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Guide to the implementation of directives based on the New ...

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❝ <str<strong>on</strong>g>Guide</str<strong>on</strong>g> <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> <str<strong>on</strong>g>implementati<strong>on</strong></str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>directives</str<strong>on</strong>g> <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> <strong>New</strong> Approach and <str<strong>on</strong>g>the</str<strong>on</strong>g> Global Approach ❞<br />

which specifies <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

essential requirements.<br />

( 73 ) For <str<strong>on</strong>g>the</str<strong>on</strong>g> Directive<br />

relating <str<strong>on</strong>g>to</str<strong>on</strong>g> low voltage<br />

equipment no explicit<br />

mandate is issued.<br />

Instead, Cenelec has a<br />

standing mandate for<br />

elaborating standards<br />

in <str<strong>on</strong>g>the</str<strong>on</strong>g> framework <str<strong>on</strong>g>of</str<strong>on</strong>g> this<br />

Directive.<br />

( 74 ) Although European<br />

standards are<br />

c<strong>on</strong>sidered as<br />

harm<strong>on</strong>ised before<br />

publicati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

references in <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Official Journal, it is<br />

this publicati<strong>on</strong> that<br />

gives presumpti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

c<strong>on</strong>formity <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

essential requirements<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> directive in<br />

questi<strong>on</strong> (see<br />

Secti<strong>on</strong> 4.3). However,<br />

according <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Directive relating <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

low voltage equipment<br />

a standard is<br />

c<strong>on</strong>sidered as<br />

harm<strong>on</strong>ised after it has<br />

been drawn up by<br />

comm<strong>on</strong> agreement<br />

between <str<strong>on</strong>g>the</str<strong>on</strong>g> bodies<br />

notified by <str<strong>on</strong>g>the</str<strong>on</strong>g> Member<br />

States in accordance<br />

with <str<strong>on</strong>g>the</str<strong>on</strong>g> procedure laid<br />

down in <str<strong>on</strong>g>the</str<strong>on</strong>g> Directive,<br />

and published under<br />

nati<strong>on</strong>al procedures.<br />

( 75 ) CEN (European<br />

Committee for<br />

Standardisati<strong>on</strong>);<br />

Cenelec (European<br />

Committee for<br />

Electrotechnical<br />

Standardisati<strong>on</strong>);<br />

ETSI (European<br />

Telecommunicati<strong>on</strong><br />

Standards Institute).<br />

( 76 ) Excepti<strong>on</strong>ally,<br />

harm<strong>on</strong>isati<strong>on</strong><br />

documents adopted by<br />

European standards<br />

organisati<strong>on</strong>s can also<br />

be accepted by <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Commissi<strong>on</strong> as<br />

harm<strong>on</strong>ised standards.<br />

The differences<br />

between European<br />

standards and<br />

harm<strong>on</strong>isati<strong>on</strong><br />

documents essentially<br />

relate <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> degree <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

obligati<strong>on</strong> <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> part<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> nati<strong>on</strong>al<br />

members.<br />

Harm<strong>on</strong>isati<strong>on</strong><br />

documents must be<br />

implemented at<br />

nati<strong>on</strong>al level, at least<br />

by public notificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> title and number <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

Harm<strong>on</strong>ised standards are not a specific category technical c<strong>on</strong>tents <str<strong>on</strong>g>of</str<strong>on</strong>g> such standards are under <str<strong>on</strong>g>the</str<strong>on</strong>g> entire<br />

am<strong>on</strong>gst European standards. The terminology used in <strong>New</strong> resp<strong>on</strong>sibility <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> European standards organisati<strong>on</strong>s.<br />

Approach <str<strong>on</strong>g>directives</str<strong>on</strong>g> is a legal qualificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> technical specificati<strong>on</strong>s<br />

existing as European standards ( 76 ), but <str<strong>on</strong>g>to</str<strong>on</strong>g> which search for technical soluti<strong>on</strong>s should in principle be left <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

Once public authorities have agreed <strong>on</strong> a mandate, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

a special meaning has been given by <str<strong>on</strong>g>the</str<strong>on</strong>g>se <str<strong>on</strong>g>directives</str<strong>on</strong>g>. Harm<strong>on</strong>ised<br />

standards maintain <str<strong>on</strong>g>the</str<strong>on</strong>g>ir status <str<strong>on</strong>g>of</str<strong>on</strong>g> voluntary applir<strong>on</strong>ment<br />

and health and safety, <str<strong>on</strong>g>the</str<strong>on</strong>g> participati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> public<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> interested parties. In certain areas, such as <str<strong>on</strong>g>the</str<strong>on</strong>g> envicati<strong>on</strong><br />

in <str<strong>on</strong>g>the</str<strong>on</strong>g> field <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>New</strong> Approach <str<strong>on</strong>g>directives</str<strong>on</strong>g>.<br />

authorities <strong>on</strong> a technical level is important in <str<strong>on</strong>g>the</str<strong>on</strong>g> standardisati<strong>on</strong><br />

process. However, <strong>New</strong> Approach <str<strong>on</strong>g>directives</str<strong>on</strong>g><br />

