Complete 2012 forensic audit documents - Kansas Bioscience ...

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Thornton Laptop Windows Shortcut Files for Formerly Existing Files Base Path Created Date Last Written Date Last Accessed Date C:\Documents and Settings\Thornton\Desktop\Senate Commerce Responses.docx 4/4/11 13:52 4/5/11 13:05 4/5/11 13:05 C:\Documents and Settings\Thornton\Desktop\Senate Commerce Responses.docx 4/4/11 13:52 4/5/11 13:01 4/5/11 13:04 C:\Documents and Settings\Thornton\Desktop\26595.pdf 4/5/11 12:19 4/5/11 12:19 4/5/11 12:21 C:\Documents and Settings\Thornton\Desktop\13686.pdf 4/4/11 15:03 4/4/11 15:03 4/5/11 12:21 C:\Documents and Settings\Thornton\Desktop\Senate Commerce Responses.docx 4/4/11 13:52 4/4/11 23:31 4/4/11 23:31 C:\Documents and Settings\Thornton\Desktop\Life\eHI_HIT_market.ppt 2/7/11 14:44 2/7/11 14:44 3/9/11 12:07 C:\Documents and Settings\Thornton\Desktop\Life\Thomas V Thornton Biography.doc 12/14/10 0:35 12/14/10 0:35 2/28/11 20:08 C:\Documents and Settings\Thornton\Desktop\Resignation\KBA Resignation Memo.docx 3/10/11 22:02 3/11/11 0:58 3/11/11 0:58 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\Senate Commerce Responses.docx 4/4/11 13:52 4/6/11 10:32 4/6/11 11:16 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\TecPromote Removal of Officer.pdf 4/5/11 12:19 4/5/11 12:19 4/6/11 13:30 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\TecPromote FEC Valid Termination.pdf 4/4/11 15:03 4/4/11 15:03 4/6/11 13:30 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\Senate Commerce Responses.pdf 4/6/11 13:27 4/6/11 13:27 4/6/11 13:32 C:\Documents and Settings\Thornton\Desktop\Life\Eve re Braces March 10 2011.docx 3/11/11 11:08 3/11/11 11:16 3/11/11 11:16 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\Senate Commerce Responses.pdf 4/6/11 13:27 4/6/11 13:27 4/6/11 13:32 C:\Documents and Settings\Thornton\Desktop\Resignation\Resignation KBA Board.docx 4/8/11 2:46 4/8/11 3:36 4/8/11 4:44 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\Travel.docx 4/7/11 23:27 4/8/11 0:56 4/8/11 1:01 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\Travel.docx 4/7/11 23:27 4/8/11 0:09 4/8/11 0:09 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\OsbornTW_Bio.pdf 4/6/11 13:27 4/6/11 13:27 4/6/11 13:30 C:\Documents and Settings\Thornton\Desktop\Commerce Responses\Travel.docx 4/7/11 23:27 4/8/11 0:56 4/8/11 1:01 C:\Documents and Settings\Thornton\Desktop\Resignation\Resignation KBA Board.docx 4/8/11 2:46 4/8/11 3:36 4/8/11 4:44 C:\Documents and Settings\Thornton\Desktop\Resignation\KBA Resignation Memo.docx 4/8/11 2:46 4/8/11 3:49 4/8/11 4:46 C:\Documents and Settings\Thornton\Desktop\Resignation\KBA Resignation Memo.docx 4/8/11 2:46 4/8/11 3:49 4/8/11 4:46 11
Thornton Laptop Windows Shortcut Files for Formerly Existing Files Base Path Created Date Last Written Date Last Accessed Date C:\Documents and Settings\Thornton\Desktop\Resignation\KBA Resignation.docx 4/8/11 2:46 4/8/11 2:51 4/8/11 4:47 C:\Documents and Settings\Thornton\Desktop\Resignation\KBA Situational Analysis.docx 4/8/11 2:46 3/10/11 22:20 4/8/11 2:59 C:\Documents and Settings\Thornton\Desktop\Resignation\Resignation KBA Board.docx 4/8/11 2:46 4/8/11 3:06 4/8/11 3:06 C:\Documents and Settings\Thornton\Desktop\Resignation\KBA Resignation.docx 4/8/11 2:46 4/8/11 2:51 4/8/11 4:47 C:\Documents and Settings\Thornton\Desktop\Life\Resignation\Resignation KBA Board.docx 3/11/11 1:48 3/11/11 1:48 3/16/11 16:18 C:\Documents and Settings\Thornton\Desktop\Senate Commerce Committee RE Ron May.docx 3/31/11 22:49 3/31/11 23:41 4/1/11 0:04 C:\Documents and Settings\Thornton\Desktop\Life\Resignation\KBA Resignation.docx 3/10/11 20:37 3/10/11 21:14 3/16/11 16:18 C:\Documents and Settings\Thornton\Desktop\Life\Resignation\KBA Situational Analysis.docx 3/10/11 22:01 3/10/11 22:20 3/16/11 16:50 C:\Documents and Settings\Thornton\Desktop\Attorney Client Privilege\Chris Coburn.docx 4/12/11 9:22 4/12/11 10:24 4/12/11 10:24 C:\Documents and Settings\Thornton\Desktop\Transition Plan.docx 4/13/11 15:40 4/13/11 16:11 4/13/11 16:11 C:\Documents and Settings\Thornton\Desktop\Transition Plan.docx 4/13/11 15:40 4/13/11 15:49 4/13/11 15:49 C:\Documents and Settings\Thornton\Desktop\Transition Plan.docx 4/13/11 15:40 4/13/11 16:11 4/13/11 16:11 C:\Documents and Settings\Thornton\Desktop\Attorney Client Privilege\Resignation\Resignation KBA Board.docx 4/8/11 2:46 4/8/11 3:36 4/12/11 9:41 C:\Documents and Settings\Thornton\Desktop\Attorney Client Privilege\Resignation\KBA Resignation.docx 4/8/11 2:46 4/8/11 2:51 4/12/11 9:41 C:\Documents and Settings\Thornton\Desktop\Transition Plan.docx 4/13/11 15:40 4/13/11 22:35 4/13/11 23:06 C:\Documents and Settings\Thornton\Desktop\<strong>Kansas</strong> <strong>Bioscience</strong> Authority applauds Congressional Funding of NBAF Facility.docx 4/13/11 23:05 4/13/11 23:05 4/13/11 23:05 C:\Documents and Settings\Thornton\Desktop\Transition Plan.docx 4/13/11 15:40 4/13/11 21:26 4/13/11 21:26 C:\Documents and Settings\Thornton\Desktop\Life\FY 2011 TVT Employment Contract\CWDOCS‐642495‐v5‐ Thomas_Thornton_Employment_Agreement TVT Edits.DOC 5/19/10 15:01 5/20/10 10:53 3/11/11 18:35 C:\Documents and Settings\Thornton\Desktop\Life\thornton resume revised.doc 12/14/10 0:41 12/14/10 0:41 3/11/11 18:49 C:\Documents and Settings\Thornton\Desktop\4‐14‐11 Resignation KBA Board.docx 4/14/11 17:02 4/14/11 21:50 4/14/11 21:51 12
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KBA audit summary In meetings of th
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KBA Forensic Audit Summary Page 2 o
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KBA Forensic Audit Summary Page 10
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Table of Contents INTRODUCTION ....
