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Flute acoustics: measurement, modelling and design - School of ...

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10<br />

Chapter II<br />

Theory <strong>and</strong> literature review<br />

This chapter gives a brief overview <strong>of</strong> the theory <strong>and</strong> an introduction to the literature relevant<br />

to this project. Firstly, the history <strong>of</strong> flutes <strong>and</strong> flute making is covered, <strong>and</strong> some ideas are<br />

<strong>of</strong>fered as to where flute <strong>design</strong> may be headed. The theory <strong>of</strong> woodwind <strong>acoustics</strong> is then<br />

reviewed, <strong>and</strong> equations are presented where appropriate. Finally, several woodwind models<br />

reported in the literature are discussed <strong>and</strong> compared with regards to the expected outcomes<br />

<strong>of</strong> this project.<br />

2.1 FLUTES AND FLUTE MAKING<br />

Modern instruments in the extensive flute family include the modern orchestral transverse<br />

flute, the baroque transverse flute, the recorder, flue organ pipes <strong>and</strong> the Japanese shakuhachi<br />

(Baines 1967). Sound is produced in these instruments when a stream <strong>of</strong> air interacts with a resonating<br />

body. This section briefly reviews the history <strong>of</strong> flutes <strong>and</strong> flute making, with particular<br />

reference to the transverse flute from the baroque period onwards.<br />

2.1.1 History<br />

<strong>Flute</strong>s are the oldest known musical instruments <strong>and</strong> have been made at least since Palaeolithic<br />

times (Dauvois et al. 1998). The earliest flutes were made <strong>of</strong> bone. Most <strong>of</strong> these early flutes<br />

were close to cylindrical, with up to six finger holes. Figure 2.1 shows a picture <strong>of</strong> an early bone<br />

flute, along with a baroque flute, a classical flute <strong>and</strong> a modern flute.<br />

The baroque flute was developed in the second half <strong>of</strong> the 17th century (Bate 1975), <strong>and</strong><br />

included two important innovations—the bore was made conical rather than cylindrical (with<br />

the largest diameter in the section near the embouchure hole) <strong>and</strong> a single key was added. The<br />

conical bore improved the intonation, <strong>and</strong> the key made the flute fully chromatic. As a result <strong>of</strong><br />

these changes, the flute gained in popularity, particularly as a solo instrument. On a baroque<br />

instrument the notes in the diatonic scale are produced with simple fingerings (consisting <strong>of</strong><br />

an array <strong>of</strong> closed tone holes followed by an array <strong>of</strong> open tone holes) <strong>and</strong> most other notes are<br />

made with cross fingerings or the use <strong>of</strong> the key. Consequently, considerable variation exists in<br />

the timbre, volume <strong>and</strong> ease <strong>of</strong> playing across the chromatic scale.<br />

The flute continued to develop through the classical period, as more keys were added <strong>and</strong><br />

the holes were enlarged. Makers at this time generally sought more volume, a ‘stronger tone’<br />

<strong>and</strong> greater uniformity <strong>of</strong> timbre among different notes. On a classical flute, fewer cross fingerings<br />

are used, <strong>and</strong> are necessary only in the third octave <strong>of</strong> the instrument.<br />

Most flutes <strong>of</strong> the baroque <strong>and</strong> classical periods play a natural major scale based on the<br />

note D4. Some classical flutes have keys for the notes C4 <strong>and</strong> C♯4, <strong>and</strong> some are <strong>design</strong>ed to<br />

play in different keys (such as B♭ or E). The piccolo is a small flute that generally plays an octave

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