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Chemicals management<br />

substances with production volumes<br />

of 10 tonnes or more, <strong>and</strong><br />

these data are also needed for classification<br />

of aquatic toxicity. The<br />

REACH system specifies criteria<br />

for classifying substances as PBT<br />

(persistent, bioaccumulating <strong>and</strong><br />

toxic) <strong>and</strong> as vPvB (very persistent<br />

<strong>and</strong> very bioaccumulating). However,<br />

it is only for substances with<br />

production volumes of 100<br />

tonnes or more that the required<br />

data are sufficient for applying the<br />

PBT <strong>and</strong> vPvB criteria.<br />

In summary, with the implementation of<br />

REACH, data requirements for “existing” chemicals<br />

will increase while the requirements for<br />

“new” chemicals are reduced. Existing substances<br />

represent about 99% of production volume,<br />

which means the total effect is in the direction of<br />

an improved knowledge base for risk assessment.<br />

However, that improvement is not sufficient to<br />

provide the information required for classification<br />

<strong>and</strong> authorization decisions.<br />

For substances with production volumes of 10<br />

tonnes or more, the required information is not<br />

enough to apply any of the classification or authorization<br />

criteria under consideration here (i.e.<br />

acute mammalian toxicity, acute aquatic toxicity,<br />

skin irritation, eye irritation, skin sensitization,<br />

carcinogenicity, reproductive toxicity, PBT or<br />

vPvB). Only for substances with production volumes<br />

of 100 tonnes or more is the required information<br />

sufficient to potentially trigger the<br />

REACH authorization process. For none of the<br />

substances regulated by REACH will the required<br />

information be sufficient to classify for carcinogenicity.<br />

Risk management<br />

measures, including<br />

question-mark labelling<br />

Risk management<br />

Risk assessment<br />

vPvB<br />

PB<br />

non-PB<br />

Long-term<br />

aquatic<br />

toxicity<br />

All new <strong>and</strong><br />

existing<br />

substances<br />

Figure 6<br />

Outline of the proposed new system<br />

P <strong>and</strong> B<br />

data<br />

vPvB<br />

PB<br />

non-PB<br />

Improved priority-setting<br />

As we have already seen, in REACH (as well as in<br />

current regulations) production volume determines<br />

test requirements. The higher a particular<br />

substance’s production volume, the more extensive<br />

is the required test battery. The rationale for<br />

using production volume as a priority-setting tool<br />

is the assumption that higher production volume<br />

is associated with higher potential for exposure,<br />

<strong>and</strong> therefore with higher risk of adverse effects.<br />

This is a sensible argument, but the connection<br />

between total production volume <strong>and</strong> risk is indirect<br />

<strong>and</strong> not at all certain.<br />

There are at least three problems with using<br />

production volume to determine test requirements.<br />

First, due to lack of research in this area,<br />

the extent to which production volume predicts<br />

exposure is essentially unknown. Secondly, a positive<br />

correlation between production volume <strong>and</strong><br />

exposure does not necessarily lead to an equally<br />

strong positive correlation between production<br />

volume <strong>and</strong> risk. Risk depends on a combination<br />

of exposure <strong>and</strong> toxicity. Substances with low toxicity<br />

may be over-represented among high-volume<br />

substances (Cunningham <strong>and</strong> Rosenkranz 2001).<br />

Thirdly, even if total exposure to a low-volume<br />

substance is low, individual exposures may be<br />

high, e.g. in the workplace.<br />

In our view, the role of production volume as a<br />

priority-setting criterion for data acquisition<br />

should be gradually reduced. Instead, we propose<br />

three other mechanisms for priority-setting:<br />

Figure 7<br />

Proposed tiered test strategy for PB compounds<br />

Restrictions Restrictions Restrictions<br />

+<br />

Reproductive<br />

-<br />

<strong>and</strong><br />

developmental +<br />

toxicity<br />

-<br />

Chronic<br />

toxicity <strong>and</strong><br />

carcinogenicity<br />

+<br />

-<br />

Risk<br />

management<br />

decision<br />

Prohibition<br />

Long-term <strong>and</strong><br />

reproductive<br />

toxicity testing<br />

Tiered testing<br />

1. Chemical properties of the substance<br />

Substances with different chemical characteristics<br />

will have a different fate <strong>and</strong> behaviour in the<br />

<strong>environment</strong> (e.g. partitioning, persistency, ability<br />

to bioaccumulate). They will also<br />

require different approaches to testing<br />

(e.g. due to their lipophilicity)<br />

<strong>and</strong> will differ in their propensity to<br />

potentially adverse reactions with<br />

biological material (reactivity).<br />

Chemical characterization with<br />

regard to reactivities, persistency<br />

<strong>and</strong> bioaccumulative potential can<br />

thus be used both for priority-setting<br />

<strong>and</strong> to improve testing strategies.<br />

2. Results from lower tier testing<br />

Use of tiered testing should be strengthened, so<br />

that certain results in a lower tier test automatically<br />

lead to requirements for further testing. For<br />

example, substances that are acutely toxic to<br />

Daphnia should be tested for short-term effects in<br />

fish <strong>and</strong> algae; in case of positive findings in these<br />

tests, long-term testing in aquatic species should<br />

also be performed.<br />

3. Incentives for voluntary testing<br />

Mechanisms should be created to give producers<br />

incentives to test particular low-volume substances<br />

more extensively than the minimum<br />

requirements.<br />

An amended system of testing<br />

requirements<br />

In the amended system that we propose, all substances<br />

are subjected to an initial chemical characterization<br />

with regard to their reactivities <strong>and</strong><br />

their persistency <strong>and</strong> bioaccumulative properties.<br />

Based on these data, substances should be classified<br />

as either:<br />

1. very persistent <strong>and</strong> very bioaccumulating<br />

(vPvB);<br />

2. persistent <strong>and</strong> bioaccumulating (PB); or<br />

3. having low persistence <strong>and</strong> potential for bioaccumulation<br />

(non-PB).<br />

Criteria for such a classification are<br />

already available in the current REACH<br />

proposal.<br />

Substances that are both persistent <strong>and</strong> bioaccumulating<br />

can give rise to toxic effects after a<br />

greater time <strong>and</strong> at a greater distance than other<br />

chemicals. Long-term exposures <strong>and</strong> exposure of<br />

unborn <strong>and</strong> newborn children to these substances<br />

can be anticipated. Previous experience has shown<br />

that vPvB substances should not be used. We propose<br />

that use of substances with these properties<br />

should in principle be prohibited. This is stricter<br />

than the authorization process currently proposed<br />

in REACH (Figure 6).<br />

For PB substances, we propose a tiered test system<br />

starting with a long-term test for aquatic toxicity.<br />

If this is negative, a reproductive <strong>and</strong><br />

developmental study in mammals is required; if it<br />

turns out negative, a chronic toxicity <strong>and</strong> carcinogenicity<br />

study is m<strong>and</strong>atory. Use of PB substances<br />

classified for any of these toxicological effects (i.e.<br />

toxic PB substances) should be restricted <strong>and</strong>, if<br />

at all allowed, accompanied by appropriate precautionary<br />

measures including emission control<br />

UNEP Industry <strong>and</strong> Environment April – September 2004 ◆ 15

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