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Guide to the implementation of directives based on the New ...

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❝ <str<strong>on</strong>g>Guide</str<strong>on</strong>g> <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> <str<strong>on</strong>g>implementati<strong>on</strong></str<strong>on</strong>g> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>directives</str<strong>on</strong>g> <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> <strong>New</strong> Approach and <str<strong>on</strong>g>the</str<strong>on</strong>g> Global Approach ❞<br />

must be safe when<br />

used as intended or in<br />

a foreseeable way,<br />

bearing in mind <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

normal behaviour <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

children.<br />

( 160 ) The manufacturer<br />

is explicitly required <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

supply data according<br />

<str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Directives<br />

relating <str<strong>on</strong>g>to</str<strong>on</strong>g> low voltage<br />

equipment, simple<br />

pressure vessels, <str<strong>on</strong>g>to</str<strong>on</strong>g>ys<br />

(<strong>on</strong>ly for certain <str<strong>on</strong>g>to</str<strong>on</strong>g>ys),<br />

machinery, pers<strong>on</strong>al<br />

protective equipment,<br />

active implantable<br />

medical devices, gas<br />

appliances, medical<br />

devices, potentially<br />

explosive atmospheres,<br />

recreati<strong>on</strong>al craft, lifts,<br />

pressure equipment, in<br />

vitro diagnostic<br />

medical devices, and<br />

radio and<br />

telecommunicati<strong>on</strong>s<br />

terminal equipment.<br />

( 161 ) The <str<strong>on</strong>g>of</str<strong>on</strong>g>ficial<br />

notificati<strong>on</strong> usually<br />

takes place via <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Permanent<br />

Representati<strong>on</strong> with a<br />

copy sent <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Commissi<strong>on</strong><br />

department resp<strong>on</strong>sible<br />

for managing <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

directive in questi<strong>on</strong>.<br />

( 162 ) As an exempti<strong>on</strong>,<br />

Member States have <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

inform <str<strong>on</strong>g>the</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r<br />

Member States as well<br />

as <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong><br />

when invoking <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

safeguard clause<br />

according <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Directive relating <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

low voltage equipment.<br />

( 163 ) The copy is<br />

usually sent via <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Permanent<br />

Representati<strong>on</strong>.<br />

( 164 ) A safeguard clause<br />

that is notified<br />

according <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Directive relating <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

low voltage equipment<br />

is examined <strong>on</strong>ly if<br />

o<str<strong>on</strong>g>the</str<strong>on</strong>g>r Member States<br />

raise objecti<strong>on</strong> as<br />

regards <str<strong>on</strong>g>the</str<strong>on</strong>g> measures<br />

taken.<br />

( 165 ) In additi<strong>on</strong>, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Directives <strong>on</strong> medical<br />

devices and in vitro<br />

medical devices<br />

foresee a possibility <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

take measures at<br />

Community level.<br />

( 166 ) For withdrawal <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> presumpti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

c<strong>on</strong>formity, see<br />

Secti<strong>on</strong> 4.4.<br />

in such a way that it complies with <str<strong>on</strong>g>the</str<strong>on</strong>g> applicable provisi<strong>on</strong>s, will c<strong>on</strong>sider initiating <str<strong>on</strong>g>the</str<strong>on</strong>g> procedure provided for by Article<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> Member State should withdraw <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard clause 226 <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> EC Treaty ( 165 ).<br />

notificati<strong>on</strong>.<br />

C<strong>on</strong>versely, should <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> see no justificati<strong>on</strong><br />

for <str<strong>on</strong>g>the</str<strong>on</strong>g> nati<strong>on</strong>al acti<strong>on</strong> that invoked <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard clause, it<br />

8.3.3. Administering <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard clause<br />

will ask <str<strong>on</strong>g>the</str<strong>on</strong>g> Member State <str<strong>on</strong>g>to</str<strong>on</strong>g> withdraw its acti<strong>on</strong> and take<br />

