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Implementing food-based dietary guidelines for - United Nations ...

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Trade, development, and regulatory issues<br />

quality, and packaging regulations.<br />

The three major differences between the SPS and<br />

TBT measures are that the <strong>for</strong>mer concerns only health<br />

protection while the latter deals with aspects such as<br />

improving product standards <strong>for</strong> quality, providing<br />

more in<strong>for</strong>mation to the consumer to avoid deception<br />

about product content, and national security as<br />

well as health concerns; the SPS is bound by scientific<br />

standards when a measure is being adopted, whereas<br />

it may not be possible <strong>for</strong> all TBT measures to have a<br />

technical or scientific justification; and the SPS relates<br />

to <strong>food</strong> safety but the TBT is applied to a wide range of<br />

non<strong>food</strong> products as well. Although there are overlapping<br />

aspects, the distinctions are often quite clear. For<br />

instance, <strong>food</strong> labeling dealing with health warnings,<br />

use, and dosage are SPS measures, whereas the label’s<br />

position, lettering, composition, nutrient content, and<br />

quality are TBT measures [11]. Consequently, settlement<br />

of a dispute if one should arise would depend on<br />

under which measure it was registered. Interestingly,<br />

though, whereas TBT measures give more scope <strong>for</strong><br />

discriminatory trade practices, given that in many<br />

instances scientific and technical regulations are not<br />

very binding (so that proving a case against them is<br />

difficult), there have been no disputes against a TBT<br />

measure <strong>for</strong> <strong>food</strong> safety as yet, whereas a few have been<br />

registered, and some resolved, against SPS. Unlike the<br />

Codex Alimentarius, the TBT and SPS agreements are<br />

legally binding on the country, but only <strong>for</strong> the internationally<br />

traded segment of the commodity, such as<br />

fresh fruits and vegetables, and need not ensure that<br />

the same standard be followed at the national level <strong>for</strong><br />

domestic consumers [12]. There<strong>for</strong>e one may observe<br />

that in a developing country the products may be sold<br />

in the domestic market, with export quality products,<br />

which are mainly accessible to the richer sections of the<br />

population, having higher standards, whereas a lower<br />

standard would be applicable <strong>for</strong> the larger domestic<br />

market. However, in some Latin American countries,<br />

the lack of public safety standards or poor implementation<br />

has resulted in private safety standards “seeping”<br />

into the supermarkets. This issue will be discussed in<br />

a later section.<br />

At the time of its writing (March 2006), the Doha<br />

round of the WTO has been hailed as the “development”<br />

round <strong>for</strong> its marked emphasis on economic<br />

development issues. Given the Agreement on Agriculture<br />

and the importance of agriculture to developing<br />

countries in general, the issue of <strong>food</strong> safety poses some<br />

vexing concerns. Developing countries signal frustration<br />

with the increasingly stringent standards faced<br />

by their exports, the new obligations to justify their<br />

regulatory mechanisms, or both. On the other hand,<br />

many developed countries question the adequacy of<br />

the WTO rules in light of new disease outbreaks, new<br />

production technologies, and new demands from concerned<br />

consumers about <strong>food</strong> safety [9].<br />

S127<br />

Harmonization and the Codex Alimentarius<br />

Commission<br />

The SPS agreement recognizes in particular three<br />

international standard-setting bodies: the Codex Alimentarius<br />

Commission, which establishes <strong>food</strong> safety<br />

measures, standards, <strong>guidelines</strong>, and recommendations;<br />

the Office Internationale des Epizooties, which<br />

addresses animal health measures; and the Secretariat<br />

of the International Plant Protection Convention, which<br />

sets norms <strong>for</strong> plant health measures. Since the focus of<br />

this review is mainly on human protection concerning<br />

nutrition, most of the subsequent discussion will be<br />

<strong>based</strong> on the Codex standards and their linkage to the<br />

SPS/TBT agreements. The SPS agreement in particular<br />

sets out the following principles to guide trade in <strong>food</strong>:<br />

harmonization (Article 3)—member countries are<br />

urged to adopt international standards, and a country<br />

that adopts the standards of the Codex is in compliance<br />

with WTO standards; science-<strong>based</strong> risk management<br />

(Articles 2 and 5)—in addition to SPS measures deriving<br />

sanction from scientific principles, measures ought<br />

to be chosen so as to minimize distortions to trade and<br />

to be no more restrictive than necessary to achieve a<br />

country’s appropriate level of protection; equivalence<br />

(Article 4)—a WTO member has to accept the SPS<br />

measures of another country as equivalent to its own if<br />

it is objectively demonstrated that there is equivalence<br />

in levels of protection; and regionalization (Article<br />

6)—a country is required to allow imports from subnational<br />

regions from abroad that are free of pests and<br />

disease. Although the member countries of the WTO<br />

(through the SPS and TBT agreements) in principle<br />

agree to the Codex standards and <strong>guidelines</strong>, there<br />

is no legal binding to implement them domestically.<br />

However, two situations may arise:<br />

» If a particular domestic measure falls below the<br />

Codex standards and the country is exporting at the<br />

lower <strong>food</strong> safety or quality level, then the agreement<br />

becomes binding on the exporting country to<br />

implement it. This consequently has a bearing on the<br />

domestic <strong>food</strong> law as well. Many studies suggest that<br />

this last aspect is particularly useful <strong>for</strong> developing<br />

nations not only to increase their trade but also to<br />

improve standards within the country [13]. There<br />

may of course be resource constraints on implementing<br />

these and the country may need to seek help.<br />

» If the domestic measure is more trade restrictive<br />

on account of more stringent rules than those prescribed<br />

by the Codex Alimentarius Commission, it<br />

must be justified by proper scientific assessments and<br />

risk analysis.<br />

Under these two situations, there is now a challenge<br />

<strong>for</strong> the Codex Alimentarius Commission. In the case<br />

of countries (usually developing countries) with <strong>food</strong><br />

safety standards lower than Codex standards, the challenge<br />

is to raise resources to improve upon the existing

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