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Original GBL Prospectus - Gabelli

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e sold in the OÅering and options granted in the ordinary course of business under the Plan or for shares of<br />

Class B Common Stock transferred among GFI and its two subsidiaries and (ii) shareholders of GFI who are<br />

also oÇcers and directors of the Company have agreed with the Underwriters that they will not oÅer, sell or<br />

otherwise dispose of any shares of capital stock of GFI or any security convertible into or exchangeable or<br />

exercisable for shares of capital stock of GFI, except in transactions between existing shareholders of GFI and<br />

through gifts, in each case, to persons who agree to be bound by similar restrictions. No prediction can be<br />

made as to the eÅect, if any, that future sales or distributions of Class B Common Stock by GFI will have on<br />

the market price of the Class A Common Stock prevailing from time to time. Sales or distributions of<br />

substantial amounts of Class A Common Stock or Class B Common Stock, or the perception that such sales<br />

or distributions could occur, could adversely aÅect the prevailing market price for the Class A Common Stock.<br />

SPECIAL NOTE REGARDING FORWARD-LOOKING INFORMATION<br />

Certain statements under ""<strong>Prospectus</strong> Summary,'' ""Risk Factors,'' ""Management's Discussion and<br />

Analysis of Financial Condition and Results of Operations,'' ""Business,'' and elsewhere in this <strong>Prospectus</strong><br />

constitute forward-looking statements, which involve known and unknown risks, uncertainties and other<br />

factors that may cause the actual results, levels of activity, performance or achievements of the Company, or<br />

industry results, to be materially diÅerent from any future results, levels of activity, performance or<br />

achievements expressed or implied by such forward-looking statements. Such factors include, among others,<br />

those listed under ""Risk Factors'' and elsewhere in this <strong>Prospectus</strong>. As a result of the foregoing and other<br />

factors, no assurance can be given as to future results, levels of activity or achievements, and neither the<br />

Company nor any other person assumes responsibility for the accuracy and completeness of such statements.<br />

18

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