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Chemicals management<br />

The Montreal Protocol: lessons for successful<br />

international chemicals management<br />

Summary<br />

The Montreal Protocol on Substances that Deplete the Ozone Layer was designed to phase<br />

out the production <strong>and</strong> consumption of a number of CFCs <strong>and</strong> several halons. Adopted in<br />

1987, the Protocol came into force in 1989. It has been amended to introduce other types of<br />

control measures <strong>and</strong> to add new controlled substances. The Protocol is an example of policymaking<br />

based on scientific, <strong>environment</strong>al <strong>and</strong> technological global assessments. Its successful<br />

implementation can provide lessons for policy- <strong>and</strong> decision-makers in governments <strong>and</strong><br />

<strong>industry</strong>, as well as for international organizations implementing other international agreements<br />

concerning chemicals.<br />

Résumé<br />

Le Protocole de Montréal sur les substances qui appauvrissent la couche d’ozone avait pour<br />

objet de mettre progressivement fin à la production et à la consommation d’un certain nombre<br />

de CFC et de plusieurs halons. Adopté en 1987, il est entré en vigueur en 1989. Il a été<br />

amendé pour inclure d’autres types de mesures de réglementation et ajouter de nouvelles substances<br />

réglementées. Il constitue un exemple d’élaboration de politiques fondée sur des évaluations<br />

scientifiques, environnementales et technologiques mondiales. Le succès de sa mise<br />

en œuvre peut servir de leçon aux responsables politiques et aux décideurs des gouvernements<br />

et de l’industrie, ainsi qu’aux organisations internationales qui mettent en œuvre d’autres<br />

accords internationaux sur les produits chimiques.<br />

Resumen<br />

El Protocolo de Montreal sobre Sustancias que Agotan la Capa de Ozono fue diseñado para<br />

eliminar la producción y el consume de diversos CFC y halones. El Protocolo fue adoptado en<br />

1987 y entró en vigor en 1989, y ha sido modificado a fin de incluir otros tipos de medidas de<br />

control y sustancias controladas. Constituye un ejemplo de formulación de políticas con base<br />

en evaluaciones científicas, ambientales y tecnológicas a nivel mundial. La exitosa ejecución del<br />

Protocolo puede servir como modelo para los responsables de la formulación de políticas y de<br />

la toma de decisiones dentro del sector gubernamental e industrial, así como para los organismos<br />

internacionales responsables de la ejecución de otros convenios internacionales sobre<br />

sustancias químicas.<br />

In 1974 two American scientists, Mario Molina<br />

<strong>and</strong> F. Sherwood Rowl<strong>and</strong>, published an article in<br />

the scientific journal Nature in which they hypothesized<br />

that chlorofluorcarbons (CFCs) survive long<br />

enough in the atmosphere to reach the stratospheric<br />

ozone layer (which limits the amount of ultraviolet<br />

radiation reaching the earth’s surface). There, according<br />

to the authors, the CFCs are decomposed by<br />

ultraviolet radiation. This liberates chlorine, which<br />

is implicated in the thinning of the ozone layer.<br />

Production of CFCs in the mid 1970s was soaring.<br />

The article by Molina <strong>and</strong> Rowl<strong>and</strong> created a<br />

