My Reading on ASQ CQA HB Part I-IA~IE-s

More documents

Recommendations

Info

Part IE1 The Institute of Internal Auditors code of Ethics The Code of Ethics states the principles and expectations governing the behavior of individuals and organizations in the conduct of internal auditing. It describes the minimum requirements for conduct, and behavioral expectations rather than specific activities. Code of Ethics—Principles Internal auditors are expected to apply and uphold the following principles: 1. Integrity The integrity of internal auditors establishes trust and thus provides the basis for reliance on their judgment. 2. Objectivity Internal auditors exhibit the highest level of professional objectivity in gathering, evaluating, and communicating information about the activity or process being examined. Internal auditors make a balanced assessment of all the relevant circumstances and are not unduly influenced by their own interests or by others in forming judgments. 3. Confidentiality Internal auditors respect the value and ownership of information they receive and do not disclose information without appropriate authority unless there is a legal or professional obligation to do so. 4. Competency Internal auditors apply the knowledge, skills, and experience needed in the performance of internal audit services. Rules of Conduct 1. Integrity—Internal auditors: 1.1. Shall perform their work with honesty, diligence, and responsibility. 1.2. Shall observe the law and make disclosures expected by the law and the profession. 1.3. Shall not knowingly be a party to any illegal activity, or engage in acts that are discreditable to the profession of internal auditing or to the organization. 1.4. Shall respect and contribute to the legitimate and ethical objectives of the organization. 2. Objectivity—Internal auditors: 2.1. Shall not participate in any activity or relationship that may impair or be presumed to impair their unbiased assessment. This participation includes those activities or relationships that may be in conflict with the interests of the organization. 2.2. Shall not accept anything that may impair or be presumed to impair their professional judgment. 2.3. Shall disclose all material facts known to them that, if not disclosed, may distort the reporting of activities under review. 3. Confidentiality—Internal auditors: 3.1. Shall be prudent in the use and protection of information acquired in the course of their duties. 3.2. Shall not use information for any personal gain or in any manner that would be contrary to the law or detrimental to the legitimate and ethical objectives of the organization. 4. Competency—Internal auditors: 4.1. Shall engage only in those services for which they have the necessary knowledge, skills, and experience. 4.2. Shall perform internal audit services in accordance with the International Standards for the Professional Practice of Internal Auditing (Standards). 4.3. Shall continually improve their proficiency and the effectiveness and quality of their services. Charlie Chong/ Fion Zhang
Part IE1 The Institute of Internal Auditors code of Ethics 1.3. Shall not knowingly be a party to any illegal activity, or engage in acts that are discreditable to the profession of internal auditing or to the organization. Charlie Chong/ Fion Zhang
Page 1 and 2:
My Reading
Page 3 and 4:
闭门练功 Charlie Chong/ Fion
Page 5 and 6:
闭门练功 Charlie Chong/ Fion
Page 7 and 8:
ASQ Mission: The American Society f
Page 9 and 10:
Content: • My <s
Page 11 and 12:
Notes to the Reader This handbook s
Page 13 and 14:
The Contents The handbook is organi
Page 15 and 16:
Keywords: • development of this h
Page 17 and 18:
Acknowledgments ASQ Audit Division
Page 19 and 20:
HACCP (Hazard Analysis and Critical
Page 21 and 22:
Quality Auditing Technical Committe
Page 23 and 24:
Figure I.1 Types of audits. Source:
Page 25 and 26:
Audits: Audits First Party Second P
Page 27 and 28:
1980s 历史的回顾 El Salvad
Page 29 and 30:
1980s 历史的回顾 Mujahedee
Page 31 and 32:
The handbook discusses all types of
Page 33 and 34:
Audits are conducted only when some
Page 35 and 36:
Scenario Auditors Are Not Inspector
Page 37 and 38:
Part I Auditing Fundamentals [27 of
Page 39 and 40:
Part IA1 Types of Quality Audits Bu
Page 41 and 42:
Part IA1 Product audit A product au
Page 43 and 44:
Part IA1 Product Audit: Elements ex
Page 45 and 46:
Part IA1 Product Audit: Elements ex
Page 47 and 48:
Part IA1 A product audit is the exa
Page 49 and 50:
Part IA1 Product Audit: For other s
Page 51 and 52:
Part IA1 Process audit The process
Page 53 and 54:
Part IA1 Process Audit Technique. A
Page 55 and 56:
Part IA1 Desk Audit Or Document Rev
Page 57 and 58:
Part IA2 No Absolute Rule Figure 1.
Page 59 and 60:
Part IA2 Brainstorming is a group c
Page 61 and 62:
Part IA2 Second-Party Audit A secon
Page 63 and 64:
Part IA2 A survey, sometimes called
Page 65 and 66:
Part IA2 A survey, sometimes called
Page 67 and 68:
Part IA2 • A third-party audit is
Page 69 and 70:
Part IA2 Government representatives
Page 71 and 72:
Part IA2 Government representatives
Page 73 and 74:
