Complete 2012 forensic audit documents - Kansas Bioscience ...

Recommendations

Info

Thornton Laptop Windows Shortcut Files for Formerly Existing Folders Base Path Created Date Last Written Date Last Accessed Date C:\Documents and Settings\Thornton\Desktop\Life\FY 2011 TVT Employment Contract 5/19/10 15:01 3/10/11 17:43 3/10/11 17:43 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/10/11 23:09 3/10/11 23:52 C:\Documents and Settings\Thornton\Desktop\Resignation 3/10/11 20:24 3/10/11 23:10 3/10/11 23:10 C:\Documents and Settings\Thornton\Desktop\Resignation 3/10/11 20:24 3/11/11 12:29 3/11/11 12:29 C:\Documents and Settings\Thornton\Desktop\Resignation 3/10/11 20:24 3/11/11 12:29 3/11/11 12:29 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/6/11 17:36 3/6/11 17:36 C:\Documents and Settings\Thornton\Desktop\Senate Commerce March 4 Requests 3/1/11 8:20 3/1/11 8:22 3/1/11 8:23 C:\Documents and Settings\Thornton\Desktop\NBAF FY11 CR 2/18/11 15:57 2/28/11 14:01 2/28/11 14:01 C:\Documents and Settings\Thornton\Desktop\DC NBAF Trip 2/23/11 18:24 2/23/11 18:44 2/24/11 23:09 C:\Documents and Settings\Thornton\Desktop\DC NBAF Trip 2/23/11 18:24 2/23/11 18:44 2/24/11 23:18 C:\Documents and Settings\Thornton\Desktop\DC NBAF Trip 2/23/11 18:24 2/23/11 18:36 2/23/11 18:38 C:\Documents and Settings\Thornton\Desktop\Life\FY 2011 TVT Employment Contract 5/19/10 15:01 3/11/11 7:56 3/11/11 7:56 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/11/11 11:20 3/11/11 11:20 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/11/11 11:20 3/11/11 11:20 C:\Documents and Settings\Thornton\Desktop\Life\FY 2010 Personnel Evaluations\Performance Evaluations 6/24/10 12:34 2/23/11 6:49 2/23/11 6:49 C:\Documents and Settings\Thornton\Desktop\Resignation 3/10/11 20:24 3/14/11 8:44 3/14/11 8:44 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/12/11 17:38 3/12/11 17:38 C:\Documents and Settings\Thornton\Desktop\Resignation 3/10/11 20:24 3/14/11 8:13 3/14/11 8:13 C:\Documents and Settings\Thornton\Desktop\Wichita 2/15/11 16:51 2/25/11 8:16 2/25/11 8:19 C:\Documents and Settings\Thornton\Desktop\SAVEDATA\KEYS 3/2/11 22:25 3/2/11 22:26 3/2/11 22:38 C:\Documents and Settings\Thornton\Desktop\Life\FY 2011 TVT Employment Contract 5/19/10 15:01 3/11/11 7:56 3/11/11 8:01 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/15/11 13:55 3/15/11 13:56 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/15/11 15:36 3/15/11 15:37 C:\Documents and Settings\Thornton\Desktop\Life\SAVEDATA3\KEYS 3/2/11 22:25 3/2/11 22:26 3/15/11 20:07 C:\Documents and Settings\Thornton\Desktop\SAVEDATA\SCREEN 3/2/11 22:25 3/2/11 22:26 3/2/11 22:43 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/12/11 17:36 3/12/11 17:36 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/18/11 11:32 3/18/11 11:34 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/22/11 11:43 3/22/11 11:43 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/12/11 11:53 3/12/11 13:04 C:\Documents and Settings\Thornton\Desktop\Life 10/18/10 5:43 3/21/11 13:19 3/21/11 13:19 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/21/11 15:52 3/21/11 15:52 C:\Documents and Settings\Thornton\Desktop\Life\FY 2010 Personnel Evaluations 6/24/10 12:11 8/16/10 14:07 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\FY 2011 TVT Employment Contract 5/19/10 15:01 3/16/11 16:57 3/24/11 11:08 4
Thornton Laptop Windows Shortcut Files for Formerly Existing Folders Base Path Created Date Last Written Date Last Accessed Date C:\Documents and Settings\Thornton\Desktop\Life\Lulu's Folder 7/20/10 7:41 9/22/10 13:23 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\Oriole May 18 2010 5/18/10 8:24 8/18/10 16:40 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\Badgers 8/19/10 11:30 1/3/11 4:27 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\SAVEDATA 2/21/11 21:51 2/21/11 21:51 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\SAVEDATA1 2/23/11 14:36 2/23/11 14:36 