The Commissi<strong>on</strong> is resp<strong>on</strong>sible for administering <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard<br />

clause at Community level, and for ensuring that it ment <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> products in questi<strong>on</strong> <strong>on</strong> its terri<str<strong>on</strong>g>to</str<strong>on</strong>g>ry. This opin-<br />

immediate appropriate steps <str<strong>on</strong>g>to</str<strong>on</strong>g> re-establish <str<strong>on</strong>g>the</str<strong>on</strong>g> free move-<br />

applies <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> whole <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Community. To this end, <str<strong>on</strong>g>the</str<strong>on</strong>g> i<strong>on</strong> is addressed <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Member State that invoked <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard<br />

clause, <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> manufacturer and, if appropriate, <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

Commissi<strong>on</strong> c<strong>on</strong>sults <str<strong>on</strong>g>the</str<strong>on</strong>g> interested parties <str<strong>on</strong>g>to</str<strong>on</strong>g> verify<br />

whe<str<strong>on</strong>g>the</str<strong>on</strong>g>r or not <str<strong>on</strong>g>the</str<strong>on</strong>g> acti<strong>on</strong> that invoked <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard clause authorised representative or o<str<strong>on</strong>g>the</str<strong>on</strong>g>r pers<strong>on</strong> who is resp<strong>on</strong>sible<br />

for placing <str<strong>on</strong>g>the</str<strong>on</strong>g> product <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> Community market. Also,<br />

can be justified. Precauti<strong>on</strong>s are necessary during <str<strong>on</strong>g>the</str<strong>on</strong>g> c<strong>on</strong>sultati<strong>on</strong>s<br />

<str<strong>on</strong>g>to</str<strong>on</strong>g> protect <str<strong>on</strong>g>the</str<strong>on</strong>g> c<strong>on</strong>fidentiality <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> informati<strong>on</strong><br />

( 164 ).<br />

infringement procedure provided for by Article 226 <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

in this case, <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> will c<strong>on</strong>sider initiating <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

The acti<strong>on</strong> <str<strong>on</strong>g>to</str<strong>on</strong>g> be taken is decided case by case. After EC Treaty, <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> basis <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Member State not complying<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> departments resp<strong>on</strong>sible for managing <str<strong>on</strong>g>the</str<strong>on</strong>g> with <str<strong>on</strong>g>the</str<strong>on</strong>g> principle <str<strong>on</strong>g>of</str<strong>on</strong>g> free movement <str<strong>on</strong>g>of</str<strong>on</strong>g> goods. This procedure<br />

may cause <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> <str<strong>on</strong>g>to</str<strong>on</strong>g> take <str<strong>on</strong>g>the</str<strong>on</strong>g> matter <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

directive have been informed, <str<strong>on</strong>g>the</str<strong>on</strong>g>y will, as a general rule,<br />

first c<strong>on</strong>tact <str<strong>on</strong>g>the</str<strong>on</strong>g> Member State and <str<strong>on</strong>g>the</str<strong>on</strong>g> nati<strong>on</strong>al surveillance Court <str<strong>on</strong>g>of</str<strong>on</strong>g> Justice. In such cases, legal proceedings may be<br />

authority which invoked <str<strong>on</strong>g>the</str<strong>on</strong>g> procedure, and <str<strong>on</strong>g>the</str<strong>on</strong>g> manufacturers<br />

c<strong>on</strong>cerned or <str<strong>on</strong>g>the</str<strong>on</strong>g>ir authorised representative. The Com-<br />

who c<strong>on</strong>siders himself <str<strong>on</strong>g>to</str<strong>on</strong>g> have suffered damage, in order <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

taken at nati<strong>on</strong>al level by <str<strong>on</strong>g>the</str<strong>on</strong>g> manufacturer, or o<str<strong>on</strong>g>the</str<strong>on</strong>g>r pers<strong>on</strong><br />

missi<strong>on</strong> may also c<strong>on</strong>tact <str<strong>on</strong>g>the</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r Member States most obtain compensati<strong>on</strong> for <str<strong>on</strong>g>the</str<strong>on</strong>g> damage that resulted from a<br />

directly c<strong>on</strong>cerned by <str<strong>on</strong>g>the</str<strong>on</strong>g> case in questi<strong>on</strong> (usually <str<strong>on</strong>g>the</str<strong>on</strong>g> nati<strong>on</strong>al measure not in compliance with Community law.<br />