The Commissi<strong>on</strong> formally requests <str<strong>on</strong>g>the</str<strong>on</strong>g> European standards<br />

organisati<strong>on</strong>s <str<strong>on</strong>g>to</str<strong>on</strong>g> present European standards by issuing<br />

a mandate. Prior <str<strong>on</strong>g>to</str<strong>on</strong>g> this <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> c<strong>on</strong>sults <str<strong>on</strong>g>the</str<strong>on</strong>g> would verify or approve ei<str<strong>on</strong>g>the</str<strong>on</strong>g>r at Community or nati<strong>on</strong>al<br />

do not foresee a procedure under which public authorities<br />

Committee established under Directive 98/34/EC, and, in level <str<strong>on</strong>g>the</str<strong>on</strong>g> c<strong>on</strong>tents <str<strong>on</strong>g>of</str<strong>on</strong>g> harm<strong>on</strong>ised standards, which have<br />

some cases, <str<strong>on</strong>g>the</str<strong>on</strong>g> sec<str<strong>on</strong>g>to</str<strong>on</strong>g>ral Committee set up under <str<strong>on</strong>g>the</str<strong>on</strong>g> directive<br />

in questi<strong>on</strong>. Reaching c<strong>on</strong>sensus within <str<strong>on</strong>g>the</str<strong>on</strong>g> Committee dardisati<strong>on</strong> process ( 79 ). The dialogue between standards<br />

been adopted with <str<strong>on</strong>g>the</str<strong>on</strong>g> procedural guarantees <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> stan-<br />

under Directive 98/34/EC implies wide c<strong>on</strong>sultati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> sec<str<strong>on</strong>g>to</str<strong>on</strong>g>ral<br />

authorities at nati<strong>on</strong>al level. Thus, <str<strong>on</strong>g>the</str<strong>on</strong>g> mandate proipati<strong>on</strong><br />

in <str<strong>on</strong>g>the</str<strong>on</strong>g> standardisati<strong>on</strong> process should, never<str<strong>on</strong>g>the</str<strong>on</strong>g>-<br />

bodies and authorities and, when appropriate, <str<strong>on</strong>g>the</str<strong>on</strong>g>ir particvides<br />

a str<strong>on</strong>g indicati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> expectati<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> public less, help <str<strong>on</strong>g>to</str<strong>on</strong>g> ensure that <str<strong>on</strong>g>the</str<strong>on</strong>g> terms <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> mandate are correctly<br />

unders<str<strong>on</strong>g>to</str<strong>on</strong>g>od and public c<strong>on</strong>cerns are properly taken<br />

authorities ( 77 ).<br />

The European standards organisati<strong>on</strong>s will formally take in<str<strong>on</strong>g>to</str<strong>on</strong>g> account in <str<strong>on</strong>g>the</str<strong>on</strong>g> process.<br />

a positi<strong>on</strong> <strong>on</strong> a mandate from <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> in c<strong>on</strong>formity<br />

with <str<strong>on</strong>g>the</str<strong>on</strong>g>ir internal regulati<strong>on</strong>s. Acceptance <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> mandate <str<strong>on</strong>g>to</str<strong>on</strong>g> present newly developed standards as harm<strong>on</strong>ised stan-<br />

The European standards organisati<strong>on</strong>s are not obliged<br />

and <str<strong>on</strong>g>the</str<strong>on</strong>g> subsequent working programme <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g>se organisati<strong>on</strong>s<br />

initiate <str<strong>on</strong>g>the</str<strong>on</strong>g> standstill period as provided for in <str<strong>on</strong>g>the</str<strong>on</strong>g>ir judge, after examinati<strong>on</strong> and possible revisi<strong>on</strong>, <str<strong>on</strong>g>to</str<strong>on</strong>g> meet <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

dards. They may also identify existing standards that <str<strong>on</strong>g>the</str<strong>on</strong>g>y<br />

internal regulati<strong>on</strong>s and in Directive 98/34/EC.<br />

terms <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> mandate, or modify existing standards in order<br />