storm among scientists <strong>and</strong> the producers of these<br />

chemicals. 1<br />

In the mid 1980s the British Antarctic Survey<br />

confirmed that severe depletion of the ozone layer<br />

was occurring (the phenomenon which became<br />

known as the “ozone hole”). The link between<br />

CFCs <strong>and</strong> the Antarctic ozone hole was soon<br />

established using satellite measurements. 2<br />

Until then, it was generally considered that only<br />

toxic <strong>and</strong> hazardous chemicals needed to be managed.<br />

The rude surprise was that using non-toxic,<br />

apparently harmless chemicals like CFCs could<br />

indirectly cause catastrophes.<br />

International efforts to respond to these discoveries<br />

were initiated by UNEP in 1977 through the<br />

World Action Plan on the Ozone Layer. In 1987<br />

the Montreal Protocol on Substances that Deplete<br />

the Ozone Layer was signed. 3 The Montreal Protocol’s<br />

overall objective is to protect the ozone layer<br />

by limiting the use of ozone depleting substances<br />

(ODS) including, but not limited to, CFCs.<br />

Several regional <strong>and</strong> global treaties whose purpose<br />

was to manage toxic or hazardous chemicals<br />

predate the Montreal Protocol (Table 1). All of<br />

these treaties were aimed at preventing <strong>and</strong> managing<br />

the direct risks of such chemicals.<br />

The Montreal Protocol has become a flagship<br />

global treaty. It is now accepted that all man-made<br />

chemicals, toxic <strong>and</strong> hazardous or otherwise,<br />

require strategic management.<br />

Key elements of the Montreal Protocol<br />

A science-based precautionary approach<br />

Successful implementation of the Montreal Protocolhas<br />

established a trend towards policy-making<br />

based on global scientific, <strong>environment</strong>al <strong>and</strong> technological<br />

assessments. In 1987 the Protocol did not<br />

call for the complete elimination of production <strong>and</strong><br />

consumption of CFCs <strong>and</strong> halons. 4 Based on subsequent<br />

global assessments, however, the Parties to<br />

the Convention have agreed to the phase-out of<br />

these substances, along with tightened control measures<br />

<strong>and</strong> accelerated phase-out schedules.<br />

Since 1989 a network of experts from nearly 40<br />

countries has worked together on UNEP’s Scientific<br />

Assessment Panel, 5 Environmental Assessment<br />

Panel 6 <strong>and</strong> Technology <strong>and</strong> Economic<br />

Assessment Panel. 7 They regularly produce reports<br />

<strong>and</strong> interpret (on a consensus basis) their<br />

observations <strong>and</strong> findings.<br />

Progressive listing of chemicals<br />

The Parties to the Convention have agreed to eliminate<br />

the production <strong>and</strong> consumption of ozone<br />

depleting chemicals. A short initial list has exp<strong>and</strong>ed<br />

to include 96 chemicals <strong>and</strong> their 576 isomers.<br />

About 16 of these chemicals are widely used.<br />

Slowly but steadily: eliminating production<br />

<strong>and</strong> consumption<br />

The Parties might have agreed to eliminate production<br />

only. However, a number of countries<br />

imported these chemicals from producing countries<br />

for uses such as air conditioning <strong>and</strong> refrigeration,<br />

electronics manufacturing, fire-fighting<br />

<strong>and</strong> agricultural production (Table 2). It was of<br />

critical importance that sectors in which ODS<br />

were consumed underwent a smooth transition<br />

through the adoption of alternate technologies.<br />

During negotiations on the Protocol, the Parties<br />

have demonstrated their commitment to<br />

move forward – but always with prudence. Policy-makers<br />

have shown foresight in decisions based<br />

on scientific assessments <strong>and</strong> observations provided<br />

by the Scientific Assessment Panel. Another<br />

consideration has been the rate of introduction<br />

of alternative technologies <strong>and</strong> alternative chemicals,<br />

provided by the Technology <strong>and</strong> Economic<br />

Assessment Panel. The conclusions of the Environmental<br />

Effects Panel concerning projected<br />

impacts of ozone layer depletion have also been<br />

taken into account.<br />

Participation by developing countries:<br />

common but differentiated responsibilities<br />

The Montreal Protocol was the first international<br />

agreement to recognize the common but differentiated<br />

responsibilities of industrialized <strong>and</strong><br />

developing countries with respect to global <strong>environment</strong>al<br />

problems. In 1985 industrialized<br />

countries accounted for 85% of world consumption<br />

of ODS. These countries took the lead in<br />

phasing out ODS. They also approved a grace<br />

period for developing countries implementing<br />

control measures. In addition, they agreed to contribute<br />

to a Multilateral Fund to meet the extra<br />

costs that would be borne by developing countries<br />

in phasing out ODS.<br />

UNEP Industry <strong>and</strong> Environment April – September 2004 ◆ 23

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