Vision - Alibaba

52 Annual Report 2007
Notes:
(a) These securities represent outstanding options to purchase shares of Alibaba Group directly owned by Mr. Wei.
(b) These securities represent outstanding options to purchase shares of Alibaba Group directly owned by Ms. Wu.
(c) These securities represent: (i) 401,260 outstanding options to purchase shares of Alibaba Group directly issued
to Ms. Dai; (ii) 325,000 issued shares of Alibaba Group directly owned by Ms. Dai; (iii) 36,250 outstanding options
to purchase shares of Alibaba Group issued to Mr. Sheng Yi Fei, Ms. Dai’s spouse; (iv) 587,500 issued shares of
Alibaba Group directly owned by Ms. Dai’s spouse; (v) 1,800,000 issued shares of Alibaba Group held by Able Island
Assets Corp., a company ultimately owned by Ms. Dai and her spouse; (vi) 4,900,900 issued shares of Alibaba Group
held by Golden Jade Investment Limited, a company ultimately owned by a trust established by Ms. Dai for the benefi t
of her family; and (vii) 5,234,350 issued shares of Alibaba Group held by Nationbright Investment Limited, a company
ultimately owned by a trust established by Ms. Dai’s spouse for the benefi t of his family.
(d) These securities represent: (i) 475,000 issued shares of Alibaba Group directly owned by Ms. Peng; and (ii) 422,751
outstanding options to purchase shares of Alibaba Group directly owned by Ms. Peng; and (iii) 52,249 issued shares
of Alibaba Group held by Netyan Enterprises Ltd., a company ultimately owned by Ms. Peng.
(e) These securities represent: (i) 210,964 outstanding options to purchase shares of Alibaba Group directly issued to
Mr. Xie; (ii) 1,397,084 issued shares of Alibaba Group directly owned by Mr. Xie; and (iii) 9,263,236 issued shares of
Alibaba Group held by Navibell Venture Corp., a company ultimately owned by a trust established by Mr. Xie for the
benefi t of his family.
(f) These securities represent: (i) 846,667 outstanding options to purchase shares of Alibaba Group directly issued to
Mr. Ma; (ii) 44,182,861 issued shares of Alibaba Group directly owned by Mr. Ma; (iii) 91,250,136 issued shares
of Alibaba Group held by JC Properties Limited, a company controlled by Ms. Zhang Ying, Mr. Ma’s spouse and
ultimately owned by a trust of which certain family members of Mr. Ma are benefi ciaries; (iv) 69,000 outstanding
options to purchase shares of Alibaba Group issued to JSP Investment Limited, a company ultimately owned by
a trust of which certain family members of Ms. Zhang Ying are benefi ciaries; and (v) 52,778,360 issued shares of
Alibaba Group held by JSP Investment Limited.
(g) These securities represent: (i) 2,420,000 outstanding options to purchase shares of Alibaba Group directly issued to
Mr. Tsai; (ii) 2,522,964 issued shares of Alibaba Group directly owned by Mr. Tsai; (iii) 160,000 outstanding options
to purchase shares of Alibaba Group directly issued to Ms. Clara Wu Ming-Hua, Mr. Tsai’s spouse; (iv) 40,000
issued shares of Alibaba Group directly owned by Mr. Tsai’s spouse; (v) 20,361,300 issued shares of Alibaba Group
held by MFG Limited, a company ultimately owned by a trust established by Mr. Tsai for the benefi t of his family;
(vi) 22,345,952 issued shares of Alibaba Group held by Parufam Limited, a company ultimately owned by a trust
established by a family member in which Mr. Tsai is a benefi ciary; and (vii) 28,960,200 issued shares of Alibaba
Group held by PMH Holding Limited, a company ultimately owned by a trust established by Mr. Tsai for the benefi t of
his family.
(h) These securities represent (i) 600,000 outstanding shares of Alibaba Group directly owned by Mr. Tsuei; and
(ii) 800,000 outstanding options to purchase shares of Alibaba Group directly issued to Mr. Tsuei.