Scope - Clearstream

MARKET PRACTICE BOOK - ANNEXES
Field name Value Timing Applicability Definition
Payment Frequency
Record date rule
Payment Currency
Fixed Interest rate
Redemption Type
Redemption Payment Currency
Warrant type of scheme
Underlying Strike Price
Underlying Strike Currency
OPTIONAL FIELDS (O)
Instrument Classifi cation
Confi dentiality
Private Placement
70
Final Redemption, Partial
Redemption without reduction,
Partial Redemption with
reduction, Drawing at random,
Drawing pro-rata, Call, Put
European, American, Bermudan
Debt/Equity
Y/N
Y/N
M if different from ZCP;
If the payment frequency is not fi xed for the whole life of
security, the different frequencies have to be mentioned
M if different from standard record date rule
M if the nominal currency is not an eligible settlement
currency in an ICSD.
M if Interest type = FIX
M for certifi cates in case of PUT
M if the nominal currency is not an eligible settlement
currency in an ICSD
.
M if Warrant
M if more than one
M if more than one
Any non-standard structure should be brought to the attention of the ICSDs by the Lead Manager for eligibility review, prior to any code request.
A
A
E
E
E
E
E
E
E
E
E
Defaulted to N (non confi dential). LM to confi rm if
confi dential.
Defaulted to N. LM to confi rm if Private placement M if
more than one
Specifi es the frequency of the interest payments.
Date/time at which positions are struck to note which parties are
entitled to receive the entitlement to a corporate event or vote
at a meeting. Standard rule = payment date -1 business day for
income payments.
The ISO currency in which the payment may or must be done,
totally or partially.
Per annum ratio of interest paid to the principal amount of the
fi nancial instrument for a specifi c period of time.
It indicates the type of redemption (at maturity, i.e. fi nal redemption,
or before maturity, i.e. partial redemption,
call or put).
The ISO currency for the payment of the cash proceeds.
Indicates when a warrant/option can be exercised.
The strike price of the related fi nancial instrument into which
this security can be converted.
The currency of the strike price, of the related fi nancial
instrument into which this security can be converted.
The Instrument Classifi cation defi nes and describes the
classifi cation of fi nancial instruments. The classifi cation system applies
to fi nancial instruments negotiated internationally as well as
to domestic instruments. This Classifi cation Standard is intended for
use by the Clearing Systems to defi ne the type of security issued.
Indicates whether the details of the security are to be made
available to the market, or kept private between ICSDs and agency
network.
The sale of securities directly to private persons, institutional investors,
or both outside a public offering. Such non-public deals (often
without a publicly available prospectus) closing through the ICSDs
are placed directly with investors.
Stand Alone Acceptance and Eligibility Checklist • INTERNATIONAL SECURITIES • May 2010
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