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Draft Report of the Expert Group on International STI Cooperation to ...

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The need for an evidence- and analysis-based<br />

strategy<br />

Promoting indica<strong>to</strong>rs and informati<strong>on</strong><br />

The EG sees informati<strong>on</strong> and data as a key resource <strong>to</strong> design and support defined elements<br />

and objectives in a strategy. Hence informati<strong>on</strong> and data, and its sharing, is not an end in<br />

itself, but a means <strong>to</strong> an end. For <str<strong>on</strong>g>the</str<strong>on</strong>g> design and implementati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> an EU internati<strong>on</strong>alisati<strong>on</strong><br />

strategy as outlined above, systematic data and analysis must specifically support (1) priority<br />

setting – as any strategic effort must make choices – and (2) <str<strong>on</strong>g>the</str<strong>on</strong>g> choice <str<strong>on</strong>g>of</str<strong>on</strong>g> partner countries<br />

and regi<strong>on</strong>s for each <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> priority areas (countries follow priorities, not <str<strong>on</strong>g>the</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r way<br />

round). It thus (3) underpins negotiati<strong>on</strong>s within ERA (between MS and <str<strong>on</strong>g>the</str<strong>on</strong>g> Commissi<strong>on</strong>) and<br />

with potential external partners and by doing so helps <strong>to</strong> create effective partnerships. It will<br />

also develop a new focus <strong>on</strong> (4) supporting internati<strong>on</strong>al innovative activities. This secti<strong>on</strong><br />

discusses <str<strong>on</strong>g>the</str<strong>on</strong>g> need and c<strong>on</strong>cepts for capturing data and informati<strong>on</strong> and for sharing it, with<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> ends <strong>to</strong> support internati<strong>on</strong>alisati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> <strong>STI</strong> at EU level.<br />

The nature and origin <str<strong>on</strong>g>of</str<strong>on</strong>g> relevant data and informati<strong>on</strong> is heterogeneous. Informati<strong>on</strong> is ei<str<strong>on</strong>g>the</str<strong>on</strong>g>r<br />

mainly based <strong>on</strong> standardised data linked <strong>to</strong> clearly defined indica<strong>to</strong>rs or it is more qualitative<br />

and idiosyncratic 20 . Underlying data can ei<str<strong>on</strong>g>the</str<strong>on</strong>g>r be collected centrally or it can be collected decentrally.<br />

Finally, data and informati<strong>on</strong> can ei<str<strong>on</strong>g>the</str<strong>on</strong>g>r be shared and provided for all or it can be<br />

d<strong>on</strong>e for specific, idiosyncratic purposes with limited value in sharing. The table below<br />

summarises <str<strong>on</strong>g>the</str<strong>on</strong>g> different situati<strong>on</strong>s and highlights <str<strong>on</strong>g>the</str<strong>on</strong>g> basic principles for data collecti<strong>on</strong> and<br />

informati<strong>on</strong> sharing.<br />

Indica<strong>to</strong>rs<br />

The basic rati<strong>on</strong>ale<br />

Indica<strong>to</strong>rs must support <str<strong>on</strong>g>the</str<strong>on</strong>g> three stated and agreed overall objectives <str<strong>on</strong>g>of</str<strong>on</strong>g> an EU<br />

internati<strong>on</strong>alisati<strong>on</strong> strategy for <strong>STI</strong>: streng<str<strong>on</strong>g>the</str<strong>on</strong>g>n <strong>STI</strong> competitiveness, tackle global challenges<br />

and support external policies. Against this background, and in line with <str<strong>on</strong>g>the</str<strong>on</strong>g> main message <str<strong>on</strong>g>of</str<strong>on</strong>g><br />

our report, <str<strong>on</strong>g>the</str<strong>on</strong>g> starting point for all development and use <str<strong>on</strong>g>of</str<strong>on</strong>g> indica<strong>to</strong>rs must be <str<strong>on</strong>g>the</str<strong>on</strong>g> need for<br />

indica<strong>to</strong>r support for a European level <strong>STI</strong> internati<strong>on</strong>alisati<strong>on</strong> strategy. The starting<br />

20 A short principle clarificati<strong>on</strong> as <strong>to</strong> what we mean by informati<strong>on</strong>, data and indica<strong>to</strong>rs: Informati<strong>on</strong> is needed <strong>to</strong> make<br />

decisi<strong>on</strong>s. Informati<strong>on</strong> is based <strong>on</strong> data and indica<strong>to</strong>rs and interpretati<strong>on</strong>. Data are values <str<strong>on</strong>g>of</str<strong>on</strong>g> defined variables,<br />

quantitative or qualitative. In itself, data has no meaning, it must be interpreted, it is <str<strong>on</strong>g>the</str<strong>on</strong>g> raw material for indica<strong>to</strong>rs and<br />

informati<strong>on</strong>. Indica<strong>to</strong>rs are measures that refer <strong>to</strong> a clearly defined and measureable parameter and signify a specific<br />

phenomen<strong>on</strong> bey<strong>on</strong>d <str<strong>on</strong>g>the</str<strong>on</strong>g> parameter that is measured. Indica<strong>to</strong>rs are necessary <strong>to</strong> qualify and quantify a certain<br />

phenomen<strong>on</strong>, most <str<strong>on</strong>g>of</str<strong>on</strong>g>ten <strong>on</strong>e indica<strong>to</strong>r is not enough <strong>to</strong> do so, and indica<strong>to</strong>rs need <strong>to</strong> be interpreted with care (e.g. copublicati<strong>on</strong><br />

as <strong>on</strong>e indica<strong>to</strong>r for <str<strong>on</strong>g>the</str<strong>on</strong>g> level <str<strong>on</strong>g>of</str<strong>on</strong>g> cooperati<strong>on</strong>, and it means different things in different scientific areas or<br />

geographical regi<strong>on</strong>s). Informati<strong>on</strong> is data that is c<strong>on</strong>textualised, with data brought in<strong>to</strong> relati<strong>on</strong>s and interpreted<br />

following certain interpretative frames, informati<strong>on</strong> carries meaning. Indica<strong>to</strong>rs support <str<strong>on</strong>g>the</str<strong>on</strong>g> translati<strong>on</strong> <str<strong>on</strong>g>of</str<strong>on</strong>g> simple data<br />

in<strong>to</strong> informati<strong>on</strong>, but in itself are not enough. It is informati<strong>on</strong> that is <str<strong>on</strong>g>the</str<strong>on</strong>g> basis for acti<strong>on</strong> (Dasgupta and David 1992, 9),<br />

not data or indica<strong>to</strong>r itself.<br />

53

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