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Other Employment Decision Allegatio
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have all provided information and i
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KBA again appeared before the Comme
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ENGAGEMENT APPROACH Interviews Inte
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• Kent Glasscock - President Nati
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Computer Forensics Computer hard dr
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START-UP PHASE KBA has operated und
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State University the proposed grant
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described Thornton as an effective
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Investment Committee. All current H
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The program goals are to: 1) recrui
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Through June 30, 2011, three Rising
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grants or bonds. KBA also works wit
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center is a public and private coll
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Some individuals BKD interviewed ob
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The Texas Consortium also requested
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Accreditation Council for Graduate
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$581.8 Million Funding Cap Breakdow
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• Tom Thornton - President, Illin
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divine interVentures’ Bankruptcy
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Sullivan indicated that everything
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On January 11, 2011, Mr. Coburn ind
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CHANGE OF EMPLOYMENT STATUS OF CFO/
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Ethics Investigation Regarding Clay
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As a result of the possible violati
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large enough to meet KSU’s needs
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On January 9, 2007, KBA’s BOD aut
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The Kansas City Area Life Science I
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The committee that reviewed the arc
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Monthly payments for Series 2009A a
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If KBA is able to maintain the abov
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Debt Service Payments Debt service
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• assisting KBA with understandin
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Business Development: HBV has a net
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Beginning in August 2009, Ryan Whit
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offered by KBA and the federal gove
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On June 8, 2010, ICM announced that
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However, the EarCheck product langu
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Furthermore, HBV Director of Commer
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industry dating back to Marion Labo
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Kansas’ #5 Ranking in Top 10 Stat
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merger, acquisition or other restru
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In summary, it appears that Lindsay
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Allegations have been made that the
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and interview. As previously stated
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Computer Solutions’ invoice detai
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After the RFQ evaluation, Ennis Knu
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venture firms that will co-invest a
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include only those guests determine
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management of KBA-owned facilities
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Audit. After additional requests of
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Mr. Eisenbrandt, Thornton’s attor
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Ms. LoScalzo further recalled that
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Based on these findings, Buck Consu
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In addition to base compensation an
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Tom Thornton Overpaid Car Allowance
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The following expenses are discusse
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either version, contradictory to po
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KBA Meeting Expenses In general, wi
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Furthermore, the required supportin
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Jan Katterhenry was reimbursed twic
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The agreements state that Akin Gump
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Midwest Research Institute Midwest
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Mr. Bret Healy Mr. Healy was origin
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Ennis Knupp & Associates, Inc. KBA
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Cedar Creek Development VI, LLC Ced
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approval. The executive staff will
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General Ledger Classification Gener
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Additionally, KBA’s BOD approved
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Subsequently, on April 4, 2011, KBA
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Cary Nourie Tom Thornton worked wit
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Tom Churchwell Tom Thornton sat on
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KBA’s Response: KBA management wi
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member of KansasBio since 2006. Mem
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statements, capital charts and payr
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Recommendation: The BOD should cons
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RELATIONSHIP APPENDIX 151
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KU Center for Research, Inc. Associ
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Page 224 and 225: KU Center for Research, Inc. Associ
Page 239 and 240: APPENDIX B
Page 241 and 242: Two specific software programs were
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Page 245 and 246: Temporary Internet Files and Cookie
Page 247 and 248: EXHIBIT 1 CCleaner Product Informat
Page 250 and 251: EXHIBIT 2 Microsoft Word Files from
Page 252 and 253: Thursday, April 14, 2011 Gov. John
Page 254 and 255: Kansas Bioscience Authority applaud
Page 256 and 257: Transition plan.docx
Page 258 and 259: Personnel Director of Marketing and
Page 261: EXHIBIT 4 Archive.PST Folder Schema
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Page 288 and 289: USBStor ControlSet001\Enum\USBStor
Page 290 and 291: EXHIBIT 8 Windows Shortcut Files Po
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APPENDIX F
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600 BKD Professional Hours through
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Complete 2012 forensic audit documents - Kansas Bioscience ...

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