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PCT Yearly Review - WIPO

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Annexes<br />

Glossary<br />

Applicant: An individual or legal entity that files a patent<br />

application. There may be more than one applicant in an<br />

application. For <strong>PCT</strong> statistics, the first-named applicant<br />

is used to determine the owner of a <strong>PCT</strong> application.<br />

Elected Office: The national or regional office of or acting<br />

for a state elected by the applicant under Chapter II of<br />

the <strong>PCT</strong>, at which the applicant intends to use the results<br />

of the international preliminary examination.<br />

Application: A set of legal documents submitted to a<br />

patent office requesting that a patent be granted for the<br />

applicant’s invention. The patent office examines the<br />

application and decides whether to grant a patent or<br />

reject the application.<br />

Authority specified for Supplementary International<br />

Search (SISA): An International Searching Authority<br />

(ISA) that provides a Supplementary International Search<br />

service – also known as Supplementary International<br />

Searching Authority (SISA).<br />

Chapter I of the <strong>PCT</strong>: The provisions in the <strong>PCT</strong> that<br />

regulate the filing of <strong>PCT</strong> applications, the establishment<br />

of international searches and written opinions by ISAs,<br />

and the international publication of <strong>PCT</strong> applications, and<br />

that provide for the communication of <strong>PCT</strong> applications<br />

and related documents to designated offices.<br />

Chapter II of the <strong>PCT</strong>: The provisions in the <strong>PCT</strong> that<br />

regulate the optional international preliminary examination<br />

procedure.<br />

Country of Origin: For statistical purposes, the country<br />

of origin of a <strong>PCT</strong> application is the country of residence<br />

(or nationality, in the absence of a valid residence) of the<br />

first-named applicant in the application.<br />

Designated Office (DO): A national or regional office<br />

of or acting for a state designated in a <strong>PCT</strong> application<br />

under Chapter I of the <strong>PCT</strong>.<br />

Designated State: A contracting state in which protection<br />

for the invention is sought, as specified in the<br />

<strong>PCT</strong> application.<br />

Filing Abroad: For statistical purposes, a patent application<br />

filed by a resident of a given country with a<br />

patent office of a foreign country. For example, a patent<br />

application filed with the USPTO by an applicant residing<br />

in France is considered a “filing abroad” from the perspective<br />

of France. A “filing abroad” is the opposite of a<br />

“non-resident filing”, which describes a patent application<br />

by a resident of a foreign country from the perspective<br />

of the country receiving the application.<br />

International Authority: A national or regional patent<br />

office or international organization that fulfills specific<br />

tasks, as prescribed by the <strong>PCT</strong>.<br />

International Bureau (IB): In the context of the <strong>PCT</strong>, the<br />

IB of <strong>WIPO</strong> acts as a receiving office for <strong>PCT</strong> applications<br />

from all contracting states. It also handles certain<br />

processing tasks with respect to all <strong>PCT</strong> applications<br />

filed with all receiving offices worldwide.<br />

International Filing Date: The date on which the receiving<br />

office receives a <strong>PCT</strong> application (provided certain<br />

formality requirements have been met).<br />

International Patent Classification (IPC): An internationally<br />

recognized patent classification system, the IPC<br />

has a hierarchical structure of language-independent<br />

symbols and is divided into sections, classes, subclasses<br />

and groups. IPC symbols are assigned according to the<br />

technical features in patent applications. A patent application<br />

that relates to multiple technical features can<br />

be assigned several different IPC symbols.<br />

International phase of the <strong>PCT</strong>: The international phase<br />

consists of five main stages:<br />

1. the filing of a <strong>PCT</strong> application by the applicant and<br />

its processing by the receiving office;<br />

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