Part IA2 An auditor told of one cas
Page 75 and 76:
Part IA3 Types of Quality Audits/Pa
Page 77 and 78:
Part IA3 Certification Purposes Com
Page 79 and 80:
Part IA3 Conformité Europeene Mark
Page 81 and 82:
Part IA3 What’s the difference be
Page 83 and 84:
Part IA3 What’s the difference be
Page 85 and 86:
Part IA3 Accreditation Certificates
Page 87 and 88:
Part IA3 Certification/Registration
Page 89 and 90:
Part IA3 Certification/Registration
Page 91 and 92:
Part IA3 Performance versus Complia
Page 93 and 94:
Part IA3 The mission of the ASQ Aud
Page 95 and 96:
Part IA3 CAPA: The analytical aspec
Page 97 and 98:
Part IA3 Preventive Action .. preve
Page 99 and 100:
Part IA4 Audits can address almost
Page 101 and 102:
Part IA4 Input & Output Input Audit
Page 103 and 104:
Part IA4 Corrective Action And Its
Page 105 and 106:
Part IB Audit Reason An audit can p
Page 107 and 108:
Part IB Second-party supplier audit
Page 109 and 110:
Part IB IB1. Elements Of Purpose An
Page 111 and 112:
Part IB First- Party Audit The purp
Page 113 and 114:
Part IB The Management Standards Th
Page 115 and 116:
Part IB Meal Time 今天晚餐
Page 117 and 118:
Part IB Risk- Based Auditing Some a
Page 119 and 120:
Part IB • Who determine the purpo
Page 121 and 122:
Part IB Most third-party audits are
Page 123 and 124:
Part IB The Purpose Of The Third- P
Page 125 and 126:
Part IB The following list provides
Page 127 and 128:
Part IB IA-Gossip What’s the diff
Page 129 and 130: Part IB IA-Gossip- Learn from https
Page 131 and 132: Part IB IT Risk Universes Charlie C
Page 133 and 134: Part IB …For statutory issues, in
Page 135 and 136: Part IB Auditing Benefits Identific
Page 137 and 138: Part IB The Shewhart control chart
Page 139 and 140: Part IB 5 Whys is an iterative inte
Page 141 and 142: Part IB Milwaukee Charlie Chong/ Fi
Page 143 and 144: Part IC Audit Division of ASQ versu
Page 145 and 146: Part IC Criteria The audit principl
Page 147 and 148: Part IC Performance Standards Perfo
Page 149 and 150: Part IC Audit Basis (Confusion Term
Page 151 and 152: Part IC An organization may volunta
Page 153 and 154: Part IC Laws and Regulations (Audit
Page 155 and 156: Part ID Chapter 4 Roles and Respons
Page 157 and 158: Part ID External Audit The followin
Page 159 and 160: Part ID The Great Depression Charli
Page 161 and 162: Part ID The Great Depression Charli
Page 163 and 164: Part ID Audit Process Participants
Page 165 and 166: Part ID List of Responsibilities an
Page 167 and 168: Part ID 7.2.2 Personal behavior Aud
Page 169 and 170: Part ID Auditee a. Coordinates audi
Page 171 and 172: Part IE Chapter 5 Professional Cond
Page 173 and 174: Part IE1 IE1. Professional Conduct
Page 175 and 176: Part IE1 Codes of ethics The purpos
Page 177 and 178: Codes of ethics The purpose of the
Page 179: Part IE1 https://asq.org/about-asq/
Page 183 and 184: Part IE1 The Institute of Internal
Page 185 and 186: The Institute of Internal Auditors
Page 187 and 188: Part IE1 Conflict of Interest Exist
Page 189 and 190: Part IE1 • When a Conflict of Int
Page 191 and 192: Part IE1 Confidentiality With proce
Page 193 and 194: Part IE1 IE2-Gossip An auditor was
Page 195 and 196: Part IE1 Conduct Discussing proprie
Page 197 and 198: Part IE1 Conduct For example, when
Page 199 and 200: Part IE1 Techniques Several techniq
Page 201 and 202: Part IE1 Techniques Several techniq
Page 203 and 204: Part IE1 Security Companies in cert
Page 205 and 206: Part IE1 Trust The auditee must be
Page 207 and 208: Part IE1 Trust The detection of uns
Page 209 and 210: Part IE1 IE1-Gossip Some products m
Page 211 and 212: Part IE1 Discovery Of Illegal Or Un
Page 213 and 214: Part IE1 When an unsafe practice is
Page 215 and 216: Part IE1 whistle- blower laws. A wh
Page 217 and 218: Part IE1 An auditor may encounter i
Page 219 and 220: Part IE1 An auditor may encounter i
Page 221 and 222: Considering New Employment. An audi
Page 223 and 224: IE1-Gossip One example of an unethi
Page 225 and 226: IE1-Gossip During the course of an
Page 227 and 228: Part IE1 Overcoming Language And Li
Page 229 and 230: IE1-Gossip An auditor was shown doc
Page 231 and 232:
Part IE1 • Remedial Action/ Conta
Page 233 and 234:
Part IE2 Figure 5.5 Illegal auditor
Page 235 and 236:
Part IE2 Figure 5.5 Illegal auditor
Page 237 and 238:
Part IE2 The Auditor as an Agent As
Page 239 and 240:
IE2-Gossip An auditor discovers tha
Page 241 and 242:
IE2-Gossip During an FAA audit of a
Page 243 and 244:
IE2-Gossip Discovery is a pretrial
Page 245 and 246:
Part IE3 IE3. Audit Credibility Aud
Page 247 and 248:
Part IE3 The auditor can establish
Page 249 and 250:
Part IE3 Audit Ethics Audit ethics
Page 251 and 252:
Part IE3 5.Independence: the basis
Page 253 and 254:
Part IE3 A good auditor does not ha
Page 255 and 256:
Part IE3 IE3-Gossip In a closing me
Page 257 and 258:
Part IE3 IE3-Gossip I am familiar w
Page 259 and 260:
Part II Audit Process [42 of the CQ
Page 261:
t least one academic expert recomme
show all

My Reading on ASQ CQA HB Part I-IA~IE-s

Create successful ePaper yourself

Delete template?

Save as template?