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Spin-orbit coupling and electron-phonon scattering - Fachbereich ...

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86 Introduction to <strong>electron</strong>-<strong>phonon</strong> interaction<br />

vibrations of atom a of the crystal with (u a ) sq , we can write the displacement as<br />

[<br />

u a (t) = ∑ asq (u a ) sq e −iωsqt + c.c. ] . (5.2)<br />

s,q<br />

After quantisation of the acoustical problem which determines (u a ) sq , the coefficients<br />

in expansion (5.2) correspond to creation <strong>and</strong> annihilation operators, a sq<br />

<strong>and</strong> a † sq, of a <strong>phonon</strong> in mode (sq). Combining Eqs. (5.2) <strong>and</strong> (5.1) yields<br />

δV (r,t) = ∑<br />

s,q<br />

[<br />

a sq∑<br />

a<br />

]<br />

V a (r) · (u a ) sq e −iωsqt + h.c.<br />

(5.3)<br />

[<br />

]<br />

=: ∑ V sq (r)a sq e −iωsqt + h.c. . (5.4)<br />

s,q<br />

We can regard V sq (r) as the perturbation which an <strong>electron</strong> experiences when a<br />

<strong>phonon</strong> in mode (sq) is present. With this underst<strong>and</strong>ing, <strong>phonon</strong> induced transition<br />

probabilities between different <strong>electron</strong> states (lk) can be calculated by<br />

Fermi’s golden rule<br />

W ±sq<br />

lk→l ′ k ′ = 2π <br />

with matrix elements<br />

M −sq<br />

lk→l ′ k ′ =<br />

∣<br />

∣<br />

( ∣M ±sq ∣∣<br />

2<br />

lk→l ′ k ′ N sq + 1 2 ± 1 )<br />

δ ( ε lk − ε l<br />

2<br />

′ k ′ ∓ ω sq)<br />

, (5.5)<br />

Z<br />

V<br />

d 3 rψ ∗ l ′ k ′(r)V sq(r)ψ lk (r) =<br />

(<br />

M +sq<br />

l ′ k ′ →lk) ∗.<br />

(5.6)<br />

The Bose factors N sq = 1/[exp(ω sq /K B T ) − 1] mark the different probabilities<br />

for <strong>phonon</strong> absorption (W −sq<br />

lk→l ′ k ′ ∝ N sq ) <strong>and</strong> emission (W +sq<br />

lk→l ′ k ′ ∝ N sq +1) [induced<br />

<strong>and</strong> spontaneous emission]. From Eq. (5.5) follows that spontaneous emission of<br />

<strong>phonon</strong>s leads to <strong>electron</strong> <strong>scattering</strong> even at T = 0, provided that the <strong>electron</strong>s are<br />

not in equilibrium.<br />

To evaluate Eqs. (5.5) <strong>and</strong> (5.6) we need to know the <strong>electron</strong> wavefunctions<br />

ψ lk (r) <strong>and</strong> the potential V sq (r). The latter depends on the eigenmodes of vibration<br />

<strong>and</strong> their induced interaction potential, see Eqs. (5.3) <strong>and</strong> (5.4). So far we<br />

explicitly paid attention to the lattice structure of the solid. When we average δV<br />

over an area of the crystal which is larger than the lattice constant a 0 but smaller<br />

than the <strong>phonon</strong> wavelength λ∼1/q, we can decompose δV into<br />

δV = δ ¯V + δṼ . (5.7)<br />

Here, δ ¯V is the averaged potential <strong>and</strong> δṼ describes the fluctuations which average<br />

to zero. The physical effect of both terms on the <strong>electron</strong> is different: δṼ is a

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