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CDE Appendix 1 Literature Review - Central East Local Health ...

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The Culture, Diversity and Equity Project: <strong>Literature</strong> <strong>Review</strong><br />

Strategic Options & Priorities<br />

Variations in policy justifications and objectives are (or should be) closely related to variations in the strategic<br />

options pursued by health policymakers. Mackenbach et al. (2002b) discern the two main lines of division in this<br />

respect as revolving around<br />

1. Entry points for intervention, namely upstream vs./and/or downstream intervention sites; and<br />

2. Universalist or Selectivist Approaches<br />

These are discussed below.<br />

I. Upstream' versus 'downstream' policy options<br />

<strong>Health</strong> equity (versus healthcare equity) approaches generally emphasize and aim for upstream solutions dealing<br />

with the fundamental causes of health inequalities beyond the healthcare system. Policy interventions concerned<br />

with equity exclusively in healthcare contexts are very much a downstream solution since they deal more with the<br />

effects of upstream determinants of health.<br />

Upstream solutions, “[b]y addressing the fundamental causes of inequalities in health…avoid<br />

the possibility that after one of the more immediate causes has been eliminated, other immediate causes take its<br />

place because the same fundamental causes are still in operation” (Mackenbach et al., 2002b). On the other hand, as<br />

earlier discussed, health policymakers have less direct leverage over such root causes of health disparities like socioeconomic<br />

distributions.<br />

Downstream solutions in healthcare services, contrastingly, are more within the direct control of health<br />

policymakers, and the effects of such policy interventions more easily lend themselves to measurement and<br />

documentation (Mackenbach et al., 2002b; Exworthy et al., 2006). On the other hand, Mackenbach et al., argue,<br />

such policy interventions “are usually expensive and can never totally eliminate the problem, because people<br />

will have to fall ill before extra healthcare can repair the damage” (2002b).<br />

Research consistently shows the relatively minor role played by health care in explaining health disparities.<br />

Exworthy et al. (2006) for instance cites research that attributes healthcare inequities as accounting for “perhaps<br />

only 10 percent to 15 percent of the variation in health outcomes among different groups” (see also Adler et al.,<br />

1993; McGinnis, Williams-Russo, and Knickman 2002). Downstream policy interventions in healthcare contexts<br />

thus hold out limited potential for fundamentally reducing health inequities.<br />

Between these two (downstream and upstream) policy options are ‘midstream’ interventions: “for example, reducing<br />

exposure to unfavourable specific material living conditions, psychosocial factors and behavioural risk factors in the<br />

lower socioeconomic groups” (Mackenbach et al., 2002b).<br />

Such policy interventions “combine some of the advantages and disadvantages of both upstream and<br />

downstream solutions: the leverage and decision-making power of health policy-makers may be limited, but the<br />

health effects of changing the socioeconomic distribution of some of the more powerful determinants, such as<br />

smoking and work environment, can be expected to be substantial” (p.36).<br />

Both Mackenbach et al. (2002b) and Exworthy et al. (2006) ultimately recommend a combination of upstream,<br />

midstream and downstream policy interventions (i.e. an ‘all stream’ solution).<br />

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