EQUITY IN SCHOOL WATER AND SANITATIONvery large country, UP is a microcosm of the country<strong>in</strong> many ways. The state is one of the moreeducationally backward states <strong>in</strong> the country where<strong>in</strong>equality among social groups is pronounced, <strong>and</strong>the status of women has rema<strong>in</strong>ed an area ofconcern. The sex ratio – a sensitive <strong>in</strong>dicator ofwomen’s status – is low at 898 (number of womento 1,000 men), <strong>and</strong> female literacy is also low at42.2 per cent (as compared with male literacy at68.8 per cent); 21.1 per cent of the state’spopulation consists of Scheduled Castes (SC),though the percentage of Scheduled Tribes (ST) 1is low at 0.1 per cent (GoI, 2006). At all stages ofschool<strong>in</strong>g, the proportion of girls to boys isconsistently low – especially amongst SC <strong>and</strong> STcommunities.Another compell<strong>in</strong>g reason for select<strong>in</strong>g UP wasthat over the years the state has received <strong>Water</strong><strong>and</strong> <strong>Sanitation</strong> (WATSAN) hardware <strong>and</strong> software<strong>in</strong>puts <strong>in</strong> many areas of its 70 districts. Efforts havealso been underway to strengthen a school health<strong>and</strong> sanitation programme. It was hence felt bothby UNICEF <strong>and</strong> ERU that it would be possible totease out sufficient evidence to underst<strong>and</strong> thecorrelation between WATSAN <strong>and</strong> the education<strong>in</strong>dicators <strong>in</strong> this state.It was agreed that the India team would focus ontwo districts (out of the 70) <strong>in</strong> the state, <strong>and</strong> thatthe sample selection would be purposive <strong>and</strong>designed to capture the impact of good <strong>and</strong> not sogood water <strong>and</strong> sanitation programmes.Additionally the focus of the team would also beon social exclusion <strong>in</strong> schools.Lalitpur is a focus district of the UNICEF IndiaCountry Office (UNICEF ICO), where efforts areongo<strong>in</strong>g to ensure convergence of different sectorsthat impact on the overall health <strong>and</strong> wellbe<strong>in</strong>g ofchildren. Therefore, UNICEF ICO recommendedthat Lalitpur be selected as one of the sampledistricts. This was agreed to <strong>in</strong> Kathm<strong>and</strong>u. Thesecond district, Mirzapur (<strong>in</strong> the eastern part of UP),was chosen after extensive consultations/discussions with UNICEF ICO as well as UNICEFLucknow 2 WES <strong>and</strong> the education teams.Draft research tools were developed by ERU <strong>in</strong>early January 2009, <strong>and</strong> f<strong>in</strong>alized afterconsultations with the lead researcher (refer toAnnex 3). The tools were translated <strong>in</strong>to H<strong>in</strong>di, asthis is the spoken language <strong>in</strong> the region selectedfor the study. Field-test<strong>in</strong>g of the tools <strong>in</strong> the Rajgarhblock of Mirzapur district was completed <strong>in</strong> earlyFebruary 2009.Data collection from 24 schools at 12 sites <strong>in</strong> thetwo districts was completed dur<strong>in</strong>g February 2009.A review workshop with all senior researchers <strong>and</strong>field <strong>in</strong>vestigators was held <strong>in</strong> Lucknow on 14 March2009 after data entry/analysis had been completed.1.5 Report Outl<strong>in</strong>eThis report conforms to the agreed outl<strong>in</strong>edeveloped by the lead researcher. Chapter 1,Introduction, is followed by the Context <strong>in</strong> Chapter2. Chapter 3 del<strong>in</strong>eates the Methodology, whileChapter 4 tables the F<strong>in</strong>d<strong>in</strong>gs <strong>and</strong> their Analysis.Chapter 5 conta<strong>in</strong>s the Conclusions <strong>and</strong>Recommendations. F<strong>in</strong>ally, Chapter 6 provides theConclusions <strong>and</strong> Recommendations from theRegional Perspective document, whichsummarizes the f<strong>in</strong>d<strong>in</strong>gs for all the country studies<strong>and</strong> goes beyond to raise issues that need to beaddressed by those operat<strong>in</strong>g at the level of nationalpolicy, by those <strong>in</strong>volved <strong>in</strong> implementation, <strong>and</strong> atschool level. Thus the conclusions <strong>and</strong>recommendations for India given <strong>in</strong> Chapter 5 canbe seen here <strong>in</strong> a wider regional context.There are five annexes. Annex 1 describes theresearch methodology for the overall four-countrystudy; Annex 2 provides detailed research data forthe India study; <strong>and</strong> Annex 3 lists the research toolsused. Annex 4 provides some case studies tosupplement those <strong>in</strong> the ma<strong>in</strong> text. F<strong>in</strong>ally, Annex5 provides excerpts from SSHE guidel<strong>in</strong>es.In this study, a conscious effort has been made toidentify both subtle <strong>and</strong> blatant forms ofdiscrim<strong>in</strong>ation <strong>and</strong> exclusion, as this will be critical<strong>in</strong> underst<strong>and</strong><strong>in</strong>g why <strong>and</strong> how water <strong>and</strong> sanitationprogrammes <strong>in</strong> schools should be positioned <strong>and</strong>what k<strong>in</strong>d of social preparation is essential toensure that the <strong>in</strong>tervention does not accentuateexist<strong>in</strong>g <strong>in</strong>equalities <strong>and</strong> <strong>in</strong>stead provides anopportunity to promote the spirit of equality <strong>and</strong>justice. The gap between availability <strong>and</strong> usage,<strong>and</strong> also whether exist<strong>in</strong>g social exclusion patternsrestrict the use of facilities by all the children, isalso explored.1SC <strong>and</strong> ST communities are considered to be among the most disadvantaged social groups <strong>in</strong> India.2Lucknow is the capital of UP.2
