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January 2011 - National Labor Relations Board

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10040 INITIAL NOTICE TO PARTIES UPON FILING OF CHARGE10040.3 Updating Service SheetThe service sheet maintained in the file and in CATS should be updated to reflectthe current and correct representatives of the parties as well as their addresses andtelephone numbers.10040.4 Initial Letter to Charging PartyThe Regional Office’s initial letter to the charging party, as described in Sec.10040.1, should also request prompt submission of a complete written account of all thefacts and circumstances on which the charge is based, copies of all relevant contractsand/or other documents and the names and addresses of witnesses. In statutory priorityand other appropriate cases, the <strong>Board</strong> agent may make such a request telephonically, bye-mail or by facsimile; the nature and form of the request should be tailored to fit theurgency of the situation. If the charging party is an employer, the initial letter should alsorequest appropriate commerce information. The letter should also advise the chargingparty that the Agency is moving toward a fully electronic records system and stronglyencourage submission of documents and other materials to the Regional Office throughthe Agency’s E-Filing system on its website. See Sec. 10040.1 and OM Memo 09-41.10040.5 Initial Letter to Charged Party and Service of ChargeThe Regional Office’s initial letter to the charged party, as described in Sec.10040.1, serves a copy of the charge with an affidavit of service retained in the file. Theinitial letter also advises the charged party of the right to counsel and invites full andcomplete cooperation. If the charged party is an employer, the letter also requestsappropriate commerce information. If the charged party is not an employer, a letter to theemployer should request commerce information. The letter should also advise thecharged party that the Agency is moving toward a fully electronic records system andstrongly encourage submission of documents and other materials to the Regional Officethrough the Agency’s E-Filing system on its website. See Sec. 10040.1 and OM Memo09-41.The initial letter should specifically request that the charged party submit astatement regarding the facts and circumstances that form the basis of the charge andshould advise the charged party that full and complete cooperation includes, whererelevant, timely providing all material witnesses under its control to a <strong>Board</strong> agent so thatwitnesses’ statements can be reduced to affidavit form and providing all relevantdocumentary evidence requested by the <strong>Board</strong> agent.. The letter should also advise thatthe Regional Office will accept no limitation on the use of any statement of positionsubmitted by the charged party in response to the charge. Sec. 10054.6. Further, theletter should assure the charged party that no organization or person seeking to representthem has any “inside knowledge” or favored relationship with the Agency andinformation regarding this matter is only that which must be made available to anymember of the public under the Freedom of Information Act (FOIA).Revised 01/11

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