The elaborati<strong>on</strong> and adopti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> harm<strong>on</strong>ised standards <str<strong>on</strong>g>to</str<strong>on</strong>g> meet those terms. In <str<strong>on</strong>g>the</str<strong>on</strong>g> same way, <str<strong>on</strong>g>the</str<strong>on</strong>g>y may identify<br />

is <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> General <str<strong>on</strong>g>Guide</str<strong>on</strong>g>lines for cooperati<strong>on</strong> between internati<strong>on</strong>al or nati<strong>on</strong>al standards and adopt <str<strong>on</strong>g>the</str<strong>on</strong>g>m as European<br />

standards, and present <str<strong>on</strong>g>the</str<strong>on</strong>g>m <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> as<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> European standards organisati<strong>on</strong>s and <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong><br />

signed <strong>on</strong> 13 November 1984. These orientati<strong>on</strong>s c<strong>on</strong>tain harm<strong>on</strong>ised standards.<br />

series <str<strong>on</strong>g>of</str<strong>on</strong>g> principles and commitments c<strong>on</strong>cerning standardisati<strong>on</strong>,<br />

such as <str<strong>on</strong>g>the</str<strong>on</strong>g> participati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> all interested parties (for requirements <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> relevant directive. A European standard<br />

A harm<strong>on</strong>ised standard must match <str<strong>on</strong>g>the</str<strong>on</strong>g> essential<br />

example manufacturers, c<strong>on</strong>sumer associati<strong>on</strong>s and trade may c<strong>on</strong>tain provisi<strong>on</strong>s relating not <strong>on</strong>ly <str<strong>on</strong>g>to</str<strong>on</strong>g> essential requirements<br />

but also <str<strong>on</strong>g>to</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r provisi<strong>on</strong>s. In such a case, <str<strong>on</strong>g>the</str<strong>on</strong>g>se<br />

uni<strong>on</strong>s), <str<strong>on</strong>g>the</str<strong>on</strong>g> role <str<strong>on</strong>g>of</str<strong>on</strong>g> public authorities, <str<strong>on</strong>g>the</str<strong>on</strong>g> quality <str<strong>on</strong>g>of</str<strong>on</strong>g> standards<br />

and a uniform applicati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> standards throughout <str<strong>on</strong>g>the</str<strong>on</strong>g> provisi<strong>on</strong>s should be clearly distinguished from those covering<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> essential requirements. Fur<str<strong>on</strong>g>the</str<strong>on</strong>g>r, a harm<strong>on</strong>ised<br />

Community ( 78 ).<br />

The European standards organisati<strong>on</strong>s are resp<strong>on</strong>sible standard does not necessarily cover all essential requirements.<br />

This would oblige <str<strong>on</strong>g>the</str<strong>on</strong>g> manufacturer <str<strong>on</strong>g>to</str<strong>on</strong>g> use o<str<strong>on</strong>g>the</str<strong>on</strong>g>r rel-<br />

for identifying and elaborating harm<strong>on</strong>ised standards in <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

meaning <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> <strong>New</strong> Approach and for presenting a list <str<strong>on</strong>g>of</str<strong>on</strong>g> evant technical specificati<strong>on</strong>s in order <str<strong>on</strong>g>to</str<strong>on</strong>g> meet all <str<strong>on</strong>g>the</str<strong>on</strong>g> essential<br />

requirements <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> directive.<br />

adopted harm<strong>on</strong>ised standards <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>. The<br />

Table 4/1 • Standardisati<strong>on</strong> procedure under <str<strong>on</strong>g>the</str<strong>on</strong>g> <strong>New</strong> Approach •<br />

1. A mandate is drawn up, following c<strong>on</strong>sultati<strong>on</strong> with <str<strong>on</strong>g>the</str<strong>on</strong>g> Member States.<br />

2. The mandate is transmitted <str<strong>on</strong>g>to</str<strong>on</strong>g> European standards organisati<strong>on</strong>s.<br />

3. European standards organisati<strong>on</strong>s accept <str<strong>on</strong>g>the</str<strong>on</strong>g> mandate ( 80 ).<br />

4. European standards organisati<strong>on</strong>s elaborate a (joint) programme.<br />

5. The technical committee elaborates a draft standard.<br />

6. European standards organisati<strong>on</strong>s and nati<strong>on</strong>al standards bodies organise a public enquiry.<br />

7. The technical committee c<strong>on</strong>siders comments.<br />

8. Nati<strong>on</strong>al standards bodies vote/European standards organisati<strong>on</strong>s ratify.<br />

9. European standards organisati<strong>on</strong>s transmit references <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>.<br />

10. The Commissi<strong>on</strong> publishes <str<strong>on</strong>g>the</str<strong>on</strong>g> references.<br />

11. Nati<strong>on</strong>al standards bodies transpose <str<strong>on</strong>g>the</str<strong>on</strong>g> European standard.<br />

12. Nati<strong>on</strong>al authorities publish references <str<strong>on</strong>g>of</str<strong>on</strong>g> nati<strong>on</strong>al standards.<br />

28

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