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Real and Complex Analysis (Rudin)

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CHAPTER<br />

TWENTY<br />

UNIFORM APROXIMATION<br />

BY POLYNOMIALS<br />

Introduction<br />

20.1 Let KO be the interior of a compact set K in the complex plane. (By definition,<br />

KO is the union of all open discs which are subsets of K; of course, KO may<br />

be empty even if K is not.) Let P(K) denote the set of all functions on K which<br />

are uniform limits of polynomials in z.<br />

Which functions belong to P(K)?<br />

Two necessary conditions come to mind immediately: If ! E P(K), then<br />

! E C(K) <strong>and</strong>! E H(KO).<br />

The question arises whether these necessary conditions are also sufficient.<br />

The answer is negative whenever K separates the plane (i.e., when the complement<br />

of K is not connected). We saw this in Sec. 13.8. On the other h<strong>and</strong>, if K<br />

is an interval on the real axis (in which case KO = 0), the Weierstrass approximation<br />

theorem asserts that<br />

P(K) = C(K).<br />

So the answer is positive if K is an interval. Runge's theorem also points in this<br />

direction, since it states, for compact sets K which do not separate the plane, that<br />

P(K) contains at least all those! E C(K) which have holomorphic extensions to<br />

some open set n => K.<br />

In this chapter we shall prove the theorem of Mergelyan which states,<br />

without any superfluous hypotheses, that the above-mentioned necessary conditions<br />

are also sufficient if K does not separate the plane.<br />

The principal ingredients of the proof are: Tietze's extension theorem, a<br />

smoothing process invoving convolutions, Runge's theorem, <strong>and</strong> Lemma 20.2,<br />

whose proof depends on properties of the class g which was introduced in Chap.<br />

14.<br />

386

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