2.5.2 the judge previously served as a lawyer or was a materialwitness in the matter in controversy;CommentaryAn advocate has no responsibility for other members of chambers94. Where the judge had previously been engaged in private practice as anadvocate, his or her independent self-employed status as an advocate practising inchambers relieves the judge of any responsibility for, and usually any detailedknowledge of, the affairs of other members of the same chambers.Lawyers are responsible for the professional actions of partners95. A solicitor or similar lawyer practicing in a firm or company of lawyers maybe legally responsible for the professional actions of the other partners. As apartner, he or she may, therefore, owe a duty to clients of the firm even though he orshe had never acted for them personally and knows nothing of their affairs.Accordingly, a judge who had previously been a member of such a firm or companyshould not sit on any case in which the judge or the judge’s former firm was directlyinvolved in any capacity before the judge’s appointment, at least for a period of timeafter which it is reasonable to assume that any perception of imputed knowledge isspent.Previous employment in a government department or legal aid office96. In assessing the potential for bias arising from a judge’s previous employmentin a government department or legal aid office, the characteristics of the legalpractice within the department or office concerned should be taken into account, asshould any administrative, consultative or supervisory role previously played by thejudge.The judge as material witness in the matter in controversy97. The reason for this rule is that a judge cannot make evidentiary rulings on hisown testimony and should not be put in a position of embarrassment arising wherethis is, or might be seen to be, raised.75
2.5.3 The judge, or a member of the judge's family, has aneconomic interest in the outcome of the matter incontroversy;CommentaryWhen economic interest disqualifies the judge98. The judge must ordinarily recuse himself or herself from any case in whichthe judge (or a member of the judge’s family) is in a position to gain or losefinancially from its resolution. This may occur, for example, if the judge has asubstantial shareholding in one of the parties and the outcome of the case might besuch as could realistically affect the judge’s interest or reasonably appear to do so.If a publicly listed company is a party and the judge holds a relatively small amountof its total shares, the judge may not be disqualified since the outcome of the casewould usually not affect the judge’s interest. It may, however, be different if thelitigation involves the viability and survival of the company itself in which case,depending on the circumstances, the outcome may be regarded as realisticallyaffecting the judge’s interest.What does not constitute “economic interest”99. An economic interest does not extend to any holdings or interests that ajudge might have, for example, in mutual or common investment funds, deposits ajudge might maintain in financial institutions, mutual savings associations or creditunions, or government securities owned by a judge, unless the proceeding couldsubstantially affect the value of such holdings or interests. Disqualification is alsonot required if a judge is merely a customer dealing in the ordinary course ofbusiness with a bank, insurance company, credit card company, or the like that is aparty in a case, without there being pending any dispute or special transactioninvolving the judge. The fact that securities might be held by an educational,charitable, or civic organization in whose service a judge’s spouse, parent or childmay serve as a director, officer, advisor or other participant does not, depending onthe circumstances, mean that a judge has an economic interest in such anorganization. Similarly, in cases involving financial implications that are highlycontingent and remote at the time of the decision, one would expect the applicationof the test generally not to result in disqualification. Nevertheless, in such cases itmay be prudent for the judge to notify the parties of any such circumstances andhave the matter recorded in open court so that the parties and not just the lawyers aremade aware of them. Sometimes, lay clients are more suspicious and less trustingthan the judge’s professional colleagues.76
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United NationsOffice on Drugs and C
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CONTENTSPreface… ................
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DRAFTING HISTORYI. BackgroundIn Apr
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g. The Iowa Code of Judicial Conduc
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IV. The Bangalore Draft Code of Jud
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Davide of the Supreme Court of the
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The Commission has frequently expre
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(h) Requested the UNODC to convene
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Where citations have been used, the
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- Page 31 and 32: WHEREAS it is essential that judges
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- Page 35 and 36: 5. Everyone shall have the right to
- Page 37 and 38: THE FOLLOWING PRINCIPLES are intend
- Page 40 and 41: Value 1INDEPENDENCEPrinciple:Judici
- Page 42 and 43: Conditions for judicial independenc
- Page 44 and 45: A judge must act irrespective of po
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- Page 48 and 49: 1.3 A judge shall not only be free
- Page 50 and 51: or her. No such gatherings should b
- Page 52 and 53: that very remote instance the judge
- Page 54 and 55: 1.6 A judge shall exhibit and promo
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- Page 58 and 59: Value 2IMPARTIALITYPrinciple:Impart
- Page 60 and 61: Application:2.1 A judge shall perfo
- Page 62 and 63: 2.2 A judge shall ensure that his o
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- Page 81 and 82: Application3.1 A judge shall ensure
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- Page 86 and 87: Value 4PROPRIETYPrinciple:Propriety
- Page 88 and 89: 4.2. As a subject of constant publi
- Page 90 and 91: 4.3 A judge shall, in his or her pe
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- Page 94 and 95: not hold a supervisory or administr
- Page 96 and 97: 4.6 A judge, like any other citizen
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- Page 124 and 125: Application5.1 A judge shall be awa
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5.3 A judge shall carry out judicia
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5.5 A judge shall require lawyers i
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Value 6COMPETENCE AND DILIGENCEPrin
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Application6.1 The judicial duties
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judgment, the expedition of cases,
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The quality of judgment and demeano
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6.4 A judge shall keep himself or h
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about decisions that appear to them
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impossible, to suggest a uniform st
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IMPLEMENTATIONBy reason of the natu
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DEFINITIONSIn this statement of pri
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AnnexCULTURAL AND RELIGIOUS TRADITI
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When a judge does not inquire into
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. . . deal impartially with the sui
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Jewish LawThe following is an extra
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Sanity: A person whose judgment is
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9. A judge must be prompt in delive
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8. He must not permit a litigant to
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SELECT BIBLIOGRAPHYBooks and Monogr
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Delaware Judicial Ethics Advisory C
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INDEX 80accused personrights, 49app
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prompt disposal of matters, 207rese
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apprehension of bias, 56abuse of co
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family members, activities of, 69fo
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personal knowledge of disputed fact
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sentencing, rights relating to, 50s