informed, will remove the objection to the disclosed basis of potentialdisqualification.When a judge should make disclosure80. A judge should make disclosure on the record and invite submissions from theparties in two situations. First, if the judge has any doubt about whether there arearguable grounds for disqualification. Second, if an unexpected issue arises shortlybefore or during a proceeding. The judge’s request for submissions shouldemphasize that it is not the consent of the parties or their advocates that is beingsought but assistance on the question whether arguable grounds exist fordisqualification and whether, for example, in the circumstances, the doctrine ofnecessity applies. If there is real ground for doubt, that doubt should ordinarily beresolved in favour of recusal.Reasonable apprehension of bias81. The generally accepted criterion for disqualification is the reasonableapprehension of bias. Different formulas have been applied to determine whetherthere is an apprehension of bias or prejudgment. These have ranged from “a highprobability” of bias to “a real likelihood”, “a substantial possibility”, and “areasonable suspicion” of bias. The apprehension of bias must be a reasonable one,held by reasonable, fair minded and informed persons, who apply themselves to thequestion and obtain the required information. The test is “what would such aperson, viewing the matter realistically and practically – and having thought thematter through – conclude? Would such person think that it is more likely than notthat the judge, whether consciously or unconsciously, would not decide fairly”. 41The hypothetical reasonable observer of the judge’s conduct is postulated in order toemphasize that the test is objective, is founded in the need for public confidence inthe judiciary, and is not based purely upon the assessment by other judges of thecapacity or performance of a colleague.82. The Supreme Court of Canada has observed 42 that determining whether thejudge will bring prejudice into consideration as a matter of fact is rarely an issue. Of41 See Locabail (UK) Ltd v Bayfield Properties, Court of Appeal of England and Wales[2000] QB 451, [2000] 3 LRC 482; Re Medicaments and Related Classes of Goods (No.2),House of Lords, United Kingdom [2001] 1 WLR 700; Porter v Magill, House of Lords,United Kingdom [2002] 2 AC 357; Webb v The Queen, High Court of Australia (1994) 181CLR 41; Newfoundland Telephone Co v Newfoundland (Board of Commissioners of PublicUtilities), Supreme Court of Canada [1992] 1 SCR 623; R v Gough, House of Lords, UnitedKingdom [1993] AC 646; R v Bow Street Stipendiary Magistrate, Ex parte Augusto PinochetUgarte (No.2), House of Lords [2001] 1 AC 119.42 Wewaykum Indian Band v. Canada, Supreme Court of Canada, [2004] 2 LRC 692, perChief Justice McLachlin.69
course, where this can be established, it will inevitably lead to the disqualification ofthe judge. But most arguments for disqualification typically begin with anacknowledgment by all parties that there is no actual bias and move on to aconsideration of the reasonable apprehension of bias. Occasionally, this is expressedformally simply because a party, while suspecting actual bias, cannot prove it andtherefore contents himself or herself with submitting the reasonable apprehension ofbias, which is easier to establish. Since the two propositions go hand in hand, tounderstand what is meant by reasonable apprehension of bias it is helpful to considerwhat it means to say that disqualification is not argued on the basis of actual bias.Saying that there is no “actual bias” can mean three things: that actual bias need notbe established because reasonable apprehension of bias can be viewed as a surrogatefor it; that unconscious bias can exist even where the judge is acting in good faith; orthat the presence or absence of actual bias is not the relevant inquiry.83. First, when parties say that there is no actual bias on the part of the judge,they may mean that the current standard for disqualification does not require thatthey prove it. In that sense, the “reasonable apprehension of bias” can be seen as asurrogate for actual bias, on the assumption that it may be unwise or unrealistic torequire that kind of evidence. It is obviously impossible to determine the precisestate of mind of the judge, particularly because the law does not countenance thequestioning of a judge about extraneous influences affecting his or her mind, andbecause the policy of the law is to protect litigants who can discharge the lesserburden of showing a real danger of bias without requiring them to show that suchbias actually exists.84. Second, when parties say that there is no actual bias on the part of the judge,they may be conceding that the judge is acting in good faith and is not consciouslybiased. Bias is or may be an unconscious thing and a judge may honestly say that heor she is not actually biased and does not allow his or her interest to affect his or hermind, while, nevertheless, doing so unconsciously.85. Finally, when parties concede that there is no actual bias, they may besuggesting that looking for real bias is simply not the relevant inquiry. They rely onthe aphorism that “justice should not only be done, but should manifestly andundoubtedly be seen to be done”. To put it differently, in cases wheredisqualification is argued, the relevant inquiry is not whether there was in fact eitherconscious or unconscious bias on the part of the judge, but whether a reasonableperson properly informed would apprehend that there was. In that sense, thereasonable apprehension of bias is not just a surrogate for unavailable evidence, oran evidentiary device to establish the likelihood of unconscious bias, but themanifestation of a broader preoccupation about the image of justice, namely, theoverriding public interest that there should be confidence in the integrity of theadministration of justice.86. Of the three justifications for the objective standard of reasonableapprehension of bias, the last is the most stringent for the judicial system, because it70
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United NationsOffice on Drugs and C
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CONTENTSPreface… ................
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DRAFTING HISTORYI. BackgroundIn Apr
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g. The Iowa Code of Judicial Conduc
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IV. The Bangalore Draft Code of Jud
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Davide of the Supreme Court of the
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The Commission has frequently expre
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- Page 29 and 30: esponsibility, it is essential that
- Page 31 and 32: WHEREAS it is essential that judges
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- Page 37 and 38: THE FOLLOWING PRINCIPLES are intend
- Page 40 and 41: Value 1INDEPENDENCEPrinciple:Judici
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- Page 46 and 47: finding, an important part of a jud
- Page 48 and 49: 1.3 A judge shall not only be free
- Page 50 and 51: or her. No such gatherings should b
- Page 52 and 53: that very remote instance the judge
- Page 54 and 55: 1.6 A judge shall exhibit and promo
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- Page 58 and 59: Value 2IMPARTIALITYPrinciple:Impart
- Page 60 and 61: Application:2.1 A judge shall perfo
- Page 62 and 63: 2.2 A judge shall ensure that his o
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- Page 76 and 77: 2.5.2 the judge previously served a
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- Page 96 and 97: 4.6 A judge, like any other citizen
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4.16 Subject to law and to any lega
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Value 5EQUALITYPrinciple:Ensuring e
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Application5.1 A judge shall be awa
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5.3 A judge shall carry out judicia
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5.5 A judge shall require lawyers i
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Value 6COMPETENCE AND DILIGENCEPrin
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Application6.1 The judicial duties
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judgment, the expedition of cases,
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The quality of judgment and demeano
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6.4 A judge shall keep himself or h
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about decisions that appear to them
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impossible, to suggest a uniform st
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IMPLEMENTATIONBy reason of the natu
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DEFINITIONSIn this statement of pri
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AnnexCULTURAL AND RELIGIOUS TRADITI
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When a judge does not inquire into
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. . . deal impartially with the sui
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Jewish LawThe following is an extra
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Sanity: A person whose judgment is
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9. A judge must be prompt in delive
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8. He must not permit a litigant to
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SELECT BIBLIOGRAPHYBooks and Monogr
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Delaware Judicial Ethics Advisory C
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INDEX 80accused personrights, 49app
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prompt disposal of matters, 207rese
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apprehension of bias, 56abuse of co
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family members, activities of, 69fo
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personal knowledge of disputed fact
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sentencing, rights relating to, 50s