Member States where <str<strong>on</strong>g>the</str<strong>on</strong>g> manufacturer or notified body is If <str<strong>on</strong>g>the</str<strong>on</strong>g> safeguard clause is invoked because <str<strong>on</strong>g>of</str<strong>on</strong>g> a shortcoming<br />

in a harm<strong>on</strong>ised standard that gives a presumpti<strong>on</strong><br />

established), and <str<strong>on</strong>g>the</str<strong>on</strong>g> notified bodies (or o<str<strong>on</strong>g>the</str<strong>on</strong>g>r third parties)<br />

involved in <str<strong>on</strong>g>the</str<strong>on</strong>g> c<strong>on</strong>formity assessment procedure.<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> c<strong>on</strong>formity, <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>, after c<strong>on</strong>sulting <str<strong>on</strong>g>the</str<strong>on</strong>g> interested<br />

parties, will submit <str<strong>on</strong>g>the</str<strong>on</strong>g> case <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Committee set up<br />

If <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> c<strong>on</strong>siders it necessary, it may — in<br />

collaborati<strong>on</strong> with <str<strong>on</strong>g>the</str<strong>on</strong>g> Member State(s) c<strong>on</strong>cerned — seek by Directive 98/34/EC and, if provided for, <str<strong>on</strong>g>the</str<strong>on</strong>g> sec<str<strong>on</strong>g>to</str<strong>on</strong>g>ral<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> opini<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r adequately qualified, impartial bodies or committees ( 166 ).<br />

experts capable <str<strong>on</strong>g>of</str<strong>on</strong>g> providing fur<str<strong>on</strong>g>the</str<strong>on</strong>g>r informati<strong>on</strong> directly relevant<br />

<str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> subject (such as o<str<strong>on</strong>g>the</str<strong>on</strong>g>r surveillance authorities, sidered justified or not, in ei<str<strong>on</strong>g>the</str<strong>on</strong>g>r case, <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong><br />

Whe<str<strong>on</strong>g>the</str<strong>on</strong>g>r <str<strong>on</strong>g>the</str<strong>on</strong>g> acti<strong>on</strong> taken by <str<strong>on</strong>g>the</str<strong>on</strong>g> Member State is c<strong>on</strong>-<br />

o<str<strong>on</strong>g>the</str<strong>on</strong>g>r notified bodies, scientific committees <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>,<br />

standards organisati<strong>on</strong>s, c<strong>on</strong>formity assessment bod-<br />

results <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> procedure.<br />

keeps <str<strong>on</strong>g>the</str<strong>on</strong>g> Member States informed <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> progress and <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

ies, organisati<strong>on</strong>s representing industry,<br />

distribu<str<strong>on</strong>g>to</str<strong>on</strong>g>rs or c<strong>on</strong>sumers, trade uni<strong>on</strong>s, 8.4. Protecti<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> CE marking<br />

research institutes or scientific experts).<br />

Although <str<strong>on</strong>g>the</str<strong>on</strong>g>se c<strong>on</strong>sultati<strong>on</strong>s can be relatively<br />

wide, <str<strong>on</strong>g>the</str<strong>on</strong>g> urgency <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> problem is<br />

● Market surveillance authorities must check that <str<strong>on</strong>g>the</str<strong>on</strong>g> affixing<br />

and use <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> CE marking is correct, and that <str<strong>on</strong>g>the</str<strong>on</strong>g> principles<br />

taken in<str<strong>on</strong>g>to</str<strong>on</strong>g> account and <str<strong>on</strong>g>the</str<strong>on</strong>g> procedure is<br />

kept as short as possible.<br />

regarding additi<strong>on</strong>al markings and marks are respected.<br />

At <str<strong>on</strong>g>the</str<strong>on</strong>g> end <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> c<strong>on</strong>sultati<strong>on</strong> procedure,<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> takes an opini<strong>on</strong> <strong>on</strong> corrective acti<strong>on</strong> <str<strong>on</strong>g>to</str<strong>on</strong>g> protect <str<strong>on</strong>g>the</str<strong>on</strong>g> CE marking.<br />

