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atw - International Journal for Nuclear Power | 10.2020

Description Ever since its first issue in 1956, the atw – International Journal for Nuclear Power has been a publisher of specialist articles, background reports, interviews and news about developments and trends from all important sectors of nuclear energy, nuclear technology and the energy industry. Internationally current and competent, the professional journal atw is a valuable source of information. www.nucmag.com

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Ever since its first issue in 1956, the atw – International Journal for Nuclear Power has been a publisher of specialist articles, background reports, interviews and news about developments and trends from all important sectors of nuclear energy, nuclear technology and the energy industry. Internationally current and competent, the professional journal atw is a valuable source of information.

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<strong>atw</strong> Vol. 65 (2020) | Issue 10 ı October<br />

with the “correct” answers, which<br />

were determined in advance. For the<br />

ISV, we have decided to ask what the<br />

relevant process aspects or process<br />

parameters are in the current situation<br />

and how these parameters will<br />

change in the near future. Furthermore,<br />

we have asked the crews about<br />

their own tasks in the near future and<br />

the goal of these tasks.<br />

Due to the possible complexity<br />

of processes, e.g. during incident<br />

situations, it was clear that using free<br />

test answers in the situation awareness<br />

probes could lead large diversity<br />

of answers which could impair an<br />

appropriate assessment of their correctness.<br />

This multitude of possible<br />

answers might prevent any meaningful<br />

evaluation.<br />

There<strong>for</strong>e a multiple choice test <strong>for</strong><br />

situation awareness was designed as<br />

follows. Operators were asked <strong>for</strong><br />

process parameters or important<br />

aspects which were relevant <strong>for</strong> the<br />

decision on further procedures at the<br />

moment of the simulator freeze. In<br />

order to predefine the correct answers<br />

<strong>for</strong> the freezes, we asked three experts<br />

(2 simulator trainers and one process<br />

engineer) independently of each<br />

other, to specify in the freeze situations<br />

which process aspects and<br />

parameters are relevant <strong>for</strong> decisions<br />

om future tasks and objectives in that<br />

moment of the scenario. For some<br />

cases, the experts had different views<br />

on the relevant parameters. The final<br />

set of offered parameters in the freezes<br />

was based the highest degree of agreement<br />

between the three experts.<br />

For each freeze, six process para meters/aspects<br />

were offered in a multiplechoice<br />

test, three of which were correct<br />

and three were incorrect. The incorrect<br />

paramters/aspects (so-called “distractors”)<br />

should not be obviously irrelevant<br />

– then the test would be too easy.<br />

But they should also not be too similar<br />

to the relevant parameters either –<br />

then the test would be too difficult. The<br />

evaluation showed that we succeeded<br />

in achieving a good level of difficulty<br />

<strong>for</strong> the choices offered, but un<strong>for</strong>tunately<br />

