Complete 2012 forensic audit documents - Kansas Bioscience ...

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KU Center for Research, Inc. Associate David MCDONALD Associate Provost for Research WSU Associate Former BOD Member President Associate Paul WOOLEY Karl STROHMEIER Associate Donald BEGGS Associate CyDex KTEC Secretary and Treasurer Sponsored by Researcher Associate Former President and COO Former Associate Former Associate Reference James PIPKIN BOD Member Chief Scientific Officer Via Christi Joe FIX Jerry MOSHER Sponsored by SVP/ CFO of Via Christi - Via Christi Foundation BOD Member Verenta Pharmaceuticals Hoeschst Marion Roussel/Aventis Reference Former Associate Former Associate BOD Member Reference Former Associate Tom KROL Reference Former Associate BOD Member CIBOR CEO BOD Member BOD Member BOD Member BOD Member BOD Member Richard SULLIVAN BOD Member Stuart GOODMAN Louis SERAFIN Legend Mike WEGNER Heartland Plant Innovations, Inc. Associate BOD Member Ronald LANCASTER KBA Employee Stephen PEOPLES Searle KrolPharma Resources Randy NELSON Leo WHITESIDE KBA Client KBA Board Member Kansas Wheat Commission KBA Vendor KansasBIO, KTEC, or KTEC Pipeline KansasBIO, KTEC, or KTEC Pipeline Affiliate
KU Center for Research, Inc. Associate David MCDONALD Associate Provost for Research WSU Associate Former BOD Member President Associate Paul WOOLEY Karl STROHMEIER Associate Donald BEGGS Associate CyDex KTEC Secretary and Treasurer Sponsored by Researcher Associate Former President and COO Former Associate Former Associate Reference James PIPKIN BOD Member Chief Scientific Officer Via Christi Joe FIX Jerry MOSHER Sponsored by SVP/ CFO of Via Christi - Via Christi Foundation BOD Member Verenta Pharmaceuticals Hoeschst Marion Roussel/Aventis Reference Former Associate Former Associate BOD Member Reference Former Associate Tom KROL Reference Former Associate BOD Member CIBOR CEO BOD Member BOD Member BOD Member BOD Member BOD Member Richard SULLIVAN BOD Member Stuart GOODMAN Louis SERAFIN Legend Mike WEGNER Heartland Plant Innovations, Inc. Associate BOD Member Ronald LANCASTER KBA Employee Stephen PEOPLES Searle KrolPharma Resources Randy NELSON Leo WHITESIDE KBA Client KBA Board Member Kansas Wheat Commission KBA Vendor KansasBIO, KTEC, or KTEC Pipeline KansasBIO, KTEC, or KTEC Pipeline Affiliate
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KBA audit summary In meetings of th
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KBA Forensic Audit Summary Page 2 o
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KBA Forensic Audit Summary Page 10
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Table of Contents INTRODUCTION ....
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Other Employment Decision Allegatio
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have all provided information and i
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KBA again appeared before the Comme
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ENGAGEMENT APPROACH Interviews Inte
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• Kent Glasscock - President Nati
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Computer Forensics Computer hard dr
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START-UP PHASE KBA has operated und
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State University the proposed grant
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described Thornton as an effective
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Investment Committee. All current H
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The program goals are to: 1) recrui
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Through June 30, 2011, three Rising
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grants or bonds. KBA also works wit
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center is a public and private coll
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Some individuals BKD interviewed ob
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The Texas Consortium also requested
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Accreditation Council for Graduate
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$581.8 Million Funding Cap Breakdow
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• Tom Thornton - President, Illin
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divine interVentures’ Bankruptcy
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Sullivan indicated that everything
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On January 11, 2011, Mr. Coburn ind
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CHANGE OF EMPLOYMENT STATUS OF CFO/
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Ethics Investigation Regarding Clay
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As a result of the possible violati
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large enough to meet KSU’s needs
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On January 9, 2007, KBA’s BOD aut
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The Kansas City Area Life Science I
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The committee that reviewed the arc
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Monthly payments for Series 2009A a
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If KBA is able to maintain the abov
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Debt Service Payments Debt service
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• assisting KBA with understandin
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Business Development: HBV has a net
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Beginning in August 2009, Ryan Whit
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offered by KBA and the federal gove
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On June 8, 2010, ICM announced that
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However, the EarCheck product langu
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Furthermore, HBV Director of Commer
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industry dating back to Marion Labo
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Kansas’ #5 Ranking in Top 10 Stat
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merger, acquisition or other restru
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In summary, it appears that Lindsay
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Allegations have been made that the
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and interview. As previously stated
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Computer Solutions’ invoice detai
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After the RFQ evaluation, Ennis Knu
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venture firms that will co-invest a
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include only those guests determine
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management of KBA-owned facilities
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Audit. After additional requests of
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Mr. Eisenbrandt, Thornton’s attor
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Ms. LoScalzo further recalled that
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Based on these findings, Buck Consu
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In addition to base compensation an
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Tom Thornton Overpaid Car Allowance
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The following expenses are discusse
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either version, contradictory to po
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KBA Meeting Expenses In general, wi
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Furthermore, the required supportin
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Jan Katterhenry was reimbursed twic
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The agreements state that Akin Gump
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Midwest Research Institute Midwest
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Mr. Bret Healy Mr. Healy was origin
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Ennis Knupp & Associates, Inc. KBA
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Cedar Creek Development VI, LLC Ced
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approval. The executive staff will
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General Ledger Classification Gener
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Additionally, KBA’s BOD approved
Page 174 and 175: Subsequently, on April 4, 2011, KBA
Page 176 and 177: Cary Nourie Tom Thornton worked wit
Page 178 and 179: Tom Churchwell Tom Thornton sat on
Page 180 and 181: KBA’s Response: KBA management wi
Page 182 and 183: member of KansasBio since 2006. Mem
Page 184 and 185: statements, capital charts and payr
Page 186 and 187: Recommendation: The BOD should cons
Page 188 and 189: RELATIONSHIP APPENDIX 151
Page 204 and 205: KU Center for Research, Inc. Associ
Page 239 and 240: APPENDIX B
Page 241 and 242: Two specific software programs were
Page 243 and 244: used to remove data from a system i
Page 245 and 246: Temporary Internet Files and Cookie
Page 247 and 248: EXHIBIT 1 CCleaner Product Informat
Page 250 and 251: EXHIBIT 2 Microsoft Word Files from
Page 252 and 253: Thursday, April 14, 2011 Gov. John
Page 254 and 255: Kansas Bioscience Authority applaud
Page 256 and 257: Transition plan.docx
Page 258 and 259: Personnel Director of Marketing and
Page 261: EXHIBIT 4 Archive.PST Folder Schema
Page 264 and 265: Thornton Laptop Windows Shortcut Fi
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Thornton Laptop Windows Shortcut Fi
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USBStor ControlSet001\Enum\USBStor
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EXHIBIT 8 Windows Shortcut Files Po
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APPENDIX F
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600 BKD Professional Hours through
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Complete 2012 forensic audit documents - Kansas Bioscience ...

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