2ContextOvercom<strong>in</strong>g Exclusion <strong>and</strong> Discrim<strong>in</strong>ation <strong>in</strong> South AsiaIndia Country ReportIndia is among the most populous countries <strong>in</strong>the world <strong>and</strong> has a heterogeneous populationthat was estimated to be well over 1.13 billion <strong>in</strong>2005. It has a quasi-federal structure wheregovernance is considerably decentralized. Thecountry has 29 states, 6 union territories, 612districts, some 7,928 development blocks, 3 <strong>and</strong>almost 240,000 local self-government <strong>in</strong>stitutionsthat are all directly or <strong>in</strong>directly <strong>in</strong>volved <strong>in</strong> decisionmak<strong>in</strong>g. The rich cultural <strong>and</strong> l<strong>in</strong>guistic diversityof India is both its greatest strength as well as achallenge. The complex relationship betweenregions, communities, religions <strong>and</strong> ethnic groupsframes the social, political <strong>and</strong> cultural life of thepeople.The UNDP human development <strong>in</strong>dex rankedIndia 128 <strong>in</strong> 2007/08 <strong>and</strong> <strong>in</strong> the education <strong>in</strong>dex,India ranked a low 143 out of 177 (UNDP, 2008).While the country has made substantial progressover the last decade <strong>in</strong> enroll<strong>in</strong>g children at theprimary school level, the comb<strong>in</strong>ed grossenrolment ratios, as well as adult literacy rates,are still low. In recent years, physical access toprimary schools has improved considerably with152,304 new primary schools <strong>and</strong> 110,830 newupper primary schools hav<strong>in</strong>g been opened s<strong>in</strong>ce1990 (GoI, 2006). The decade of the 1990s sawa sharp <strong>in</strong>crease <strong>in</strong> the rate of improvement <strong>in</strong>girls’ education <strong>and</strong> women’s literacy. The 2001Census revealed that 75 per cent of men <strong>and</strong> 54per cent of women were literate <strong>and</strong> a 20percentage po<strong>in</strong>t <strong>in</strong>crease was recorded <strong>in</strong>women’s literacy from 1991 to 2001.Notwithst<strong>and</strong><strong>in</strong>g the overall progress recorded, theCensus also noted that <strong>in</strong> rural India, only 46 percent of the women were literate; while amongstMuslims, this figure was as low as 43 per centamong women.2.1 Country Overview of <strong>Water</strong><strong>and</strong> <strong>Sanitation</strong>The nodal agency for <strong>Water</strong> <strong>and</strong> <strong>Sanitation</strong>(WATSAN) is the Department of Dr<strong>in</strong>k<strong>in</strong>g <strong>Water</strong>Supply <strong>in</strong> the Government of India’s M<strong>in</strong>istry ofRural Development. This department oversees theimplementation of the Total <strong>Sanitation</strong> Campaign(TSC) programme <strong>and</strong> the Accelerated Rural<strong>Water</strong> Supply Programme through the RajivG<strong>and</strong>hi National Dr<strong>in</strong>k<strong>in</strong>g <strong>Water</strong> Mission. 4 Theobjectives of these programmes <strong>in</strong>clude, <strong>in</strong>ter alia,br<strong>in</strong>g<strong>in</strong>g about an improvement <strong>in</strong> the generalquality of life <strong>in</strong> rural areas via acceleratedsanitation coverage <strong>and</strong> provision of access totoilets for all by 2012, as well as ensur<strong>in</strong>g safedr<strong>in</strong>k<strong>in</strong>g water availability <strong>in</strong> all rural habitationswith a population of 100 <strong>and</strong> above. All ruralschools are to be provided with separate ur<strong>in</strong>als<strong>and</strong> toilets for boys <strong>and</strong> girls. Additionally, TSCpromotes hygiene education <strong>and</strong> good sanitaryhabits among students.3A development block is a sub-district level adm<strong>in</strong>istrative unit for developmental work.4The Panchayati Raj Department is the nodal agency identified to implement TSC <strong>in</strong> UP. This depends on the convergence ofseveral government schemes to implement its programmes. Funds are accessed not only from TSC, but also from StateF<strong>in</strong>ance Commission grants <strong>and</strong> the National Rural Employment Guarantee Scheme (NREGS). Additionally, enlightened villagesparticipate <strong>in</strong> a ‘competition’ for the prestigious Nirmal Gram Puraskar (NGP) for atta<strong>in</strong><strong>in</strong>g ‘open-defecation-free status’. Theprize money, a one-time cash <strong>in</strong>centive, can be utilized by the gram sabha for further<strong>in</strong>g TSC objectives with<strong>in</strong> their community.Of late, on an experimental basis, 13 (out of 8,680) gram panchayats of Varanasi region have also started contribut<strong>in</strong>g forclean<strong>in</strong>g village roads/streets, etc., through a sanitation tax. ‘Although there are still many who are not pay<strong>in</strong>g the tax <strong>in</strong>Shivdaspur, most of the villagers see it as a positive change towards better self-governance <strong>and</strong> are confident that socialpressure will help to ensure 100 per cent participation of all the villagers <strong>in</strong> the near future’ (Government of UP <strong>and</strong> UNICEF,2008).3