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\SAVEDATA2 2/28/11 12:06 2/28/11 12:06 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\SAVEDATA3 3/2/11 22:25 3/2/11 22:25 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\E‐Scow 7/22/10 12:57 8/18/10 16:40 3/24/11 11:08 C:\Documents and Settings\Thornton\Desktop\Life\Flip 5/22/10 9:17 8/18/10 16:41 3/24/11 11:08 C:\Documents and Settings\Thornton\Cookies 12/10/09 10:25 3/11/11 13:20 3/11/11 13:20 C:\Documents and Settings\Thornton\Desktop\Unused Desktop Shortcuts 12/10/09 10:29 3/24/11 10:39 3/24/11 10:39 C:\Documents and Settings\Thornton\Desktop\NBAF FY11 CR 2/18/11 15:57 2/28/11 14:01 2/28/11 14:01 C:\Documents and Settings\Thornton\Desktop\Life\FY 2011 TVT Employment Contract 5/19/10 15:01 3/16/11 16:57 3/16/11 16:57 C:\Documents and Settings\Thornton\Desktop\SAVEDATA\SCREEN 3/18/11 13:28 3/18/11 13:30 3/18/11 13:31 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/23/11 9:53 3/23/11 9:54 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/31/11 23:41 4/1/11 0:04 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 3/18/11 11:31 3/18/11 11:32 C:\Documents and Settings\Thornton\Desktop\Buttplug 3/1/11 0:42 3/1/11 0:43 3/1/11 0:43 C:\Documents and Settings\Thornton\Desktop\Commerce Responses 4/5/11 12:57 4/6/11 11:31 4/6/11 11:31 C:\Documents and Settings\Thornton\Desktop\Commerce Responses 4/5/11 12:57 4/6/11 11:31 4/6/11 11:31 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 4/5/11 0:56 4/5/11 0:56 C:\Documents and Settings\Thornton\Desktop 12/10/09 10:25 4/5/11 0:29 4/5/11 0:34 C:\Documents and Settings\Thornton\Desktop\Life\Badgers 8/19/10 11:30 1/3/11 4:27 3/8/11 13:58 C:\Documents and Settings\Thornton\Desktop\Commerce Responses 4/5/11 12:57 4/6/11 11:18 4/6/11 11:23 C:\Documents and Settings\Thornton\Desktop\Senate Commerce March 4 Requests 3/1/11 8:20 3/1/11 8:22 3/1/11 8:23 C:\Documents and Settings\Thornton\Desktop\Commerce Responses 4/5/11 12:57 4/6/11 13:29 4/6/11 13:32 C:\Documents and Settings\Thornton\Desktop\Commerce Responses 4/5/11 12:57 4/6/11 13:29 4/6/11 13:32 C:\Documents and Settings\Thornton\Desktop\Commerce Responses 4/5/11 12:57 4/6/11 12:02 4/6/11 12:13 5
Page 2 and 3:
KBA audit summary In meetings of th
Page 4 and 5:
KBA Forensic Audit Summary Page 2 o
Page 6 and 7:
Page 8 and 9:
Page 10 and 11:
Page 12 and 13:
KBA Forensic Audit Summary Page 10
Page 14 and 15:
Page 16 and 17:
Page 18 and 19:
Page 20 and 21:
Page 22 and 23:
Page 24 and 25:
Page 26 and 27:
Page 28 and 29:
Page 30 and 31:
Page 32 and 33:
Page 34 and 35:
Table of Contents INTRODUCTION ....
Page 36 and 37:
Other Employment Decision Allegatio
Page 38 and 39:
have all provided information and i
Page 40 and 41:
KBA again appeared before the Comme
Page 42 and 43:
ENGAGEMENT APPROACH Interviews Inte
Page 44 and 45:
• Kent Glasscock - President Nati
Page 46 and 47:
Computer Forensics Computer hard dr
Page 48 and 49:
START-UP PHASE KBA has operated und
Page 50 and 51:
State University the proposed grant
Page 52 and 53:
described Thornton as an effective
Page 54 and 55:
Investment Committee. All current H
Page 56 and 57:
The program goals are to: 1) recrui
Page 58 and 59:
Through June 30, 2011, three Rising
Page 60 and 61:
grants or bonds. KBA also works wit
Page 62 and 63:
center is a public and private coll
Page 64 and 65:
Some individuals BKD interviewed ob
Page 66 and 67:
The Texas Consortium also requested
Page 68 and 69:
Accreditation Council for Graduate
Page 70 and 71:
$581.8 Million Funding Cap Breakdow
Page 72 and 73:
• Tom Thornton - President, Illin
Page 74 and 75:
divine interVentures’ Bankruptcy
Page 76 and 77:
Sullivan indicated that everything
Page 78 and 79:
On January 11, 2011, Mr. Coburn ind
Page 80 and 81:
CHANGE OF EMPLOYMENT STATUS OF CFO/
Page 82 and 83:
Ethics Investigation Regarding Clay
Page 84 and 85:
As a result of the possible violati
Page 86 and 87:
large enough to meet KSU’s needs
Page 88 and 89:
On January 9, 2007, KBA’s BOD aut
Page 90 and 91:
The Kansas City Area Life Science I
