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3) “Political appropriateness” by <strong>the</strong> Council.<br />

PSC intervention in <strong>the</strong> APF decision-making procedures is crucial and reflects its real nature:<br />

Council political views conjoin with <strong>the</strong> Commission’s expertise in development and conflict<br />

management/prevention. Although EC legislation makes no reference to <strong>the</strong> intervention <strong>of</strong> AWG, this<br />

preparatory working group is also consulted so that any doubts may be discussed and resolved before<br />

<strong>the</strong> proposal reaches <strong>the</strong> PSC, at <strong>the</strong> highest diplomatic level. The AWG meeting starts with a brief<br />

presentation made by EEAS, but <strong>the</strong> presence <strong>of</strong> DEVCO is also important to provide an immediate<br />

answer to any technical question from Member States. Most frequent questions relate to technicalities<br />

such as budget lines, possible overlapping, or <strong>the</strong> future need for replenishment <strong>of</strong> APF funds. In fact,<br />

as all <strong>the</strong> issues are resolved at AWG, <strong>the</strong> APF item in PSC agenda <strong>of</strong>ten becomes a procedural<br />

matter, in <strong>part</strong>icular when <strong>the</strong> Commission has been involved from <strong>the</strong> onset <strong>of</strong> <strong>the</strong> identification and<br />

formulation <strong>of</strong> a specific programme. Within <strong>the</strong> time period under consideration, <strong>the</strong>re has never been<br />

any refusal or even problem raised at PSC level, although it occurred that PSC applied a ‘scrutiny<br />

reserve’ delaying its decision, more for domestic/internal coordination reasons than for <strong>the</strong> substance<br />

<strong>of</strong> <strong>the</strong> action. Upcoming PSOs such as AMISOM V and MICOPAX 1C are backed by <strong>the</strong>ir respective<br />

UNSC resolutions 1964(2010) and 1923(2010). Although APF regulations establish that decisionmaking<br />

should “be flexible enough to go ahead with funding while in <strong>the</strong> process <strong>of</strong> UN endorsement”,<br />

in practice, this situation has never happened. The shortest time to pass through <strong>the</strong> political<br />

appropriateness requirement is 10 days, which was <strong>the</strong> time taken for AMISOM IV.<br />

4) Preparation <strong>of</strong> <strong>the</strong> Commission Decision ‘dossier´ for <strong>the</strong> APF financial decision.<br />

DEVCO prepares <strong>the</strong> ‘dossier’, a very precise document (8-10 pages) containing all <strong>the</strong> necessary<br />

documents to take an EC decision, which <strong>the</strong>n goes to <strong>the</strong> Coordination Unit C3 for inter-service<br />

consultation. The dossier contains: <strong>the</strong> ‘explanatory note’ that guides <strong>the</strong> readers through <strong>the</strong> dossier,<br />

a draft text for <strong>the</strong> EC decision, a memo to <strong>the</strong> College <strong>of</strong> Commissioners and an annex which<br />

contains <strong>the</strong> ‘action fiche’ presenting <strong>the</strong> detailed action, modalities, budget and calendar. DEVCO<br />

financial/contracts Section C5 is consulted on <strong>the</strong> preparation <strong>of</strong> <strong>the</strong> dossier, especially to check <strong>the</strong><br />

implementation procedure because <strong>of</strong> <strong>the</strong> 4-pillar requirements for AU/RECs. The geographical desks,<br />

now under EEAS, are also consulted to ensure that <strong>the</strong>re is no overlapping with o<strong>the</strong>r EC actions.<br />

DEVCO <strong>of</strong>ficials need around 2 weeks to prepare <strong>the</strong> dossier and make great efforts to share with<br />

o<strong>the</strong>r services in order to prepare <strong>the</strong>ir colleagues and avoid problems during <strong>the</strong> inter-service<br />

consultation process. The lead de<strong>part</strong>ment needs be careful not to launch a consultation until <strong>the</strong> file<br />

is complete and all <strong>the</strong> documents are final. Amendments after launching must be an exception.<br />

Fortunately, an Impact Assessment is not mandatory for APF.<br />

5) Visas (signatures) before <strong>the</strong> launch.<br />

After <strong>the</strong> PSC has approved <strong>the</strong> political appropriateness, <strong>the</strong> dossier receives its first visas from<br />

DEVCO: three signatures from <strong>the</strong> operational side (C6), two from <strong>the</strong> financial/contracts section 37<br />

(C5), and <strong>the</strong>n two extra signatures from <strong>the</strong> financial section 38 dealing with decisions and global<br />

commitments. It normally (AMISOM IV) takes 10 days to obtain <strong>the</strong> 6 signatures from DEVCO<br />

sections.<br />

iii. Special procedure, Early Response Mechanism (ERM)<br />

ERM will finance APF interventions that require quick reaction such as: mediation actions by<br />

AU/RECs, preventive diplomacy, fact-finding missions for planning a PSO, and ad hoc or temporary<br />

streng<strong>the</strong>ning <strong>of</strong> those bodies in charge <strong>of</strong> planning a possible PSO.<br />

37 ’Gestion centralisée - Coordination financière - Autorisation financière’<br />

38 ‘Engagements primaires et dérogations’<br />

Page 21 <strong>of</strong> 49

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