● Where necessary, <str<strong>on</strong>g>the</str<strong>on</strong>g> authority has <str<strong>on</strong>g>to</str<strong>on</strong>g> take appropriate<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> justificati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> nati<strong>on</strong>al measure that ● A Member State must notify <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> and <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

restricted or prohibited <str<strong>on</strong>g>the</str<strong>on</strong>g> free movement o<str<strong>on</strong>g>the</str<strong>on</strong>g>r Member States when it decides <str<strong>on</strong>g>to</str<strong>on</strong>g> restrict free movement<br />

due <str<strong>on</strong>g>to</str<strong>on</strong>g> incorrect affixing <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> CE marking, or when it<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> products.<br />

Where <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> c<strong>on</strong>siders in its<br />

takes acti<strong>on</strong> against those who are resp<strong>on</strong>sible for a n<strong>on</strong>compliant<br />

product bearing <str<strong>on</strong>g>the</str<strong>on</strong>g> CE marking.<br />

opini<strong>on</strong> that <str<strong>on</strong>g>the</str<strong>on</strong>g> acti<strong>on</strong> is justified, it informs<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> Member State c<strong>on</strong>cerned and <str<strong>on</strong>g>the</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r<br />

Member States immediately. The Commissi<strong>on</strong><br />

may also decide <str<strong>on</strong>g>to</str<strong>on</strong>g> publish this opini<strong>on</strong>. C<strong>on</strong>sequently, Member States must provide in <str<strong>on</strong>g>the</str<strong>on</strong>g>ir nati<strong>on</strong>al legislati<strong>on</strong> for<br />

Member States have an obligati<strong>on</strong> <str<strong>on</strong>g>to</str<strong>on</strong>g> take appropriate appropriate measures both <str<strong>on</strong>g>to</str<strong>on</strong>g> prevent <str<strong>on</strong>g>the</str<strong>on</strong>g> abuse and misuse<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> CE marking, and <str<strong>on</strong>g>to</str<strong>on</strong>g> redress <str<strong>on</strong>g>the</str<strong>on</strong>g> situati<strong>on</strong> if such<br />

acti<strong>on</strong>, with a view <str<strong>on</strong>g>to</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> opini<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>, <str<strong>on</strong>g>to</str<strong>on</strong>g><br />

ensure a similar level <str<strong>on</strong>g>of</str<strong>on</strong>g> protecti<strong>on</strong> throughout <str<strong>on</strong>g>the</str<strong>on</strong>g> Community.<br />

This requirement is <str<strong>on</strong>g>based</str<strong>on</strong>g> <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> general obligati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> The affixing <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> CE marking <str<strong>on</strong>g>to</str<strong>on</strong>g> a product that is not<br />

abuse or misuse takes place.<br />

Member States for market surveillance and for enforcement covered by any <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> <str<strong>on</strong>g>directives</str<strong>on</strong>g> providing for its affixing is<br />

<str<strong>on</strong>g>of</str<strong>on</strong>g> Community legislati<strong>on</strong>. If a Member State refuses <str<strong>on</strong>g>to</str<strong>on</strong>g> follow<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> positi<strong>on</strong> taken by <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>, <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong> for instance, are likely <str<strong>on</strong>g>to</str<strong>on</strong>g> get <str<strong>on</strong>g>the</str<strong>on</strong>g> impressi<strong>on</strong> that<br />

c<strong>on</strong>sidered <str<strong>on</strong>g>to</str<strong>on</strong>g> be deceiving because c<strong>on</strong>sumers or users,<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g><br />

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