Page 92 and 93:
The committee that reviewed the arc
Page 94 and 95:
Monthly payments for Series 2009A a
Page 96 and 97:
If KBA is able to maintain the abov
Page 98 and 99:
Debt Service Payments Debt service
Page 100 and 101:
• assisting KBA with understandin
Page 102 and 103:
Business Development: HBV has a net
Page 104 and 105:
Beginning in August 2009, Ryan Whit
Page 106 and 107:
offered by KBA and the federal gove
Page 108 and 109:
On June 8, 2010, ICM announced that
Page 110 and 111:
However, the EarCheck product langu
Page 112 and 113:
Furthermore, HBV Director of Commer
Page 114 and 115:
industry dating back to Marion Labo
Page 116 and 117:
Kansas’ #5 Ranking in Top 10 Stat
Page 118 and 119:
merger, acquisition or other restru
Page 120 and 121:
In summary, it appears that Lindsay
Page 122 and 123:
Allegations have been made that the
Page 124 and 125:
and interview. As previously stated
Page 126 and 127:
Computer Solutions’ invoice detai
Page 128 and 129:
After the RFQ evaluation, Ennis Knu
Page 130 and 131:
venture firms that will co-invest a
Page 132 and 133:
include only those guests determine
Page 134 and 135:
management of KBA-owned facilities
Page 136 and 137:
Audit. After additional requests of
Page 138 and 139:
Mr. Eisenbrandt, Thornton’s attor
Page 140 and 141:
Ms. LoScalzo further recalled that
Page 142 and 143:
Based on these findings, Buck Consu
Page 144 and 145:
In addition to base compensation an
Page 146 and 147:
Tom Thornton Overpaid Car Allowance
Page 148 and 149:
The following expenses are discusse
Page 150 and 151:
either version, contradictory to po
Page 152 and 153:
KBA Meeting Expenses In general, wi
Page 154 and 155:
Furthermore, the required supportin
Page 156 and 157:
Jan Katterhenry was reimbursed twic
Page 158 and 159:
The agreements state that Akin Gump
Page 160 and 161:
Midwest Research Institute Midwest
Page 162 and 163:
Mr. Bret Healy Mr. Healy was origin
Page 164 and 165:
Ennis Knupp & Associates, Inc. KBA
Page 166 and 167:
Cedar Creek Development VI, LLC Ced
Page 168 and 169:
approval. The executive staff will
Page 170 and 171:
General Ledger Classification Gener
Page 172 and 173:
Additionally, KBA’s BOD approved
Page 174 and 175:
Subsequently, on April 4, 2011, KBA
Page 176 and 177:
Cary Nourie Tom Thornton worked wit
Page 178 and 179:
Tom Churchwell Tom Thornton sat on
Page 180 and 181:
KBA’s Response: KBA management wi
Page 182 and 183:
member of KansasBio since 2006. Mem
Page 184 and 185:
statements, capital charts and payr
Page 186 and 187:
Recommendation: The BOD should cons
Page 188 and 189:
RELATIONSHIP APPENDIX 151
Page 190 and 191:
Page 192 and 193:
Page 194 and 195:
Page 196 and 197:
Page 198 and 199:
Page 200 and 201:
Page 202 and 203:
Page 204 and 205:
KU Center for Research, Inc. Associ
Page 206 and 207:
Page 208 and 209:
Page 210 and 211:
Page 212 and 213:
Page 214 and 215:
Page 216 and 217:
Page 218 and 219:
Page 220 and 221:
Page 222 and 223:
Page 224 and 225:
Page 226 and 227:
Page 228 and 229:
Page 230 and 231:
Page 232 and 233:
Page 234 and 235:
Page 239 and 240:
APPENDIX B
Page 241 and 242:
Two specific software programs were
Page 243 and 244: used to remove data from a system i
Page 245 and 246: Temporary Internet Files and Cookie
Page 247 and 248: EXHIBIT 1 CCleaner Product Informat
Page 250 and 251: EXHIBIT 2 Microsoft Word Files from
Page 252 and 253: Thursday, April 14, 2011 Gov. John
Page 254 and 255: Kansas Bioscience Authority applaud
Page 256 and 257: Transition plan.docx
Page 258 and 259: Personnel Director of Marketing and
Page 261: EXHIBIT 4 Archive.PST Folder Schema
Page 264 and 265: Thornton Laptop Windows Shortcut Fi
Page 288 and 289: USBStor ControlSet001\Enum\USBStor
Page 290 and 291: EXHIBIT 8 Windows Shortcut Files Po
Page 395 and 396:
APPENDIX F
Page 397:
600 BKD Professional Hours through
show all

Complete 2012 forensic audit documents - Kansas Bioscience ...

Create successful ePaper yourself

Delete template?

Save as template?