ<strong>in</strong>ed, analyzed <strong>and</strong> quantified. Moreover, a<br />

theoretical model for the occupancy levels observed at different<br />

locations is developed <strong>and</strong> verified with the obta<strong>in</strong>ed results.<br />

Index Terms—Cognitive radio; Dynamic spectrum access;<br />

Measurement campaign; Spectrum occupancy; Duty cycle model.<br />

I. INTRODUCTION<br />

THE owned spectrum allocation policy <strong>in</strong> use dates from<br />

the earliest days of modern radio communications. This<br />

scheme has been proven to effectively control <strong>in</strong>terference<br />

among different wireless systems <strong>and</strong> simplify the design<br />

of hardware for use at a known <strong>and</strong> fixed radio frequency<br />

range. However, with the rapid proliferation of new operators,<br />

<strong>in</strong>novative services <strong>and</strong> wireless technologies dur<strong>in</strong>g<br />

the last decades, the vast majority of the available spectrum<br />

regarded as usable has already been occupied. Some recent<br />

spectrum measurements have demonstrated however that most<br />

of spectrum, though allocated, is vastly underutilized. In this<br />

context, the Cognitive Radio (CR) paradigm has emerged as a<br />

promis<strong>in</strong>g solution to conciliate the conflicts between spectrum<br />

dem<strong>and</strong> growth <strong>and</strong> underutilization without changes to the<br />

exist<strong>in</strong>g legacy wireless systems.<br />

The basic underly<strong>in</strong>g idea of CR is to allow unlicensed<br />

users to access <strong>in</strong> an opportunistic <strong>and</strong> non-<strong>in</strong>terfer<strong>in</strong>g manner<br />

some licensed b<strong>and</strong>s temporarily unoccupied by licensed users.<br />

The operat<strong>in</strong>g pr<strong>in</strong>ciple is to identify spatial <strong>and</strong> temporal<br />

spectrum gaps not occupied by licensed (primary) users,<br />

usually referred to as spectrum holes or white spaces, place<br />

M. López-Benítez <strong>and</strong> F. Casadevall are with the Department of Signal<br />

Theory <strong>and</strong> Communications, Universitat Politècnica de Catalunya (UPC),<br />

Barcelona, Spa<strong>in</strong>. E-mail: miguel.lopez@tsc.upc.edu, ferranc@tsc.upc.edu<br />

Miguel López-Benítez <strong>and</strong> Fern<strong>and</strong>o Casadevall<br />

unlicensed (secondary) transmissions with<strong>in</strong> such spaces <strong>and</strong><br />

vacate the <strong>channel</strong> as soon as primary users return. Secondary<br />

unlicensed transmissions are allowed follow<strong>in</strong>g this operat<strong>in</strong>g<br />

pr<strong>in</strong>ciple as long as they do not cause excessive, harmful<br />

<strong>in</strong>terference levels to the primary network.<br />

The amount of transmission opportunities available to the<br />

secondary system depends on the degree to which allocated<br />

spectrum b<strong>and</strong>s are used by the primary system. In the real<br />

world, the occupancy level of any spectrum b<strong>and</strong> can be<br />

quantitatively determ<strong>in</strong>ed by means of field measurements.<br />

Measurements of the radio environment can provide valuable<br />

<strong>in</strong>sights <strong>in</strong>to current spectrum usage. A proper underst<strong>and</strong><strong>in</strong>g<br />

of current spectrum usage can be extremely useful, not only to<br />

policy makers <strong>in</strong> order to def<strong>in</strong>e adequate Dynamic Spectrum<br />

Access (DSA) policies for improv<strong>in</strong>g the exploitation of the<br />

currently underutilized spectral resources, but also to the research<br />

community <strong>in</strong> order to develop spectrum usage models<br />

<strong>and</strong> identify the most suitable <strong>and</strong> <strong>in</strong>terest<strong>in</strong>g frequency b<strong>and</strong>s<br />

for the future deployment of the CR technology.<br />

To the date, several spectrum measurement campaigns cover<strong>in</strong>g<br />

wide frequency ranges [1], [2], [3], [4], [5], [6] as well<br />

as some specific licensed b<strong>and</strong>s [7], [8], [9], [10], [11] have<br />

already been performed <strong>in</strong> diverse locations <strong>and</strong> scenarios<br />

<strong>in</strong> order to determ<strong>in</strong>e the degree to which allocated spectrum<br />

b<strong>and</strong>s are used <strong>in</strong> real wireless communication systems.<br />

However, most of previous spectrum occupancy studies are<br />

based on measurements performed <strong>in</strong> outdoor environments<br />

<strong>and</strong> more particularly <strong>in</strong> outdoor high po<strong>in</strong>ts such as build<strong>in</strong>g<br />

roofs, balconies <strong>and</strong> towers. The ma<strong>in</strong> advantage of high po<strong>in</strong>ts<br />

is that they provide direct l<strong>in</strong>e-of-sight to many k<strong>in</strong>ds of<br />

important transmitters <strong>and</strong> therefore enable a more accurate<br />

measurement of the spectral activity. Nevertheless, this scenario<br />

may not be representative of the spectrum occupancy<br />

perceived by a secondary network <strong>in</strong> many other <strong>in</strong>terest<strong>in</strong>g<br />

practical situations where the secondary antenna is not placed<br />

<strong>in</strong> a static high po<strong>in</strong>t (e.g., a mobile user communicat<strong>in</strong>g <strong>in</strong>side<br />

a build<strong>in</strong>g or while walk<strong>in</strong>g <strong>in</strong> the street between build<strong>in</strong>gs).<br />

The measurement of real network activities <strong>in</strong> additional<br />

scenarios of practical significance is therefore required for<br />

an adequate <strong>and</strong> full underst<strong>and</strong><strong>in</strong>g of the dynamic use of<br />

spectrum.<br />

In this context, this work presents the results obta<strong>in</strong>ed <strong>in</strong><br />

a spectrum measurement campaign performed over a rich<br />

diversity of measurement scenarios of <strong>in</strong>terest <strong>in</strong> a densely<br />

populated urban environment <strong>in</strong> the city of Barcelona, Spa<strong>in</strong>.<br />

The considered scenarios <strong>in</strong>clude not only high po<strong>in</strong>ts but also<br />

<strong>in</strong>door environments as well as outdoor locations at the ground<br />

level <strong>in</strong> open areas <strong>and</strong> between build<strong>in</strong>gs. The variety of

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