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CHAPTER 3 ADAPTING TO CLIMATE CHANGE IN SMALLHOLDER <strong>AGRICULTURE</strong><br />

The consequences of exposure to climate hazards<br />

depend on sensitivity, i.e. the degree to which<br />

an agro-ecological or socio-economic system<br />

responds, both positively and negatively, to a<br />

given change. Increasing scarcity and<br />

degradation of natural resources heighten the<br />

sensitivity of smallholder agriculture to climate<br />

hazards, because degraded resources are less<br />

capable of maintaining productivity under<br />

climate stresses (FAO, 2012). For example, while<br />

there is sufficient water to satisfy the demand for<br />

food at the global level, an increasing number of<br />

regions face growing water scarcity, which will<br />

impact rural and urban livelihoods, food security<br />

and economic activities (FAO, 2011a; FAO and<br />

World Water Council, 2015). Further degradation<br />

of water quality and quantity under climate<br />

change reduces the supply of water for food<br />

production, affecting food availability, stability,<br />

access and utilization, especially in the arid and<br />

semi-arid tropics and in Asian and African<br />

mega-deltas (Bates et al., 2008). Rationalizing<br />

water use in agriculture will greatly facilitate<br />

adaptation to climate change in smallholder<br />

production systems.<br />

Rural women are especially sensitive to climate<br />

hazards, owing to their gender-determined<br />

household responsibilities (such as collecting<br />

wood and water) and the increasing agricultural<br />

workloads they bear because of male outmigration<br />

(see e.g. Jost et al., 2015; Agwu and<br />

Okhimamwe, 2009; Goh, 2012; Wright and<br />

Chandani, 2014). Increases in the incidence of<br />

drought and water shortages add to their<br />

workloads, affecting both agricultural<br />

productivity and household welfare (UNDP,<br />

2010). See also Box 8.<br />

The limited capacity of smallholders to manage<br />

risks is another source of sensitivity to climate<br />

hazards. During extreme events, they adopt<br />

precautionary strategies – for example, selling<br />

cattle – which may protect them against<br />

catastrophic losses but undermine long-term<br />

livelihood opportunities and can trap them in<br />

chronic poverty (Carter and Barrett, 2006;<br />

Dercon, 1996; Dercon and Christiaensen, 2007;<br />

Fafchamps, 2003; Morduch, 1994; Kebede, 1992;<br />

Simtowe, 2006). Climate uncertainties and risk<br />

aversion also impact rural financial markets<br />

and supply chains in ways that further reduce<br />

opportunities and deepen farm-level poverty<br />

traps (Barrett and Swallow, 2006; Kelly,<br />

Adesina and Gordon, 2003; Poulton, Kydd and<br />

Dorward, 2006).<br />

In smallholder agriculture, adaptive capacity – or<br />

the ability to identify and implement effective<br />

actions in response to changing circumstances –<br />

is limited by barriers to the adoption of improved,<br />

climate-smart technologies and practices. For<br />

example, the lack of access to credit for<br />

investment affects, particularly, the poorest<br />

households, which are usually unable to provide<br />

collateral for loans, and female producers, who<br />

often have no formal title to assets. Other<br />

barriers include lack of land tenure security, very<br />

limited access to information, extension advice<br />

and markets, a lack of safety nets to protect<br />

livelihoods against shocks, and gender-bias in all<br />

of those institutions.<br />

Most of the interventions needed to improve<br />

smallholders’ capacity to adapt to climate change<br />

are the same as those required for general rural<br />

development, but with a stronger focus on<br />

climate risks. For example, extension packages<br />

need to take into account site-specific climate<br />

change projections; investments in the breeding<br />

of improved crop varieties and animal breeds<br />

should consider not only high yield but also<br />

resistance to shocks expected in specific locations<br />

(Box 9). Investments are urgently needed in<br />

irrigation and other water management<br />

infrastructure. These issues are taken up in more<br />

detail in the following sections. •<br />

TOWARDS RESILIENT<br />

PRODUCTION SYSTEMS<br />

AND LIVELIHOODS<br />

The vulnerability of smallholders to climate<br />

change adds to the more general difficulties they<br />

face in enhancing their productivity and<br />

improving their livelihoods. Consequently, »<br />

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