not in all cases.<br />

Method 2 – Questions about own<br />

tasks and colleagues’ tasks<br />

During freezes, questions were asked<br />

about future tasks and their objectives<br />

(“When the current task is completed,<br />

which will be your next task and its<br />

objective”). These questions had to be<br />

answered with regard to the own<br />

tasks as well as with regard to the<br />

tasks of the colleagues in the shift<br />

crew (open-ended questions).<br />

Method 3 – Status reports and<br />

team briefings<br />

A third method to assess situation<br />

awareness was based on analysing<br />

the content and thoroughness of<br />

team briefs and status reports<br />

which are a genuine element of the<br />

team inter action in the control room.<br />

Status reports were understood here<br />

as summarized short descriptions<br />

( mostly carried out by the SSV) of the<br />

operational status of the plant or the<br />

status of the most important parameters<br />

and operating conditions.<br />

Status reports were triggered by<br />

external requests of the management<br />

as part of the scenarios, when the<br />

safety engineer entered the control<br />

room, or at shift changes. Team briefs<br />

were requested at strategy changes, or<br />

be<strong>for</strong>e starting safety critical actions.<br />

During status reports, the relevant<br />

plant parameters and deviations from<br />

normal operation at that time were<br />

expected to be reported.<br />

Procedure of the measurement<br />

during freezes<br />

During the three freezes, TO, RO and<br />

SSV left their workplaces and moved<br />

to an area outside the simulator. They<br />

were then asked about (a) relevant<br />

process parameters/aspects in the<br />

present situation (multiple-choice:<br />

choose at least three most important<br />

parameters out of six parameters<br />

given and rank order them according<br />

to their importance <strong>for</strong> the present<br />

situation), (b) the expected development<br />

of these parameters (multiplechoice:<br />

quick/slow decrease or<br />

increase or no change). TO, RO and<br />

SSV answered the questions presented<br />

to them on a tablet computer<br />

with keyboard in written <strong>for</strong>m without<br />

consulting their team members.<br />

Their answers were compared against<br />

the expected answers (based on<br />

experts’ agreement) concerning the<br />

relevant process parameters, tasks<br />

and objectives. (situation awareness<br />

measurement – Method 1).<br />

Afterwards the operators were<br />

asked about their current task<br />

and their next task (coordination<br />

measurement, see 3.5) as well as the<br />

current task and the next task of<br />

their colleagues, and the objectives<br />

of the tasks (situation awareness<br />

measurement – Method 2).<br />

3.4 Communication<br />

To evaluate communication, we have<br />

identified between 13 and 31 measurement<br />

points in each scenario<br />

where communication was expected<br />

to be important.<br />

For these measuring points we<br />

defined which content of communication<br />

was expected (content of<br />

communication) and what type of<br />

communication was expected (quality<br />

of communication). As <strong>for</strong> the quality<br />

of communication, we distinguished,<br />

between 2-way communication, 3-way<br />

communication, briefing etc. For each<br />

of these communication types, observable<br />

behaviours were defined in order<br />

to assess the quality of communication,<br />

e.g. if the communication was<br />

given in “face-to-face” manner, if<br />

the receiver showed attention or if<br />

the receiver showed a reaction or<br />

expressed or showed understanding.<br />

Both, content und quality of communication<br />

were included in the<br />

observation tool (see section 4) and<br />

were checked by the observers during<br />

a scenario trial.<br />

At relevant points in the scenarios<br />

the quality of communication was<br />

evaluated not only according to<br />

observable criteria, but also using an<br />

overall assessment of the communication<br />

process. A subjective assessment<br />

by the observers was used here (rating<br />

of poor, average or good).<br />

3.5 Coordination<br />

A satisfactory coordination was characterized<br />

by the fact that all operators<br />

knew what their colleagues were<br />

doing (task awareness). For example,<br />

the SSV should know which tasks TO<br />

and RO are per<strong>for</strong>ming, the TO should<br />

know which task the RO is per<strong>for</strong>ming,<br />

and so on.<br />

Data <strong>for</strong> coordination were col lected<br />

via questionnaires during freezes.<br />

After the questions concerning situation<br />

awareness, questions <strong>for</strong> task<br />

awareness of the operators (“Which<br />

task is per<strong>for</strong>med by your colleague<br />

RO/TO/SSV?”) followed.<br />

3.6 Workload<br />

For workload assessment we used the<br />

Bed<strong>for</strong>d Workload Scale [6]. It is a<br />

unidimensional scale that ranks<br />

whether it was possible to complete<br />

the task, if workload was tolerable <strong>for</strong><br />

the task, and if workload was satisfactory<br />

without reduction. The scale<br />

uses the concept of spare capacity to<br />

define the levels of workload. A short<br />

explanation of the scale be<strong>for</strong>e the<br />

beginning of the scenario allowed<br />

the operators to use it properly and to<br />

rate their workload within seconds.<br />

This allowed repeated measurements<br />

of subjective workload during the<br />

scenarios without too much intrusion<br />

into the primary task. The workload<br />

rating was announced via loudspeaker<br />

ENVIRONMENT AND SAFETY 501<br />

Environment and Safety<br />

Are They Ready <strong>for</strong> Operation? How to Assess the Control Room System of a New NPP ı Rainer Miller, Rodney Leitner, Sina Gierig and Harald Kolrep

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