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MARKET PRACTICE BOOK © 2010 Euroclear Bank SA/NV, 1 Boulevard du Roi Albert II, 1210 Brussels, Belgium - Tel: +32 (0)2 326 1211 - www.euroclear.com RPM Brussels number 0429 875 591 - Euroclear is the marketing name for the Euroclear System, Euroclear plc, Euroclear SA/NV and their affiliates. © Copyright Clearstream International S.A. (2010). All rights reserved. Clearstream is a registered trademark of Clearstream International S.A. Clearstream International S.A. is a Deutsche Börse Group company. 116
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May 2010 International Securities O
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Updates The main updates of this Ma
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Table of contents MARKET PRACTICE B
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Introduction MARKET PRACTICE BOOK T
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Glossary Agent Arranger Base Prospe
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Issuing Agent (IA) Issuing and Payi
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1. ISMAG Best Practices 1.1. 1.1.1.
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Paperless instructions • DO NOT i
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1.3. Information processing At Issu
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2. New Issues 2.1. 2.2. 2.2.1. 2.2.
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2.2.1.3. N EW ISSUES - MARKET PRACT
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LM b LM b LM e PPA b ICSDs c ICSDs
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c IPA c IPA c ICSDs c IPA c IPA Ini
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c Dealer/ LM d IPA d IPA d ICSDs c
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2.2.3.2. N EW ISSUES - MARKET PRACT
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2.2.3.3.3. Documentation flow for i
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2.3.2. Same day syndicated distribu
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3. Corporate Actions 3.1. Scope C O
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3.2.1.2. 3.2.1.3. Preliminary infor
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3.2.2. 3.2.2.1. C ORPORATE ACTIONS
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3.2.2.3. 3.2.2.3.1. b b’ CD/CSP P
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3.2.2.3.2. Event launch or post lau
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4. Income 4.1. 4.2. 4.2.1. 4.2.1.1.
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4.2.2. Information provision and ti
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4.3. 4.3.1. e f Initiator/Party Rec
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4.4. 4.4.1. Investigations and inqu
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Annexes Annex 1: ISMAG - Terms of R
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A NNEXES - MARKET PRACTICE BOOK Wor
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A NNEXES - MARKET PRACTICE BOOK (c)
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Annex 3: EU Prospectus Directive A
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A NNEXES - MARKET PRACTICE BOOK Ope
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A NNEXES - MARKET PRACTICE BOOK Fis
Page 65 and 66: Global Type Legal restrictions Plac
Page 67 and 68: Stand Alone Acceptance and Eligibil
Page 69 and 70: IPSD (Interest Period Starting Date
Page 71 and 72: Annex 6: Taxonomy/ Asset Servicing
Page 73 and 74: Put Option Event Proceeds Instructi
Page 75 and 76: Exercise of Warrants Proceeds Instr
Page 77 and 78: General Meeting Event Asset Servici
Page 79 and 80: Redemption in Cash or Shares Event
Page 81 and 82: Asset Servicing Checklist B Call Op
Page 83 and 84: Annex 6C: Asset Servicing Checklist
Page 85 and 86: A NNEXES - MARKET PRACTICE BOOK Ass
Page 87 and 88: Prooceeds Proceeds - Main Proceeds
Page 89 and 90: Proceeds Proceeds - Main Proceeds I
Page 91 and 92: Annex 7: Naming Convention recommen
Page 93 and 94: Annex 8: Day Count Conventions reco
Page 95 and 96: Annex 9: Units and Nominal recommen
Page 97 and 98: Annex 11: ICMSA Recommendation for
Page 99 and 100: Annex 12: CAJWG - Market Standards
Page 101 and 102: Information flow from (I)CSD partic
Page 103 and 104: Information flow from (I)CSD partic
Page 105 and 106: Mandatory Reorganisations with Opti
Page 107 and 108: A NNEXES - MARKET PRACTICE BOOK 23.
Page 109 and 110: 8 Voluntary Reorganisations Sequenc
Page 111 and 112: A NNEXES - MARKET PRACTICE BOOK 22.
Page 113 and 114: NOTES A NNEXES - MARKET PRACTICE BO
Page 115: NOTES MARKET PRACTICE BOOK 115
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